Exendine v. Commissioner of Social Security

[5] UNITED STATES DISTRICT COURT [6] WESTERN DISTRICT OF WASHINGTON AT SEATTLE [7] 8 BARBARA SHANNON E., 9 Plaintiff, Case No. C24-5218-SKV 10 v. ORDER AFFIRMING THE COMMISSIONER’S DECISION 11 COMMISSIONER OF SOCIAL SECURITY, 12 Defendant. [13] 14 Plaintiff seeks review of the denial of her application for Supplemental Security Income 15 (SSI) and Disability Insurance Benefits (DIB). Having considered the ALJ’s decision, the 16 administrative record (AR), and all memoranda of record, the Court AFFIRMS the 17 Commissioner’s final decision and DISMISSES the case with prejudice. 18 BACKGROUND 19 Plaintiff was born in May 1973, has at least a high school education, and has worked as a 20 Home Health Worker. AR 27-28. Plaintiff has not engaged in substantial gainful activity since 21 her alleged onset date of September 23, 2017. AR 20. 22 On March 5, 2021, Plaintiff applied for benefits, alleging disability as of September 23, 23 2017. AR 17. Plaintiff’s applications were denied initially and on reconsideration, and Plaintiff 1 requested a hearing. Id. After the ALJ conducted a hearing on June 27, 2023, the ALJ issued a 2 decision finding Plaintiff not disabled. AR 17-29. 3 THE ALJ’S DECISION 4 Utilizing the five-step disability evaluation process,1 the ALJ found: 5 Step one: Plaintiff has not engaged in substantial gainful activity since at least September 23, 2017, the alleged onset date. [6] Step two: Plaintiff has the following severe impairments: lumbar degenerative disc 7 disease, bilateral rotator cuff tears, nicotine dependence, obesity, depression, and anxiety. 8 Step three: These impairments do not meet or equal the requirements of a listed impairment.2 [9] Residual Functional Capacity: Plaintiff can perform light work with limitations: she 10 can lift or carry 20 pounds only occasionally and ten pounds frequently; cannot sit for more than six hours, stand for more than six hours, or walk for more than six hours; can 11 push or pull as much as she can lift or carry; can operate foot controls with both feet frequently and operate hand controls with both hands frequently; can frequently reach 12 overhead and otherwise to the left and right; can climb ramps and stairs occasionally, but never climb ladders, ropes, or scaffolds; can stoop occasionally, but never kneel, crouch, 13 or crawl; can work at unprotected heights occasionally; can work around moving mechanical parts occasionally; can interact with co-workers frequently, but only 14 occasionally interact with the public; and cannot use uneven surfaces. She also has frequent fingering limitations with both hands and her use of a cane should not interfere 15 with any job. 16 Step four: Plaintiff cannot perform past relevant work. 17 Step five: As there are jobs that exist in significant numbers in the national economy that Plaintiff can perform, Plaintiff is not disabled. [18] 19 AR 17-29. 20 The Appeals Council denied Plaintiff’s request for review, making the ALJ’s decision the 21 Commissioner’s final decision. AR 1-5. Plaintiff appealed the final decision of the [1] 20 C.F.R. §§ 404.1520 , 416.920. 2 20 C.F.R. Part 404, Subpart P., App. 1. 1 Commissioner to this Court. Dkt. 4. The parties consented to proceed before the undersigned 2 Magistrate Judge. Dkt. 2. 3 LEGAL STANDARDS 4 Under 42 U.S.C. § 405 (g), this Court may set aside the Commissioner’s denial of social 5 security benefits when the ALJ’s findings are based on harmful legal error or not supported by 6 substantial evidence in the record as a whole. Bayliss v. Barnhart, 427 F.3d 1211, 1214 (9th Cir. 7 2005). As a general principle, an ALJ’s error may be deemed harmless where it is 8 “inconsequential to the ultimate nondisability determination.” Molina v. Astrue, 674 F.3d 1104 , 9 1115 (9th Cir. 2012) (cited sources omitted). The Court looks to “the record as a whole to 10 determine whether the error alters the outcome of the case.” Id. 11 