Andre Scott v. State

IN THE COURT OF APPEALS, THIRD DISTRICT OF TEXAS, AT AUSTIN NO. 3-92-212-CR ANDRE SCOTT, APPELLANT vs. THE STATE OF TEXAS, APPELLEE FROM THE DISTRICT COURT OF FAYETTE COUNTY, 155TH JUDICIAL DISTRICT NO. 7517, HONORABLE OLIVER S. KITZMAN, JUDGE PRESIDING Appellant Andre Scott appeals his conviction for the constructive delivery of less than twenty-eight grams of cocaine. After the jury found appellant guilty, the trial court assessed his punishment at sixteen years' imprisonment. In his sole point of error, appellant challenges the sufficiency of the evidence to sustain his conviction. He contends that as a matter of law the evidence is insufficient to establish constructive delivery or transfer of the cocaine as alleged in the indictment. We agree and will reverse the judgment of conviction. The standard of reviewing the legal sufficiency of the evidence is whether, viewing the evidence in the light most favorable to the jury's verdict, any rational trier of fact could have found beyond a reasonable doubt the essential elements of the offense charged. Jackson v. Virginia, 443 U.S. 307, 319 n.12 (1979); Jackson v. State, 672 S.W.2d 801, 803 (Tex. Crim. App. 1984). The same standard applies to circumstantial evidence cases as well as cases involving direct evidence. Herndon v. State, 787 S.W.2d 408, 409 (Tex. Crim. App. 1990); Christian v. State, 686 S.W.2d 930, 934 (Tex. Crim. App. 1985); see also Geesa v. State, 820 S.W.2d 154 (Tex. Crim. App. 1991). (1) The sufficiency of the evidence must also be measured against the jury charge. If the evidence does not conform to the jury instructions given, it is insufficient as a matter of law. Nickerson v. State, 782 S.W.2d 887, 891 (Tex. Crim. App. 1990); Garrett v. State, 749 S.W.2d 784, 802-03 (Tex. Crim. App. 1988) (op. on reh'g); Boozer v. State, 717 S.W.2d 608, 610-11 (Tex. Crim. App. 1984). With this background, we turn to the facts of the instant case. Salvador Abreo, a narcotics officer for the Texas Department of Public Safety, testified that on May 16, 1991, he was working in an undercover capacity in Fayette County. Abreo was working with a confidential informer, later shown by the evidence to be one Randy Witte. According to Abreo, Witte had been talking to Timothy Dobbins "all along," and they all met at the Charter Food Store about 7:45 or 8 p.m. on May 16th. Dobbins did not know that Abreo was an undercover officer. Dobbins, therefore, had not been searched for either money or drugs on his person. Abreo related that they drove in Dobbins's car to the Circle T Bar or Club in LaGrange. Abreo was in the rear seat while Witte was in the front passenger seat of the car. There were a number of males in the Club's parking lot. Abreo had earlier given Dobbins fifty dollars in cash. Dobbins got out of the car. He walked about ten yards to where appellant was standing. Abreo could not hear the conversation between appellant and Dobbins, but he did see an "exchange of hands" and observed Dobbins give the fifty dollars to appellant. Abreo could not see the object, if any, handed to Dobbins, but he related that Dobbins returned to the car and handed him three off-white colored rocks which Abreo believed to be cocaine. Abreo placed the rocks in the outside wrapper of a cigarette package and put them in his pocket. Abreo stated that Dobbins wanted some of the rock cocaine, but he could not lawfully give him any, so he later gave Dobbins twenty dollars for Dobbins's assistance. (2) Abreo revealed that Dobbins then returned him (Abreo) to Abreo's own car. Abreo placed the time of the transaction at about 8:21 p.m. Abreo had not previously encountered appellant, but had heard of a "Drake," which he suggested was appellant's nickname. Dobbins, who previously had been convicted of burglary of a habitation and of delivery of cocaine arising out of the instant transaction, testified for the State. Dobbins admitted that he drove Abreo and Witte to the parking lot of the Circle T Bar on the date in question. He stated that it was about 4:30 or 5:00 in the afternoon. Dobbins did not know Abreo was a peace officer. He claimed that he had neither money nor drugs on his person at the time. Dobbins related that when he parked the car, appellant and Greg Smith, both of whom knew him, approached the car and "looked in." He said that while Smith was talking to "the other guys," appellant called him "off to the side," and that he got out of the car and walked only about ten feet (not yards) away. Dobbins initiated the conversation with appellant by asking, "Do you have anything?" Appellant opened a bag and gave Dobbins three rocks, and Dobbins gave appellant the fifty dollars Abreo had given him earlier. Dobbins then testified that he returned to the car where he gave the three rocks to Abreo. He did not get the twenty dollars from Abreo until he had returned to Abreo's car. On cross-examination, he was asked if he understood what he was supposed to do with the fifty dollars he got from Abreo. He replied: "Get some rocks from Andre [appellant]." Dobbins then explained that you normally get three rocks for fifty