Moore v. Yehling

1 WO — 2 — — 3 — — 4 — — 5 — 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA — 8 — 9 Barbara Jean Moore, No. CV-25-00299-TUC-JGZ 10 Plaintiff, ORDER 11 v. 12 Wayne E Yehling, 13 Defendant. — 14 — 15 Pending before the Court is a Motion to Dismiss pursuant to Fed. R. Civ. P. 12(b)(1) 16 and 12(b)(6), filed by Defendant, the Honorable Wayne E. Yehling (“Judge Yehling”), on 17 July 24, 2025. (Doc. 8.) Plaintiff filed a response to the Motion on August 8, 2025, and 18 Defendant timely replied. (Docs. 9, 10.) For the reasons stated below, the Court will grant 19 Defendant’s Motion to Dismiss, deny leave to amend, and terminate this action with 20 prejudice. 21 FACTUAL AND PROCEDURAL BACKGROUND 22 On June 16, 2025, Plaintiff Barbara Jean Moore filed a Complaint against Judge 23 Yehling, in his official capacity as a judge of the Arizona Superior Court for Pima County, 24 seeking declaratory and injunctive relief under 42 U.S.C. § 1983 . (Doc. 1.) Plaintiff alleges 25 she is the subject of an ongoing conservatorship proceeding in Pima County Superior Court 26 in which she demanded a jury trial to determine whether a conservatorship was necessary. 27 (Id. ¶¶ 1–5.) The Superior Court denied her request, holding that Arizona law does not 28 provide a right to a jury trial in conservatorship proceedings. (Id. ¶¶ 7–10.) The Arizona 1 Court of Appeals and Arizona Supreme Court denied Plaintiff’s subsequent requests for 2 relief, leaving the Superior Court’s ruling in place. (Id. ¶¶ 16–18.) Plaintiff now seeks 3 federal intervention, alleging that without it she will be deprived of her constitutional rights 4 in the pending state proceeding. (Id. ¶ 21.) 5 Plaintiff contends that the denial of a jury trial violates both statutory and 6 constitutional protections. (Id. at 3–4.) She asserts that Arizona Revised Statutes §§ 147 5405(C), 14-5111(A)(2)(a), and 14-5407(E) recognize a jury trial right in conservatorship 8 proceedings, but that Judge Yehling and the Arizona courts have interpreted those 9 provisions to foreclose such trials. (Id. ¶¶ 11–15.) Plaintiff further alleges that because 10 Arizona law permits jury trials in guardianship proceedings but not in conservatorship 11 proceedings, the statutory scheme denies her equal protection under the Fourteenth 12 Amendment. (Id. ¶¶ 28–30.) She seeks declaratory and injunctive relief prohibiting Judge 13 Yehling from proceeding with her conservatorship case absent a jury trial. (Id. at 6–7.) 14 In the pending motion to dismiss, Judge Yehling argues that the Court should 15 dismiss Plaintiff’s Complaint because there is no case or controversy between Plaintiff and 16 a state judge presiding over her probate matter, the Eleventh Amendment and judicial 17 immunity bar Plaintiff’s claims, and due process does not guarantee a jury trial in civil 18 conservatorship proceedings. (Doc. 8.) The motion is fully briefed. (Docs. 8, 9, 10.) 19 APPLICABLE LAW 20 1. Motion to Dismiss for Lack of Subject Matter Jurisdiction 21 Rule 12(b)(1) allows a defendant to raise the defense that the court lacks jurisdiction 22 over the subject matter of an entire action or of specific claims alleged in the action. When 23 considering a motion to dismiss for lack of subject matter jurisdiction, the Court takes as 24 true the material facts alleged in the complaint. See Whisnant v. United States, 400 F.3d 25 1177, 1179 (9th Cir. 2005). But the Court is not restricted to the face of the pleadings; it 26 may consider affidavits to resolve any factual disputes concerning the existence of 27 jurisdiction. McCarthy v. United States, 850 F.2d 558, 560 (9th Cir. 1988) (citation 28 omitted); see Biotics Rsch. Corp. v. Heckler, 710 F.2d 1375, 1379 (9th Cir. 1983) 1 (consideration of material outside the pleadings did not convert a Rule 12(b)(1) motion into 2 one for summary judgment). If a defendant files a Rule 12(b)(1) motion attacking the 3 existence of subject matter jurisdiction, the plaintiff bears the burden of proving that 4 jurisdiction exists. Thornhill Pub. Co. v. Gen. Tel. & Elecs. Corp., 594 F.2d 730 , 733 (9th 5 Cir. 1979). 