Substantial evidence is “more than a mere scintilla. It means - and means only - such 12 relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” 13 Biestek v. Berryhill, 139 S. Ct. 1148, 1154 (2019) (cleaned up); Magallanes v. Bowen, 881 F.2d 14 747, 750 (9th Cir. 1989). The ALJ is responsible for evaluating symptom testimony, resolving 15 conflicts in medical testimony, and resolving any other ambiguities that might exist. Andrews v. 16 Shalala, 53 F.3d 1035, 1039 (9th Cir. 1995). While the Court is required to examine the record 17 as a whole, it may neither reweigh the evidence nor substitute its judgment for that of the 18 Commissioner. Thomas v. Barnhart, 278 F.3d 947, 954 (9th Cir. 2002). When the evidence is 19 susceptible to more than one rational interpretation, it is the Commissioner’s conclusion that 20 must be upheld. Id. 21 DISCUSSION 22 Plaintiff argues the ALJ erred by failing to properly evaluate Dr. Robert Stuart’s medical 23 opinion for “persuasiveness” in accordance with the prevailing rules and regulations. Dkt. 10 at 1 4. She contends this was harmful error and remand is required. Id. at 9. The Commissioner 2 argues the ALJ’s decision is free of harmful legal error, supported by substantial evidence, and 3 should be affirmed. Dkt. 12. 4 A. The ALJ Did Not Err in Assessing Medical Opinion Evidence 5 Under regulations applicable to this case, the ALJ is required to articulate the 6 persuasiveness of each medical opinion, specifically with respect to whether the opinions are 7 supported and consistent with the record. See 20 C.F.R. §§ 404 .1520c(a)-(c), 416.920c(a)-(c). 8 An ALJ’s supportability and consistency findings must be supported by substantial evidence. 9 See Woods v. Kijakazi, 32 F.4th 785, 792 (9th Cir. 2022). 10 Here, the ALJ found Dr. Stuart’s opinion “partially persuasive.” AR 26. He found Dr. 11 Stuart’s evaluation of Plaintiff’s lifting and carrying capacity persuasive as it was supported by a 12 detailed explanation and consistent with the medical record evidence. Id. However, the ALJ 13 found Dr. Stuart’s evaluation of Plaintiff’s walking and standing capabilities was “not supported 14 by the exam findings or reported activities.” Id. The ALJ pointed to the fact that Plaintiff 15 “repeatedly appeared in no acute distress” at her medical appointments and that she “received 16 some improvement with injection therapy.” Id. He also stated that “surgical intervention was 17 not recommended” for her back and that there was likewise “no surgical intervention regarding 18 her rotator cuff tears.” Id. He acknowledged that Plaintiff experienced some improvement in 19 her right shoulder with physical therapy, that her gait was normal “at times,” and that while she 20 did use a cane, “there was no mention of any assistive device usage at several exams.” Id. He 21 pointed out that Plaintiff had “normal musculoskeletal strength,” her “sensation was intact,” and 22 that she sometimes watches her granddaughter. Id. Overall, the ALJ found this evidence was 23 consistent with light exertional limitations, but found the “normal gait at times, lack of assistive 1 device at times, and [Plaintiff’s] reported activities” was not consistent with Dr. Stuart’s opined 2 limitations as to her walking and standing capabilities. Id. 3 Plaintiff contends the ALJ failed to support his persuasiveness determination of Dr. 4 Robert Stuart’s medical opinion with substantial evidence. Dkt. 10 at 7. Specifically, she argues 5 the ALJ impermissibly cherry picked the medical record evidence and chose to ignore other 6 evidence that supported Dr. Stuart’s opinion regarding her standing and walking capabilities. Id. 7 at 7-8. But Plaintiff’s argument does not show how the ALJ overlooked any part of the medical 8 record. The ALJ did not engage in cherry picking when he focused on the fact that there was no 9 mention of Plaintiff using an assistive device at times in the medical record. AR 26. Nor did the 10 ALJ overlook the fact that Plaintiff at times has an abnormal gait; he specifically referenced that 11 she had a normal gait only “at times.” Id. Instead, the ALJ used these points to illustrate his 12 conclusion that Dr. Stuart’s opinion regarding the severity of Plaintiff’s standing and walking 13 limitations was not supported by the medical record. While the Court is required to examine the 14 record as a whole, it may neither reweigh the evidence nor substitute its judgment for that of the 15 Commissioner. Thomas v. Barnhart, 278 F.3d 947, 954 (9th Cir. 2002). When the evidence is 16 susceptible to more than one rational interpretation, it is the Commissioner’s conclusion that 17 must be upheld. Id. 18 Plaintiff also argues the ALJ inaccurately stated part of the objective medical evidence, 19 namely, whether surgical intervention was recommended for Plaintiff’s back. Id. at 8. The 20 Court acknowledges that, as Plaintiff argues, surgical intervention for her back was indicated but 21 did not occur. Nevertheless, the ALJ’s statement that “surgical intervention was not 22 recommended” is accurate. Although surgery may alleviate some of Plaintiff’s pain and other 23 symptoms, her doctor specifically did not recommend it based on her continued use of cigarettes. 1 See, e.g., AR 1344 (“[I]n the context of active smoking, I have conveyed to her why there is no 2 active surgical intervention of a sustainable fusion strategy which could be available to her.”). 3 Plaintiff contends that “recommendation of surgery indicates that the medical professionals felt 4 that [her] condition was severe enough to warrant surgery, which is consistent with Dr. Stuart’s 5 opinion.” Dkt. 13 at 3. But the fact that, but-for her cigarette usage, Plaintiff may be eligible for 6 surgery does not undermine the ALJ’s conclusion as to Dr. Stuart’s opinion. If anything, that 7 Plaintiff has not had surgery may undercut the perceived severity of her symptoms. There was 8 no error here.3 9 Plaintiff also takes issue with the ALJ’s evaluation of her daily activities in the context of 10 his evaluation of Dr. Stuart’s opinion. Dkt. 13 at 3. She argues that the Commissioner “cannot 11 rely on generalities of what goes into childcare,” but this argument is a strawman. The ALJ did 12 not make any generalities about Plaintiff’s caring for her granddaughter. He merely stated that 13 she “watches her granddaughter at times,” AR 26, which Plaintiff has admitted to. See, e.g., AR 14 43. This does not undermine the ALJ’s evaluation of Dr. Stuart’s opinion. 15 Finally, Plaintiff contends the ALJ failed to evaluate her under the appropriate Medical16 Vocational Rule for her age. Dkt. 10 at 8-9. As the Commissioner contends, this argument is 17 without merit. The ALJ assessed Plaintiff’s functional capacity as both a “younger individual” 18 and as a person “closely approaching advanced age.” See AR 28. He concluded she was not 19 disabled under either framework. [21] 3 Even if the ALJ misunderstood whether surgical intervention was recommended, this would at most constitute 22 harmless error because his other reasons for finding Dr. Stuart’s opinion only partially persuasive, see AR 26, remain valid. See Carmickle v. Commissioner, Soc. Sec. Admin., 533 F.3d 1155, 1162-63 (9th Cir. 2008) (where the ALJ provides specific reasons supporting an assessment and substantial evidence supports the conclusion, an error 23 in the assessment may be deemed harmless; the relevant inquiry “is not whether the ALJ would have made a different decision absent any error, . . . [but] whether the ALJ’s decision remains legally valid, despite such error.”) (citing Batson v. Comm’r of Soc. Sec. Admin., 359 F.3d 1190, 1195-97 (9th Cir. 2004)). 1 CONCLUSION 2 For the reasons set forth above, the Commissioner’s final decision is AFFIRMED and 3 this case is DISMISSED with prejudice. 4 Dated this 25th day of October, 2024. [5] A 6 S. KATE VAUGHAN United States Magistrate Judge