Tricomo v. Cotton

[7] UNITED STATES DISTRICT COURT [8] WESTERN DISTRICT OF WASHINGTON AT TACOMA [10] LIA YERA TRICOMO, CASE NO. 3:21-cv-05792-DGE11 Petitioner, DWC 12 v. ORDER ADOPTING SECOND 13 JENEVA COTTON, REPORT AND RECOMMENDATION (DKT. NO. 14 Respondent. 39) [15] 16 I INTRODUCTION 17 This matter comes before the Court on the Second Report and Recommendation (“R&R”) 18 of United States Magistrate Judge David W. Christel (Dkt. No. 39). For the reasons discussed 19 herein, the Court ADOPTS the R&R and denies Petitioner Lia Year Tricomo’s petition for a writ 20 of habeas corpus (“Petition”) pursuant to 28 U.S.C. § 2554 . [24] 1 The Court mostly agrees with the R&R’s reasoning1 but, as explained below, departs in 2 part from Judge Christel’s ruling on Ms. Tricomo’s first ground for relief—namely that she 3 “received ineffective assistance of counsel in violation of the right to counsel protected by the 4 Sixth and Fourteenth Amendments” because her sentencing lawyer “did not hire the proper 5 expert to evaluate the effect of the prescribed medication, Paxil,” on Ms. Tricomo’s behavior. 6 (Dkt. No. 1 at 5.) 7 II BACKGROUND 8 The procedural and factual background of this case has been discussed at length in Judge 9 Christel’s prior R&Rs (Dkt. Nos. 24, 39) and the Court incorporates these by reference. 10 Nonetheless, the Court briefly recounts the procedural history of the latest R&R. 11 On April 8, 2022, Judge Christel issued the First R&R, which recommended denying the 12 second and third grounds of Ms. Tricomo’s Petition2 but ordering an evidentiary hearing as to 13 the first ground (ineffective assistance of counsel (“IAC”)). (Dkt. No. 24 at 38.) While the R&R 14 was pending before this Court, the Supreme Court issued Shinn v. Ramirez, 142 S. Ct. 1718 15 (2022), which dramatically narrowed the scope of relief afforded to parties seeking federal 16 habeas relief on the basis of IAC claims. In light of Shinn, the Court declined to adopt Judge 17 Christel’s First R&R and referred the matter back to Judge Christel for further review. (Dkt. No. 18 31.) After receiving additional briefing from the parties (Dkt. Nos. 34, 36, 38), Judge Christel [19] 20 1 The Court notes that Ms. Tricomo did not object to Judge Christel’s denial of the second and third grounds for her petition (see Dkt. No. 40 at 1) and the Court approves of Judge Christel’s 21 recommendation as to these grounds in their entirety. 2 The second ground for relief raised in the Petition is that Ms. Tricomo’s multiple convictions for [22] assault and murder violated the double jeopardy provisions of the Fifth and Fourteenth Amendments. (Dkt. No. 1 at 7.) The third ground for relief raised in the Petition is that Ms. [23] Tricomo did not knowingly and voluntarily plead guilty in violation of the Fourteenth Amendment’s Due Process Clause. (Id. at 8.) [24] 1 issued his Second R&R on October 31, 2022, which recommended denying Ms. Tricomo’s 2 Petition on all grounds. (Dkt. No. 39 at 1.) Ms. Tricomo filed objections to the Second R&R on 3 November 14, 2022. (Dkt. No. 40.) And Respondent Jeneva Cotton filed a response to Ms. 4 Tricomo’s objections on November 23, 2022. (Dkt. No. 41.) 5 III DISCUSSION 6 A. Legal Standard 7 “To respect our system of dual sovereignty, the availability of habeas relief is narrowly 8 circumscribed.” Shinn, 142 S. Ct. at 1730 (citation omitted). Federal courts may only grant 9 habeas relief under the Antiterrorism and Effective Death Penalty Act (“AEDPA”) in limited 10 circumstances. Under AEDPA, the Court may grant habeas relief if the adjudication of a claim 11 in state court “resulted in a decision that . . . involved an unreasonable application of, clearly 12 established Federal law, as determined by the Supreme Court of the United States; or . . . was 13 based on an unreasonable determination of the facts.” 28 U.S.C. § 2254 (d). “The question under 14 AEDPA is thus not whether a federal court believes the state court’s determination was incorrect, 15 but whether that determination was unreasonable—'a substantially higher threshold’ for a 16 prisoner to meet.” Shoop v. Twyford, 142 S. Ct. 2037, 2043 (2022). 