6 2. Motion to Dismiss for Failure to State a Claim 7 To survive a Rule 12(b)(6) motion to dismiss for failure to state a claim upon which 8 relief can be granted, “[f]actual allegations must be enough to raise a right to relief above 9 the speculative level, . . . on the assumption that all the allegations in the complaint are true 10 (even if doubtful in fact).” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007) (citations 11 and internal quotation marks omitted). “While a complaint attacked by a Rule 12(b)(6) 12 motion to dismiss does not need detailed factual allegations, a plaintiff’s obligation to 13 provide the grounds of his entitle[ment] to relief requires more than labels and conclusions, 14 and a formulaic recitation of the elements of a cause of action will not do.” Id. at 555 15 (citations and internal quotation marks omitted). “[O]nce a claim has been stated 16 adequately, it may be supported by showing any set of facts consistent with the allegations 17 in the complaint.” Id. at 563 . Dismissal is appropriate under Rule 12(b)(6) if the facts 18 alleged do not state a claim that is “plausible on its face.” Id. at 569 . “A claim has facial 19 plausibility when the plaintiff pleads factual content that allows the court to draw the 20 reasonable inference that the defendant is liable for the misconduct alleged.” Ashcroft v. 21 Iqbal, 556 U.S. 662, 678 (2009). When assessing the sufficiency of the complaint, all well22 pleaded factual allegations are taken as true and construed in the light most favorable to 23 the nonmoving party, Keates v. Koile, 883 F.3d 1228, 1234 (9th Cir. 2018), and all 24 reasonable inferences are to be drawn in favor of that party as well. Caltex Plastics, Inc. v. 25 Lockheed Martin Corp., 824 F.3d 1156, 1159 (9th Cir. 2016). 26 // 27 // 28 // 1 DISCUSSION 2 Defendant first argues that this Court lacks subject matter jurisdiction because there 3 is no case or controversy between Plaintiff and a state judge acting in his judicial capacity. 4 (Doc. 8.) Defendant further contends that the Eleventh Amendment and judicial immunity 5 bar Plaintiff’s claims, as judges are not proper defendants in federal lawsuits challenging 6 the constitutionality of state law. (Id.) Defendant also maintains that Plaintiff’s Complaint 7 fails to state a claim under Rule 12(b)(6) because the Due Process Clause does not 8 guarantee a jury trial in civil conservatorship proceedings, Plaintiff has not alleged a 9 cognizable Equal Protection violation, and the governing Arizona statutes do not create a 10 federal right to a jury trial. (Id.) 11 In her Response, Plaintiff argues that her claims fall within the Ex parte Young, 209 12 U.S. 123 (1908), exception to Eleventh Amendment immunity, and that, under Pulliam v. 13 Allen, 466 U.S. 522 (1984), prospective relief may be sought against unconstitutional 14 judicial conduct. (Doc. 9.) 15 In his Reply, Defendant emphasizes that Congress amended § 1983 in 1996 to bar 16 injunctive relief against judges absent narrow exceptions, and that under Whole Woman’s 17 Health v. Jackson, 595 U.S. 30 (2021), no case or controversy exists between a judge and 18 a litigant challenging state law. (Doc. 10.) 19 For the reasons stated below, the Court concludes that it lacks subject matter 20 jurisdiction and that, even if jurisdiction existed, Plaintiff has failed to state a claim upon 21 which relief may be granted. 22 1. Subject Matter Jurisdiction 23 A. There is no case or controversy between Plaintiff and Defendant. 