Kapiolani Estate, Ltd. v. Atcherly

OPINION OP THE COURT BY FERRY, J. (Galbraith, J., Dissenting.) This is a bill to enforce a decree in equity rendered by the Honorable E. H. Allen, Chief Justice of the Supreme Court of La.w and Equity of the Hawaiian Islands, in Chambers, on November 2, 1358, by which decree, it was 'ordered “that Mr. Armstrong, as Guardian of Xinau, David LeleO' and Xinimaka, minor children of Xinimaka, deceased, do convey to' David Xalaka.ua, the plaintiff in this cause, the land named Omulimalo on the Island of Molokai, and the first apaña of land set forth in Royal Patent No. 1602 filed in this cause.” The prayer is that the respondent be permanently enjoined from prosecuting an action at law instituted by her to recover possession of Apaña. 1 of R. P. 1602, L. C. A. 129, and from bringing any other proceedings for the same purpose, and that she be decreed to be the trustee of all the right, title and interest of Xaniu, David — 653 — Leleo and Moses Kapaakea Kinimaka in and to the land de>scribed for the benefit of the complainant and as such trustee be ordered to convey all such interests to the complainant. A demurrer to the bill, on the ground that no cause of action was stated, was sustained pro forma and the bill dismissed. Erom that order the complainant appeals. The main question is whether the respondent is bound by the decree of 1858. The essential facts, stated in detail in the-bill, are as follows: On December 29, 1856, David Kalakaua filed a bill in equity, in the court on this island then having jurisdiction in such matters, against one Kinimaka. In that bill he alleged, in substance, that be was born in 1836, that prior to 1844 he lived with one Kaniu, a chiefess, as her adopted child according to the custom of the country; that Kaniu was seized of certain rights, hereditary and other, in certain named lands, about thirteen in number, situate within the kingdom and including that of Onoulimaloo, Molokai, and the apañas, house-lots in Honolulu, described in L. O'. A. 129; that Kaniu died in 1844, leaving her husband, Kinimaka, the respondent, but no issue; that on the day of her death Kaniu made an oral will, good according to the; custom of the country, whereby she appointed the ■complainant her heir.and left to him all her property; that during the session of the Board of Land Commissioners to Quiet Land Titles, Kinimaka procured to be awarded to himself four of the lands named, including the house lots in Honolulu. Certain other facts were also set forth by virtue of which Kalakaua claimed -that Kinimaka held the legal title to the lands in trust for him and a decree was prayed for declaring such trust. Upon the filing of that bill a summons in the ordinary form was issued and served upon Kinimaka. The latter, however, died on January 24, 1857, without having answered the bill. On March 16, 1857, under the title of the original suit, Kalakaua filed a suggestion of the death of Kinimaka and of his leaving “as heirs by will” his three minor children, Kaniu, D. Leleo and Moses Kapaakea, and prayed that the heirs be- made654 parties to the bill, that a guardian ad litem be appointed for them and that a time be set for tbe further hearing of the cause. March 6, 1858, Kalakaua filed a petition in probate for proof of Kaniu’s oral will and for his appointment as administrator of her estate. At the petitioner’s request a guardian ad litan was apponted to represent the three minors in that proceeding and citation was issued to Pai, widow of Kinimaka, and George K. Beckwith as administrator of the latter’s estate and also' as guardian ad litem of the minors. Further proceedings having been had, the probate court, on May 3, 1858, gave judgment to ibe effect that tbe verbal will was duly proven and that letters testamentary thereon be issued to Kalakaua, Upon petition of Pai, filed April 24, 1858, Richard Aim-strong was appointed administrator of the estate of Kinimaka in place of G. E. Beckwith, resigned, and guardian of the persons and property of Kaniu, David Leleo and Kinimaka, the minors. On Jnlv 19, 1858, a bill in equity was filed by Kalakaua averring substantially the same facts as were set forth in the bill of December, 1856, adding, however, an averment of the probate of the will of Kaniu, and praying for similar relief; but of the lands described in the earlier bill a part only, to wit, two house-lots awarded by L. O. A. 129, R. R. 1602, and tbe ahupnaa