dollars. The State called Lou Haby, a chemist/toxicologist with the Texas Department of Safety Crime Laboratory in Houston. Haby testified that the substance, delivered to the laboratory by Officer Abreo, was shown by chemical analysis to be cocaine in an amount of 0.41 gram. The State also called Greg Smith, who had been convicted of delivery of cocaine on May 16, 1991, in the parking lot of the Circle T Bar. Smith testified that he was "high on crack" at the time and did not remember anything that occurred. He stated that he pleaded guilty "to keep from getting fifty years." His testimony did not support the State's case. (3) The elements of the offense of delivery of a controlled substance are: (1) a person, (2) knowingly or intentionally, (3) delivers, (4) a controlled substance. Stewart v. State, 718 S.W.2d 286, 288 (Tex. Crim. App. 1986); Swinney v. State, 828 S.W.2d 254, 256 (Tex. App.--Houston [1st Dist.] 1992, no pet.). An unlawful delivery of a controlled substance can be accomplished by actual transfer, constructive transfer, or an offer to sell. Tex. Health & Safety Code Ann. § 481.002(8) (West 1992). The instant indictment, in pertinent part, alleged that on or about May 16, 1991, appellant: did then and there intentionally and knowingly deliver to Sergeant S. Abreo, Texas Department of Public Safety Narcotics Officer, a controlled substance namely cocaine, of less than twenty-eight grams by constructively transferring said controlled substance. The indictment by its terms limited the delivery alleged to a constructive transfer. The trial court in its charge tracked the indictment. Since "constructive transfer" is not defined in the Texas Controlled Substances Act, it must be construed according to its plain meaning. Daniels v. State, 754 S.W.2d 214, 219 (Tex. Crim. App. 1988); Campos v. State, 623 S.W.2d 657, 658 (Tex. Crim. App. 1981). In construing the meaning of "constructive transfer," we are guided by earlier appellate opinions. "Constructive transfer" occurs when the defendant transfers a controlled substance, either belonging to him or under his control, by some other person or means, at the direction of the defendant. Thomas v. State, 832 S.W.2d 47, 51 (Tex. Crim. App. 1992) (emphasis added); Daniels, 754 S.W.2d at 220-22; Swinney, 828 S.W.2d at 257; Atuesta v. State, 788 S.W.2d 382, 385 (Tex. App.--Houston [1st Dist.] 1990, pet. ref'd). "Constructive transfer is proved by showing that 1) prior to the alleged delivery, the transferor had either direct or indirect control of the substance transferred, and 2) the transferor knew of the existence of the transferee." Daniels, 754 S.W.2d at 220-22 (citing Rassmussen v. State, 608 S.W.2d 205, 209-10 (Tex. Crim. App. 1980) and Gonzales v. State, 588 S.W.2d 574, 577 (Tex. Crim. App. 1979)); Swinney, 828 S.W.2d at 257. (4) The knowledge requirement is best discussed in Gonzales, 588 S.W.2d at 577. There, the Court of Criminal Appeals held that constructive transfer requires the transferor at least to be aware of the existence of the ultimate transferee before delivery. This does not mean that the transferor needs to know the identity or be acquainted with the ultimate recipient. It requires only that when the State alleges constructive transfer to an alleged ultimate recipient, the accused must have contemplated that his initial transfer would not be the final transaction in the chain of distribution. In a clarifying statement, Judge Dally, concurring in Gonzales, wrote: The evidence simply does not show that appellant knowingly made a delivery of heroin to Galvan [as alleged]. There is nothing in the record to show that appellant knew that he was making a transfer of heroin, either actual or constructive, to Galvan. There is no evidence that the appellant had ever met Galvan or that he knew Galvan's role in the sale. The testimony of Galvan would have supported a conviction of the appellant either for possession of heroin or for the delivery of heroin to Montaya, but the appellant was not charged with these offenses. 588 S.W.2d at 578 (emphasis in original). The knowledge requirement was reaffirmed in Sheffield v. State, 623 S.W.2d 403 (Tex. Crim. App. 1981); see also Gonzales v. State, 800 S.W.2d 621, 623 (Tex. App.--Dallas 1990, no pet.); Stone v. State, 794 S.W.2d 868, 871 (Tex. App.--El Paso 1990, no pet.). In the instant case, Sergeant Abreo did not see what object, if any, appellant passed to Dobbins, but the unsearched Dobbins testified that the three rocks he handed to Abreo came from appellant. The jury could have accepted Dobbins's testimony and found that appellant had control of the cocaine at the time of the transfer to Dobbins. Did the evidence, however, show that appellant exercised control or any direction over the conduct of Dobbins with regard to the transfer of the cocaine to Abreo, or show that appellant knew that Abreo would be the ultimate recipient of all or any part of the cocaine? According to Abreo, Dobbins, who had been given the fifty dollars, got out of the car and approached appellant in the parking lot ten yards away. Abreo had not previously encountered