24 Article III limits federal jurisdiction to “actual controversies arising between 25 adverse litigants.” Whole Woman’s Health, 595 U.S. at 39 (quoting Muskrat v. U.S., 219 26 U.S. 346 , 361 (1911)). Judges, however, are not adversaries in the cases before them; they 27 are neutral arbiters charged with resolving disputes between the true litigants. Id. at 40 28 (“Judges exist to resolve controversies about a law's meaning or its conformance to the 1 Federal and State Constitutions, not to wage battle as contestants in the parties’ 2 litigation.”). Thus, “no case or controversy exists between a judge who adjudicates claims 3 under a statute and a litigant who attacks the constitutionality of the statute.” Id. (quoting 4 Pulliam, 466 U.S. at 538, n.18 (1984)) (internal quotation marks omitted). 5 Here, Judge Yehling presides over Plaintiff’s probate matter in his capacity as a 6 state-court judge. Plaintiff’s disagreement with the Superior Court’s interpretation of 7 Arizona law does not create the adversarial posture required for Article III jurisdiction. 8 Judge Yehling neither enacted nor enforced the challenged statute; he merely applied it in 9 his judicial role. Grant v. Johnson, 15 F.3d 146, 148 (9th Cir. 1994) (holding that “judges 10 adjudicating cases pursuant to state statutes may not be sued under § 1983 in a suit 11 challenging the state law.”); see also Wolfe v. Strankman, 392 F.3d 358, 365 (9th Cir. 2004) 12 (“Since there was no doubt that the judge acted in an adjudicative capacity by appointing 13 a guardian for the plaintiff upon the application of a third party, we held he was not a proper 14 defendant.” (internal quotations omitted)). The Constitution does not permit a litigant to 15 convert a judge into an opposing party simply by disagreeing with a ruling. See Whole 16 Woman’s Health, 595 U.S. at 39–40; Ex parte Young, 209 U.S. at 163 (1908). 17 Because Plaintiff’s allegations do not establish a justiciable case or controversy 18 under Article III, this Court lacks subject matter jurisdiction. 19 B. Plaintiff’s Claims are Barred by the Eleventh Amendment and Judicial 20 Immunity. 21 Even if Article III’s requirements were satisfied, Plaintiff’s claims cannot proceed 22 because they are barred by both the Eleventh Amendment and judicial immunity. 23 The Eleventh Amendment shields states from suit in federal court unless Congress 24 abrogates immunity or the state consents. Seven Up Pete Venture v. Schweitzer, 523 F.3d 25 948, 952 (9th Cir. 2008). When the state is “the real, substantial party in interest,” Eleventh 26 Amendment immunity extends to “suit[s] against state officials.” Pennhurst State Sch. & 27 Hosp. v. Halderman, 465 U.S. 89, 101 (1984) (quotations omitted). Ex parte Young 28 provides a narrow exception to Eleventh Amendment immunity for suits “seeking 1 prospective injunctive relief against state officials to remedy a state’s ongoing violation of 2 federal law.” Ariz. Students’ Ass'n v. Ariz. Bd. of Regents, 824 F.3d 858, 865 (9th Cir. 2016) 3 (citing Ex parte Young, 209 U.S. 123 ). But this exception does not apply to judges acting 4 as adjudicators because they “do not enforce state laws as executive officials might; 5 instead, they work to resolve disputes between parties.” Whole Woman's Health, 595 at 40. 6 As stated in Ex parte Young, “an injunction against a state court” or its “machinery” “would 7 be a violation of the whole scheme of our Government.” Id. at 39. Thus, Plaintiff’s claims 8 against Judge Yehling fail under Ex parte Young. 