of Onoulimaloo, L. C. A. 7130, was made the subject of tbe later one and a taro patch at Kaaleo, Oahu, L. O. A. 7130, not referred to in the first bill was included in -the second. The concluding portion of the bill of 1858 read: “And your orator would further represent, that tbe said Kinimaka,- at the time of his decease, left a widow, by name Pai, and minor children by name Kanin, David Leleo and Kinimaka, who by law succeed to the rights of the said Kinimaka, for which said children R. B. Armstrong, D.D., has been appointed guardian. And your orator, respectfully representing that he can have no remedy in the premises, except in a court of equity, humbly prays that the said Pai and the guardian of the said children, may be summoned to show cause, at such time and place as may be most convenient for your Honorable Court why it should not — 655 — he decreed that the lands, hereinbefore mentioned, of right ber long to your orator. And your orator further prays that it may be decreed that the said Kinimaka did, during' his lifetime, procure the award, and hold possession of the before mentioned lands, for the use and benefit of your orator, and further that the said R. B. Armstrong", guardian of the said minor children of the said Kinimaka may be ordered to convey to your ■orator all the right, title and interest of thei said children in the aforesaid lands; and further that the aforesaid Pai, widow as .aforesaid of the said Kinimaka, deceased, may ba ordered to convey to your orator, all her right, title and interest in and to. the above-enumerated lands. And that such other orders and. decrees may be made and passed in the premises, as may pertain to equity and good conscience, and may give relief to' .your orator in the premises.” The process issued required the Marshal to summon “Pai (w) and Richard Armstrong (Guardian of Kaniu, Leleo and Kinimaka,, minors), defendants”, to> appear, etc. Service of this summons was made upon Pai and upon Richard Armstrong. To the bill of 1858 an answer was filed entitled “The Joint .and Several Answers of Pai and Richard Armstrong, Guardians of Kaniu, David Leleo and Kinimaka, minors, Defendants, to the Bill of Complaint of David Kalakaua”, and signed “Pai, Richard Armstrong, Guardian of Kaniu, David Leleo, Kinimaka, minors. By Asher B. Bates, their Solicitor”. But very little was admitted in this answer. Ignorance was expressed as •to the truth of the main averments and the complainant was left to his proof of the same. It was, however, stated by the respondents as their belief that if the awards were wrongfully issued to Kinimaka, they Were issued upon testimony produced to* the Board of Commissioners to, quiet- land titles which satisfied that Bbard that Kinimaka was entitled to such awards. At the tidal, counsel for the respondents presented the view tbat, assuming that the land originally belonged toi Kaniu and that she attempted to pass it by will to Kalakaua, nevertheless the King, cognizant of these facts, took back at the time of the .great division his title to the land and thereafter, through — 656 — the Board of Land Commissioners, made a re-distribution and gave an award covering' these lands to- Kinimaka and none to David, and that, no> appeal Laving been taken from tire award, the latter was final and the complainant was estopped from reexmining the matter. Decision was reserved by the court. Thereafter, on November 2, 1858, the complainant filed a di&continuance of his suit except in so far as the same related to the land of Onoulimaloo, Molokai, and Apana 1 of R. P. 1602, and on the same day the final decree now sought to be enforced was made. Kinimaka by will left his property to' Kaniu for life, after him to David Leieo for life and after him the remainder in fee to Moses Kapaakea who was sometimes called Kinimaka in the proceedings under review. David Leieo died before Kaniu and Moses Kapaakea survived the two others. The defendant now holds by purchase from Moses Kapaakea, whatever title the elder Kinimaka had to the land. The complainant is likewise the successor to all of the rights of D. Kalakaua in the property. Richard Armstrong is now dead. A question of lesser importance in the case may be disposed of first, and that is, concerning the construction of the decree. It is contended that the decree does not require a conveyance of the interest of the minors in the land or the giving of a deed in their name by the guardian. If