appellant. They did not speak or have any contact with each other. According to Dobbins, appellant, who knew Dobbins, approached the car and "looked in." There was no evidence of any conversation. Dobbins got out of the car at a sign from appellant, but initiated the conversation by asking appellant if he had "anything," while he held the fifty dollars. Appellant reached into a bag and gave three rocks to Dobbins. Dobbins explained that it was normal to get three rocks of cocaine for fifty dollars. Abreo heard no conversation between appellant and Dobbins, and nothing in Dobbins's testimony shows that he mentioned Abreo and Witte while talking to appellant. While Dobbins testified that he did not know Abreo was a police officer, he knew that the fifty dollars was to be used to get "some rocks" from appellant. Later, Dobbins received twenty dollars from Abreo for his assistance, further indication that Dobbins did not act as appellant's agent or under appellant's control, direction or influence in transferring cocaine to Abreo. See Davila v. State, 664 S.W.2d 722, 724 (Tex. Crim. App. 1984); Dawson v. State, 812 S.W.2d 635, 637 (Tex. App.--Houston [14th Dist.] 1991, pet. ref'd). As to the knowledge requirement, the instant case is factually similar to Gonzales. There is no suggestion in the record that appellant knew that the cocaine was being purchased by Dobbins on behalf of a third person. Gonzales, 588 S.W.2d at 577-78; see also Stewart v. State, 756 S.W.2d 798, 800-01 (Tex. App.--Dallas 1988, pet. ref'd). The State relies upon Sheffield v. State, 623 S.W.2d 403 (Tex. Crim. App. 1981). The reliance is misplaced. Sheffield involved an appeal from an order revoking probation. The burden of proof in revocation proceedings is by a preponderance of the evidence, not beyond a reasonable doubt. Garrett v. State, 619 S.W.2d 172, 174 (Tex. Crim. App. 1981). Next, there are a number of factual distinctions. In Sheffield, there were two constructive transfers of phenmetrazine (Preludin) from the defendant to Marco Delgado (an undercover police officer), and four people were involved in the transfers, one being an apparent employee of the defendant. As the Court of Criminal Appeals pointed out, the defendant was aware of Delgado's existence and identity and knew the money was coming from Delgado. He also acted upon Delgado's instruction concerning the numbers of pills desired during the second delivery. We conclude, viewing the evidence in the light most favorable to the jury's verdict, that no rational trier of fact could have found beyond a reasonable doubt all the essential elements of the offense of constructive transfer of cocaine as alleged in the indictment and as submitted to the jury by the trial court's charge. Our responsibility does not include substituting our view of the evidence for that of jury's, Blankenship v. State, 788 S.W.2d 198, 207 (Tex. Crim. App. 1989); Moreno v. State, 755 S.W.2d 866, 867 (Tex. Crim. App. 1988), but our function is to ensure as a matter of law that no one is convicted of crime except on proof beyond a reasonable doubt. "In carrying out our task, we remain cognizant that 'proof beyond a reasonable doubt' means proof to a high degree of certainty. Geesa v. State, 820 S.W.2d 154, 162 (Tex. Crim. App. 1991)." Urbano v. State, 837 S.W.2d 114, 116 (Tex. Crim. App. 1992). The point of error is sustained. Under the mandate of the United States Supreme Court in United States v. Burks, 437 U.S. 1 (1978), and Greene v. Massey, 437 U.S. 19 (1978), a judgment of conviction must be set aside if the evidence is insufficient to support a finding of guilt, and an order of acquittal entered. The judgment of conviction is reversed and reformed to reflect an acquittal. John F. Onion, Jr., Justice Before Justices Jones, Kidd and Onion* Reversed and Reformed Filed: November 24, 1993 Do Not Publish * Before John F. Onion, Jr., Presiding Judge (retired), Court of Criminal Appeals, sitting by assignment. See Tex. Gov't Code Ann. § 74.003(b) (West 1988). 1. Appellant's trial commenced on March 19, 1992, after the effective date of the Geesa decision. 2. Abreo also testified: "On these crackheads, what we call on the streets, every time you go make a buy they always want a pinch or a little bit of the crack cocaine." 3. Sergeant Abreo testified that six minutes before the transaction between appellant and Dobbins, he (Abreo) purchased two white rocks of cocaine from Smith. This transaction was not developed in any detail by the evidence. 4. The trial court in its charge instructed the jury as follows: A "constructive transfer" of a controlled substance, as used here, means the transfer of a controlled substance, either belonging to the person charged or under his direct or indirect control, by some other person or manner, at the instance or direction of the person charged. In order to establish a constructive transfer by the person charged to some other person, it must be shown that prior to the alleged delivery the transferor must have either direct or indirect control of the substance transferred and the transferor knew of the existence of the transferee.