9 Judicial immunity independently forecloses Plaintiff’s claims. Judges are absolutely 10 immune from suits for damages, declaratory relief, and injunctive relief arising from 11 judicial acts performed in their judicial capacity. See Stump v. Sparkman, 435 U.S. 349 , 12 356–57 (1978) (judicial immunity attaches so long as acts are judicial in nature and not 13 taken in the “clear absence of all jurisdiction”); Moore v. Brewster, 96 F.3d 1240 , 1243– 14 44 (9th Cir. 1996) (judicial immunity extends to declaratory, injunctive, and other equitable 15 relief), superseded by statute on other grounds. Judicial immunity does not extend to “the 16 administrative, legislative, or executive functions that judges may on occasion be assigned 17 by law to perform.” Forrester v. White, 484 U.S. 219, 227 (1988). But Plaintiff alleges no 18 such conduct here. Instead, her claims arise entirely from Judge Yehling’s ruling in 19 Plaintiff’s pending conservatorship case. 20 Courts apply four factors to determine if an act is judicial in nature: (1) whether the 21 act is a normal judicial function; (2) whether it occurred in the judge’s chambers or 22 courtroom; (3) whether the controversy centered around a case then pending before the 23 judge; and (4) whether the events arose directly and immediately out of a confrontation 24 with the judge in his official capacity. Lund v. Cowan, 5 F.4th 964 , 971 (9th Cir. 2021). 25 Each factor confirms the judicial nature of the acts challenged here. First, deciding whether 26 a conservatorship proceeding entitles a party to a jury trial is a quintessential judicial 27 function. Second, the ruling was issued in Judge Yehling’s official capacity as a Superior — 28 — 1 Court judge.1 Third, the controversy arose in the context of a pending conservatorship case. 2 Fourth, the acts at issue flowed directly from Judge Yehling’s role presiding over that case. 3 Because the challenged conduct is judicial, immunity attaches. Judicial immunity 4 applies even when a litigant believes the ruling was “erroneous, malicious, or in excess of 5 authority.” Tanner v. Heise, 879 F.2d 572, 576 (9th Cir. 1989). The proper remedy for an 6 allegedly erroneous state-court ruling is an appeal, not an injunction in federal court. See 7 Whole Woman's Health, 595 U.S. at 39 (“If a state court errs in its rulings, too, the 8 traditional remedy has been some form of appeal, including to [the Supreme Court], not 9 the entry of an ex ante injunction preventing the state court from hearing cases.”). 10 Accordingly, Plaintiff’s claims against Judge Yehling are barred both by the 11 Eleventh Amendment and by judicial immunity and must be dismissed. 12 2. Failure to State a Claim 13 A. Plaintiff fails to state a Due Process claim. 14 The Fourteenth Amendment provides that no State may “deprive any person of life, 15 liberty, or property, without due process of law.” U.S. Const. amend. XIV, § 1. To state a 16 due process claim, a plaintiff must plausibly allege both: “(1) a deprivation of a 17 constitutionally protected liberty or property interest, and (2) a denial of adequate 18 procedural protections.” Brewster v. Bd. of Educ. of Lynwood Unified Sch. Dist., 149 F.3d 19 971, 982 (9th Cir. 1998). At a minimum, due process requires that “a person deprived of 20 property be given an opportunity to be heard ‘at a meaningful time and in a meaningful 21 manner.’” Brewster v. Bd. of Educ. of Lynwood Unified Sch. Dist., 149 F.3d 971 , 984 (9th 22 Cir. 1998) (quoting Armstrong v. Manzo, 380 U.S. 545, 552 (1965)). 23 Plaintiff alleges that the denial of a jury trial in her conservatorship proceeding 24 violates due process because conservatorships implicate significant property rights. (Doc. 25 1 ¶¶ 7–15, 22–26.) This argument fails as a matter of law. Federal courts have long held — 26 — 1 Plaintiff names Judge Yehling, but the complaint itself challenges a ruling entered by 27 another judge of the Arizona Superior Court in her conservatorship proceeding. (Doc. 8 at 4 n.1.) This discrepancy does not alter the analysis. Whether issued by Judge Yehling or 28 another Superior Court judge, the challenged conduct—ruling on a jury trial request in a pending case—is a quintessential judicial act shielded by absolute immunity. 