the decree is not clear or is ambiguous in its terms, it may be read in the light of the averments and prayer of the bill and averments of the answer and of the remainder of the record. See Clay v. Hildebrand, 34 Kan. 694 (9 Pac. 466); Finnagan v. Manchester, 12 Ia. 521, 2; 5 Encycl. Pl. & Pr. 1064; Freeman on Judgments, §45; 1 Black on Judgments, §123. So read, there can be no doubt, it seems to us, that it was the intention of the court to order the conveyance of the interests of the minors. In our opinion thac intention is sufficiently expressed in the decree. The main contention in support of the demurrer is that the minors were not bound by the decree of 1858, because they were not themselves named as parties defendant in the suit. In Meek v. Aswan, 7 Haw. 750, it was held that an action to — 657 — recover rent due for use of a minor’s land should be brought in the name of the minor by her guardian and not in the name of the guardian as such. The court said, inter alia: “In the the case at bar, a guardian for the minor had been appointed by the Probate Court. How, then, should the suit be brought? The purpose of it was to collect rent due for use of the minor’s-land. It was the suit of tire minor, and not that of the guardian. But the minor cannot make a contract with an attorney to bring a suit, and cannot personally bring a suit; therefore, he must act through some one, or by some one specially appointed by the court. The suit is nevertheless that of the minor. “Analogous to this is a suit where the- suitor is represented-by an attorney in fact. The principal brings the action by the-attorney in fact.” It may be that this is the better rule, that it sho'uld apply as well to actions against minor’s, that the weight, of modem authority elsewhere is in support of this view and, that such is the practice at the present day in this Territory. But, however that may be, we think that if, as contended for by the complainant, the contrary practice prevailed in our courts prior to the decision in the Aswan case, and the proceedings in Kalakaua v. Armstrong, Guardian, and, Pai were in accordance with that practice, the decree sought to be enforced should be held good and binding as against the minors. In Meek v. Aswan, the court recognized the prior existence-of a different practice. It said: “We are aware that a different practice has in many instances been followed in this court without objection, and suits have been instituted in the form of A. B., guardian of C. D.” At the time of that decision (1889), the firm members of the Supreme Oourt sat singly at nisi prius, exercising the jurisdiction and powers now vested in our Circuit Judges, and were therefore in a position to know what the practice in such matters was; and in this connection the ruling of Mr. Justice McOully, of the Supreme Oourt, who- presided at the trial before the jury, is of great significance. The case had been instituted in the District Court of Honolulu where judgment had been rendered for the plaintiff. On appeal, after the jury had been empanelled and sworn and the plaintiff had — 658 — opened the case, the defendant’s counsel moved to dismiss on the ground that tire action had been improperly brought in the name of the minor by her guardian and should have been brought by “Gr. S. Iloughtailing, guardian of Eliza Meek.” So thoroughly imbued with tire past practice was the presiding justice, who afterwards joined in the decision sustaining the exceptions, that he held the declaration defective' in respect to the party plaintiff and granted the motion to dismiss. It is interesting to note, in passing, that in the Aswan case the court said that the objection to the complaint, even if tenable, should not have been visited with a dismissal, but that an amendment should have been allowed, — in other words, that the error, if any, was at most a mere irregularity and not one affecting the validity of the proceeding. Formerly, by the common law of Hawaii, guardians possessed and exercised the absolute right to dispose of the real and personal estate of their wards, as might suit their own will. See preamble to Act of August 4, 1851, (Laws of 1851, p. 63): Laanui v. Puohu et al., 2 Haw. 161, 162; Thornton v. Bishop, 7 Haw. 431, 434, 435; Hoare v. Allen, 13 Haw. 257, 261. It is not to be wondered at that the view as to the title of a guardian in the land of Iris ward and as to his powers generally growing ■out of those conditions, had not changed to any great extent ■during the few years next succeeding the enactment of the law ■of 1851 which abridged the rights and powers of guardians. An examination of the records in some old cases referred to .at the argument bears out the statement made in the Aswan decision as to the earlier practice. In Law Case No. 627, 1856 and 1857, an action of ejectment, Kalama, the plaintiff, alleged in her declaration that Kekuanaoa .and Ii “have wrongfully entered upon” certain land described “— as you petitioner understands claiming to hold the same on behalf of H. R. H. Victoria Kamamalu — -but whether this last averment be true nr not complainant does not of herself know.” There was no other allegation in the least tending to establish a case against Victoria Kamamalu or from which the inference might be drawn that the two men were being sued as guardians — 659 — of Victoria. The two answered, and Victoria filed a motion, which was granted, “that the cause may he discharged as against her, as the petitioner alleges no cause of action against her to which she can plead.” . Concerning this motion the clerk in his minutes says that “Mr. Bates moved that Victoria’s name be stricken out as it was not pretended that she had any control over it, but merely her guardians for her benefit.” This is the first reference to the two- defendants as guardians but from the remainder of the record it is apparent that it was regarded both by court and counsel that the defendants were being sued as guardians and in the title of the court’s decision and of the apt-peal they are named as guardians. By stipulation of the parties, the court tried and determined the question of right and title to the land, that of damages to. be submitted later, if necessary, to a jury or to referees, it being, however, the ward’s right and title, and not that of the two men who were, guardians, that was involved. Ikalia (k), guardian of Kanakaokai Aikaula (k) v. Kopaea and others, 1879, (Law No.. 1463), Neil Campbell, Guardian of the persons and property of Kau-a (k), Ana (w) and Kamaka (k), minors, and Emilia (w) and Neil Campbell, her husband, v. Manu, ct al., 1881, (Law No. 1277), Naweli, Guardian of four minors named, v. Mary A. Auld and husband, 1881, (Law No. 1805), and A. F. Judd and S. B. Dole, Guardians of Airene H. Ii, a minor v. Kuanalewa, et al., 1881-1882, (Law No. 2032), were all actions of ejectment in which the title of the wards was tried and determined. In each case the guardian as such was named as the plaintiff, and not the ward by the guardian. So, too, in Equity case No. 568, tried in 1886 and 1887, the bill and all subsequent papers, including two, decisions by Mr. Justice Preston, were entitled “Yim Quon v. A. J. Cartwright, Guardian of George Holt and Annie Holt, defendant.” These eases, while but few in number, are sufficient to show a practice different from that declared in the Aswan case to be the correct one, and counsel for the respondent, diligent and thorough as he has been in this case, has referred to but one to the contrary. That is the case of Metcalf v. Metcalf, Equity — 660 — No. 251, (1859), in which the bill, without title, prayed that Emma Metcalf, a minor, be ordered to convey to the complainant certain premises alleged to be held by her in trust for him. The clerk’s minutes and the bill of costs are each entitled “Theophilus Metcalf v. Emma Metcalf” and the decree of the court, as noted by the clerk, was that “the said Emma Metcalf,.minor defendant, do release and convey * * * through her guardian ad litem J". W. Austin, Esq.” On the other hand it may be noted that the complainant also prayed that “a guardian ad litem may be appointed by this Honorable- Court who may be cited to appear and answer for the said Emma Metcalf and show cause if any there be why the prayer of this petition shall not be granted,” that the order to the Marshal was to summon “J. W. Austin, Guardian ad litem for Emma Metcalf, defendant,” that service was made as directed on the guai'dian, and that the respondent’s answer was entitled “Theophilus Metcalf v. J. W. Austin, Guardian ad litem of Emma Metcalf” and signed by “J. W. Austin, Guardian ad litem of Emma Metcalf.” It is true in none of the cases cited by the present complainant does it appear that the question was specifically raised. Tet from the veay silence of court and counsel can be implied acquiescence in that mode of procedure and approval of