17 Out of concerns for comity and finality, a federal court typically may not review “the 18 merits of claims, including constitutional claims, that a state court declined to hear because the 19 prisoner failed to abide by a state procedural rule.” Martinez v. Ryan, 566 U.S. 1, 9 (2012). 20 Notwithstanding this limitation, a court may review a federal habeas claim that has been 21 procedurally defaulted if “the prisoner can demonstrate cause for the default and actual prejudice 22 as a result of the alleged violation of federal law.” Coleman v. Thompson, 501 U.S. 722 , 750 [24] 1 (1991). The Coleman court clarified that attorney ignorance or error did not constitute “cause” 2 to excuse procedural default. Id. at 753 . 3 In Martinez, the Supreme Court modified its ruling in Coleman and held that 4 “[i]nadequate assistance of counsel at initial-review collateral proceedings may establish cause 5 for a prisoner’s procedural default of a claim of ineffective assistance at trial.” 566 U.S. at 9 . 6 Under the equitable principles articulated in Martinez, a petitioner may show cause to overcome 7 procedural default if they can establish: 8 (1) the underlying ineffective assistance of trial counsel claim is “substantial”; (2) the petitioner was not represented or had ineffective counsel during the PCR 9 proceeding; (3) the state PCR proceeding was the initial review proceeding; and (4) state law required (or forced as a practical matter) the petitioner to bring the claim 10 in the initial review collateral proceeding. 11 Dickens v. Ryan, 740 F.3d 1302, 1319 (9th Cir. 2014). “Substantiality” requires a petitioner to 12 demonstrate that ‘“reasonable jurists could debate whether (or, for that matter, agree that) the 13 petition should have been resolved in a different manner or that the issues presented were 14 adequate to deserve encouragement to proceed further.”’ Detrich v. Ryan, 740 F.3d 1237 , 1245 15 (9th Cir. 2013) (quoting Miller–El v. Cockrell, 537 U.S. 322, 336 (2003). Counsel is considered 16 to have been “ineffective” under the second Martinez prong if “counsel made errors so serious 17 that counsel was not functioning as the ‘counsel’ guaranteed the defendant by the Sixth 18 Amendment . . . [and] the deficient performance prejudiced the defense.” Strickland v. 19 Washington, 466 U.S. 668, 687 (1984); see also Detrich, 740 F.3d at 1245 . 20 Overhanging this elaborate set of judicial remedies, however, lies AEDPA. And the 21 Supreme Court recently elaborated in Shinn and Shoop that equitable remedies must yield to 22 AEDPA’s statutory directives. See Shinn, 142 S. Ct. at 1736 . In particular, the Shinn court 23 emphasized the language of 28 U.S.C. § 2254 (e)(2), which directs that courts shall not hold [24] 1 evidentiary hearings where “the applicant has failed to develop the factual basis of a claim in 2 State court proceedings.” 28 U.S.C. § 2254 (e)(2). And Shoop reenforced that such an analysis 3 must be conducted “at the outset” before even reaching the question of whether an evidentiary 4 hearing is appropriate. 142 S. Ct. at 2044 . The Supreme Court in Shinn made clear that a 5 petitioner may “fail” to develop the record through the negligence of their counsel. Indeed, the 6 Court emphasized that ‘“a failure to develop the factual basis of a claim,’ as § 2254(e)(2) 7 requires, ‘is not established unless there is lack of diligence, or some greater fault, attributable to 8 the prisoner or the prisoner’s counsel.”’ Id. at 1735.3 9 B. Shinn compels a finding that Petitioner “failed to develop” the factual basis of her claims in state court [10] The Second R&R did not directly address whether Petitioner “failed to develop” the [11] record in state court, which the Court understands to be a preliminary matter under Shinn and [12] Shoop. The Court finds, under the reasoning of Shinn, Petitioner ultimately failed to develop the [13] trial court record and the Court cannot hold an evidentiary hearing. [14] As discussed above, Shinn reaffirmed that the equitable remedy created by Martinez [15] remains subject to the language of 28 U.S.C. § 2254 (e)(2), which precludes an evidentiary [16] hearing where the petitioner failed to develop the factual basis for their claim in state court [17] proceedings. A petitioner “fails” to develop the factual basis for their claim where there is either [18] a “lack of diligence, or some greater fault.” Williams v. Taylor, 529 U.S. 420, 432 (2000); see [20] 3 As noted by Justice Sotomayor, Shinn “all but overrules” Martinez and Trevino v. Thaler, 569 U.S. 413, 429 (2013), creating a situation where a petitioner’s default may be excused by IAC but [21] that IAC bars the holding of an evidentiary hearing because counsel’s negligence is attributable to the petitioner. Id. at 1747 (Sotomayor, J., dissenting); see also Habeas Corpus-Ineffective [22] Assistance of Counsel-Procedural Default-Shinn v. Ramirez, 136 HARV. L. REV. 400, 404 (2022) (noting that “despite the double ineffectiveness of state-provided counsel, the petitioner is barred [23] from developing the evidence required to prove her underlying claim on the merits--a result that ‘guts Martinez’s and Trevino's core reasoning.’”). [24] 1 also Shinn, 142 S. Ct. at 1734 (noting that “[a] prisoner is ‘at fault’ if he ‘bears responsibility for 2 the failure’ to develop the record.”). 3 Ms. Tricomo bears responsibility for her failure to develop the state court record. As in 4 Shinn, Ms. Tricomo failed to raise her specific IAC claims in state court in accordance with state 5 procedural rules—namely, Ms. Tricomo did not raise in her first personal restraint petition 6 (“PRP”) the argument that she suffered from IAC when her sentencing counsel failed to retain 7 the proper expert to introduce evidence about the role that Paxil may have played in her violent 8 behavior. (See Dkt. No. 15-1 at 238–247). While Ms. Tricomo’s counsel subsequently raised 9 this specific argument in an amended PRP (see Dkt. No. 15-2 at 2) and sought an evidentiary 10 hearing, the Washington Court of Appeals ultimately determined that Ms. Tricomo’s argument 11 was untimely and that it did not “possess the inherent authority to extend the statutory time-bar.” 12 (Dkt. No. 15-1 at 24.) 13 Ms. Tricomo also argues that the Court should view Judge Marsha J. Pechman’s ruling in 14 Mothershead v. Wofford, No. C21-5186 MJP, 2022 WL 2275423 (W.D. Wash. June 23, 2022), 15 motion to certify appeal granted, No. C21-5186 MJP, 2022 WL 2755929 (W.D. Wash. July 14, 16 2022) as persuasive authority and that Mothershead supports a finding that Ms. Tricomo did not 17 fail to develop the record. (Dkt. No. 40 at 9–10.) The Court finds Mothershead distinguishable. 18 The petitioner in Mothershead actually raised her IAC claim in her first, timely PRP, unlike Ms. 19 Tricomo. See Mothershead, 2022 WL 2275423 at *1. This matter was decisive for Judge 20 Pechman, who noted that “[t]he record here shows Petitioner's consistent efforts to squarely 21 present the merits of her IAC claim to the State courts in her PRP.” Id. at *5 . Here, Ms. 22 Tricomo’s failure to initially raise her specific IAC argument on collateral review prevented the [24] 1 Washington state courts from assessing the merits of her arguments until much later in the appeal 2 process. 3 The Court is also not convinced that the holding of Shinn is as narrow as Judge 4 Pechman’s construction. Judge Pechman argued that “[i]f postconviction counsel's negligence 5 not only inures to the petitioner but also undercuts any other record of diligence, then § 6 2254(e)(2) will apply to every procedurally-defaulted postconviction IAC claim.” Id. at *6. But 7 the Court in Shinn in no uncertain language held that “under § 2254(e)(2), a prisoner is ‘at fault’ 8 even when state postconviction counsel is negligent,” Shinn, 142 S. Ct. at 1735 , and we agree 9 with other courts that have construed this language to “close[] the door on many petitioners’ 10 arguments and ability to overcome the procedural default of ineffective assistance of trial 11 counsel claims.” MICHAEL E. BOSSE, Petitioner, v. WARDEN TYRELL DAVIS, Respondent., 12 No. 1:21-CV-00256-BLW, 2023 WL 35278 , at *3 (D. Idaho Jan. 4, 2023); see also Shinn, 142 S. 13 Ct. at 1750 (Sotomayor, J., dissenting) (“The Court's decision thus reduces to rubble many 14 habeas petitioners' Sixth Amendment rights to the effective assistance of counsel.”). 