1 that due process does not guarantee a right to a jury trial in civil cases. See, e.g., McKeiver 2 v. Pennsylvania, 403 U.S. 528, 543 (1971) (explaining that jury trial not a required element 3 of fundamental fairness under due process, citing probate, equity, and workers’ 4 compensation proceedings as examples); Dohany v. Rogers, 281 U.S. 362, 369 (1930) 5 (“The due process clause does not guarantee to the citizen of a state any particular form or 6 method of state procedure. Under it he may neither claim a right to trial by jury nor a right 7 of appeal.”); R.J. Reynolds Tobacco Co. v. Shewry, 423 F.3d 906, 924 (9th Cir. 2005) (The 8 “Seventh Amendment's guarantee of the right to a civil trial by jury does not apply to the 9 states and was not incorporated into the Fourteenth Amendment.”); Atlas Roofing Co., Inc. 10 v. Occupational Safety & Health Rev. Comm’n, 430 U.S. 442, 460 (1977) (“[T]he Seventh 11 Amendment was never intended to establish the jury as the exclusive mechanism for 12 factfinding in civil cases.”). Due process requires a fair hearing, not a jury in every civil 13 matter. 14 Arizona law is equally clear. The Arizona Constitution preserves the right to a jury 15 trial only in cases where it would have existed under the common law prior to statehood. 16 In re Est. of Newman, 219 Ariz. 260 , 272 ¶ 45 (Ct. App. 2008), as amended (July 17, 2008). 17 Conservatorships, like probate, were historically resolved in equity, and Arizona courts 18 have repeatedly held there is “no constitutional right in Arizona for a jury trial of claims 19 that would have been considered equitable at the time Arizona’s constitution was adopted.” — 20 — Id. at 273–74 ¶ 55; see also Davis v. First Nat. Bank, 26 Ariz. 621, 626 (1924) (equity 21 jurisdiction does not carry a jury right). By statute, jury trials in probate are available only 22 when constitutionally required, and otherwise, any jury is advisory. In re Est. of Newman, — 23 — 219 Ariz. at 272 ¶ 44 ; A.R.S. § 14-1306(B). 24 Arizona courts have also squarely rejected due process challenges based on the 25 absence of a jury in conservatorship or probate matters. See In re Guardianship of Sommer, 26 No. 2 CA-CV 2016-0111-FC, 2017 WL 1422479 , at *4–5 (Ariz. Ct. App. Apr. 13, 2017) 27 (bench trial with evidentiary hearing and counsel satisfies due process); In re Est. of 28 Renfrow, No. 1 CA-CV 12-0081, 2013 WL 1932833 , at *2–5 (Ariz. Ct. App. May 9, 2013) 1 (no jury right for probate-related fiduciary claims). These cases confirm that the 2 opportunity to be heard before a judge is sufficient to satisfy due process in conservatorship 3 proceedings. 4 Here, Plaintiff does not allege that she was denied notice of her conservatorship 5 proceeding, the right to counsel, or the opportunity to present evidence. Her sole complaint 6 is that the proceeding was before a judge rather than a jury. That allegation does not amount 7 to a denial of due process. Because neither federal nor Arizona law provides a jury right in 8 conservatorship proceedings, Plaintiff fails to state a cognizable due process claim. 9 B. Plaintiff fails to state an Equal Protection claim. 10 The Equal Protection Clause provides that no State shall “deny to any person within 11 its jurisdiction the equal protection of the laws.” U.S. Const. amend. XIV, § 1. To state a 12 claim, a plaintiff must plausibly allege that she was treated differently from others who are 13 similarly situated, and that the unequal treatment lacked a rational relationship to a 14 legitimate governmental purpose. City of Cleburne v. Cleburne Living Ctr., Inc., 473 U.S. 15 432, 439 (1985); Vill. of Willowbrook v. Olech, 528 U.S. 562, 564 (2000). Plaintiff does 16 not allege that she is part of a suspect class, nor does she identify a fundamental right at 17 stake. The Seventh Amendment jury trial right is not incorporated against the states. 18 Minneapolis & St. Louis R.R. Co. v. Bombolis, 241 U.S. 211 , 217–18 (1916). Accordingly, 19 Plaintiff’s claim is subject to rational-basis review. Heller v. Doe by Doe, 509 U.S. 312 , 20 319–20 (1993). Under this standard, legislative classifications are presumed valid and must 21 be upheld “if there is any reasonably conceivable state of facts that could provide a rational 22 basis for the classification.” Id. 23 Plaintiff asserts that Arizona law violates equal protection because it “treats 24 protected persons in conservatorship proceedings differently from those in guardianship 25 proceedings.” (Doc. 9 at 12–13.) But the two proceedings are not similarly situated. 26 Guardianships directly implicate liberty interests—such as where a ward may live and 27 whom they may associate with—while conservatorships concern the management of 28 property and finances. Harrison v. Laveen, 67 Ariz. 337 , 347–48 (1948) (describing 1 essential features of guardianship); A.R.S. § 14-5401 (conservatorship as a protective 2 proceeding over an individual’s estate). 3 Courts have repeatedly upheld legislatures’ discretion to structure probate and 4 conservatorship procedures without jury trials. See, e.g., Conservatorship of Roulet, 23 Cal. 5 3d 219, 230–31 (1979) (recognizing state interests in specialized conservatorship 6 procedures); see also United States v. Sahhar, 917 F.2d 1197, 1207 (9th Cir. 1990) (bench 7 trials in civil commitment satisfy equal protection and due process); Crowell v. Jejna, 215 8 Ariz. 534 , 538 (Ct. App. 2007) (no state constitutional right to jury in probate). 9 Plaintiff does not identify a comparator group of similarly situated individuals who 10 receive jury trials, nor does she allege facts negating every conceivable rational basis for 11 Arizona’s distinction. Instead, her claim rests on the incorrect premise that all civil litigants 12 are entitled to a jury trial. See McDonald v. City of Chicago, 561 U.S. 742 , 767 n.14 (2010) 13 (distinguishing civil jury trial rights from fundamental rights incorporated through the 14 Fourteenth Amendment). Because Plaintiff fails to allege disparate treatment of a similarly 15 situated group or the absence of a rational basis for Arizona’s statutory scheme, she has 16 not stated a plausible equal protection claim. 17 If a complaint fails to state a plausible claim, “[a] district court should grant leave 18 to amend even if no request to amend the pleading was made, unless it determines that the 19 pleading could not possibly be cured by the allegation of other facts.” Lopez v. Smith, 203 20 F.3d 1122, 1130 (9th Cir. 2000) (en banc) (quoting Doe v. United States, 58 F.3d 484 , 497 21 (9th Cir. 1995)). A district court may dismiss without leave to amend “where the 22 amendment would be futile.” Gardner v. Martino, 563 F.3d 981, 990 (9th Cir. 2009). 23 “When a proposed amendment would be futile, there is no need to prolong the litigation by 24 permitting further amendment.” Id. (quoting Chaset v. Fleer/Skybox Int’l, LP, 300 F.3d 25 1083, 1088 (9th Cir. 2002)). 26 // 27 // 28 // 1 Here, the dismissal is based on lack of subject matter jurisdiction and failure to state 2|| a claim. Because no additional facts could cure these legal deficiencies, the Court 3 || concludes granting leave to amend would be futile. Gardner, 563 F.3d at 990 . Accordingly, this action will be dismissed with prejudice. 5 CONCLUSION 6|| For the foregoing reasons, IT IS ORDERED THAT: 7 1. Defendant’s Motion to Dismiss Case (Doc. 8) is granted. 8 2. This matter is dismissed with prejudice. The Clerk of Court is directed to close 9 this matter. 10 Dated this 6th day of October, 2025. — 11 — 13 f Jennifer G. Z&ps 14 Chiet United States District Judge — 15 — — 16 — — 17 — — 18 — — 19 — — 20 — — 21 — — 22 — — 23 — — 24 — — 25 — — 26 — — 27 — — 28 — -ll-