15 Ms. Tricomo’s status as a pro se when filing her PRP is also not sufficient to excuse the 16 requirements of § 2254(e)(2). The Court disagrees with the conclusion of the court in Marks v. 17 Johnson, No. 217CV01413JCMBNW, 2022 WL 13815652 , at *4 (D. Nev. Oct. 21, 2022) that 18 Shinn did not assess whether § 2254(e)(2) applied to a petitioner “who was pro se in his state 19 habeas action, failed to develop the factual basis of a claim in that action within the meaning of § 20 2254(e)(2).” Id. at *4. The Supreme Court in Shinn specifically contemplated pro se applications 21 when it noted that ‘“a failure to develop the factual basis of a claim,’ as § 2254(e)(2) requires, ‘is 22 not established unless there is lack of diligence, or some greater fault, attributable to the 23 prisoner or the prisoner's counsel.’” Shinn, 142 S. Ct. at 1735 (emphasis added). [24] 1 Given the broad reach of Shinn, the Court is compelled to find that Ms. Tricomo failed to 2 develop the record and thus the Court is barred from conducting an evidentiary hearing regarding 3 her underlying IAC claim. 4 C. Petitioner’s other objections are unavailing 5 The Court approves of Judge Christel’s analysis that 28 U.S.C. § 2254 (d) bars relief even 6 on the basis of the existing state court record. Ms. Tricomo appears to argue Judge Christel 7 applied the wrong standard in assessing her Martinez claim. (Dkt. No. 40 at 6.) However, Judge 8 Christel’s analysis focused on whether Ms. Tricomo’s IAC claim was “substantial” (Dkt. No. 39 9 at 18–19)—the same standard Ms. Tricomo asserts should apply. An IAC claim is substantial or 10 has merit “where (1) counsel's ‘performance was unreasonable under prevailing professional 11 standards,’ and (2) ‘there is a reasonable probability that but for counsel's unprofessional errors, 12 the result would have been different.’” Cook v. Ryan, 688 F.3d 598, 610 (9th Cir. 2012). The 13 Court agrees that “Petitioner has not shown there is a reasonable probability that the result would 14 have been different had Petitioner’s sentencing counsel submitted the new evidence attached to 15 the amended PRP to the trial court.” (Dkt. No. 39 at 21.) Nor is the Court convinced the 16 different results reached by the First and Second R&R indicate there is a reasonable probability 17 Ms. Tricomo would prevail on her underlying IAC claim. The state court record indicates the 18 sentencing judge considered the impacts of Paxil on Ms. Tricomo, various psychological 19 opinions, and only excluded a small portion of Ms. Tricomo’s expert’s report. (See, e.g., Dkt. 20 No. 15-2 at 657–60.) 21 For these same reasons, the Court adopts Judge Christel’s recommendation that no 22 certificate of appealability (“COA”) be issued. See Martinez, 566 U.S. at 14 (incorporating the [24] 1 standard for determining whether to issue a “COA” into the Court’s substantiality analysis for a 2 procedurally defaulted IAC claim.).4 3 IV CONCLUSION 4 Accordingly, the Court, having reviewed the Report and Recommendation of Magistrate 5 Judge David W. Christel (Dkt. No. 39), objections to the Report and Recommendation, and the 6 remaining record, does hereby find and ORDER: 7 (1) The Court ADOPTS the Report and Recommendation. 8 (2) Petitioner’s federal habeas Petition (Dkt. 1) is DENIED and a certificate of 9 appealability is DENIED. 10 (3) The Clerk is directed to send copies of this Order to counsel for Petitioner, counsel 11 for Respondent, and to the Hon. David W. Christel. 12 Dated this 18th day of January, 2023. [13] A [14] David G. Estudillo 15 United States District Judge [23] 4 The Court does not consider Ms. Tricomo’s constitutional objections to the COA process (see Dkt. No. 40 at 11–12) as these are not properly before the Court.