it. “Where a court has erroneously held that certain things were sufficient to give jurisdiction and titles have been built thereon, the doctrine of stare decisis forbids the overruling of those decisions.” — Van Fleet, Coll. Attack, p. 4. Decrees rendered during the period in question extending from forty-five or more years ago to fifteen years ago, settling the titles to real estate and made in conformity with a procedure then regarded as good and impliedly decided to give jurisdiction to the court and to bind the wards, should be now upheld, irrespective of any later change in procedure and even though the lawyers and judges of to-day think differently as to the correctness of the former practice. If the defects complained of can be regarded, not as matters affecting the jurisdiction but as constituting at most mere error, certainly such error cannot be taken advantage of in this case because the attack now made on the decree of 1858 is collateral — 661 — and not direct. “A collateral attack is an attempt hr impeach a judgment or decree in a proceeding not instituted for the express purpose of annulling, correcting or modifying such judgment or decree.”— 17 Am. & Eng. Ency. Law, 2nd ed., 848. See also Morrill v. Morrill, 20 Or. 96, 101; Nichols v. Smith, 26 N. H. 298, 300. “The word ‘collateral’ ”, in this connection, “is. always used as the antithesis of ‘direct’, and it is therefore ■wide enough to.embrace any independent proceeding. To constitute a direct attack upon a judgment, it is said, it is necessary that a proceeding be instituted for that very purpose. If an appeal is taken from a judgment, or a writ of error, or if a motion is made to vacate or set it aside on account of some alleged irregularity, the attack is obviously direct, the sole object of the proceeding being to deny and disprove the apparent validity of the judgment. But if the action or proceeding has an independent purpose and contemplates some other relief or result, although the overturning of the judgment may be important or even necessary to its success, then the attack upon the judgment is collateral and falls within the rule.” — 1 Black on Judgments, Sec. 252. “A direct attack on a judicial proceeding is an. attempt to avoid or correct it in some manner provided by law. * * * A collateral attack on a judicial proceeding is an attempt to avoid, defeat, or evade it, or to deny its force and effect in some manner not provided by law.” — Yan Elect, Collateral Attack, pp. 4, 5. Under either of these definitions, — -we have not found any essentially different — the present attack is collateral. The complainant’s bill has for its sole object the enforcement of the decree and necessarily proceeds on the assumption that that decree is not made in any manner provided by law nor in a proceeding instituted expressly for that purpose. “An attack on a judgment in a proceeding to: revive it is a collateral attack.”— Sharon v. Terry, 36 Fed. 337, 346. See also 1 Black on Judgments, Sec. 252. Service of summons in the ease of Kalakaua v. Armstrong was made on tire guardian and not on the minors themselves. The same procedure was followed in Metcalf v. Metcalf and in Yim Quon v. Cartwright, and is not unsupported by precedents — 662 — elsewhere or in reason. The minors in this case were, in 1858, about eleven, seven and one year old respectively. Service on them would be, in reality, a worthless form. After service it is the guardian who acts and who conducts the whole defense; the ward does nothing and can do nothing. True, in theory, such service would serve to notify their parents or others standing in loco parentis of the institution of the suit. That purpose was in fact accomplished in this case for their mother, Pae, was herself a defendant and the guardian appointed at her request was also served. General guardians are by our statute, Section 1970, C. L., authorized and required to “appear for and represent” the ward “in all legal suits and proceedings, unless where another person is appointed for that purpose, as guardian or next friend.” A guardian might, perhaps, under this provision, waive service upon a minor defendant and enter an appearance and thereby bind the minor. That there is a difference of authorities as to whether a judgment against a minor without service on him is absolutely void for want of jurisdiction or is merely voidable and so immune from collateral attack, is conceded by respondent. The point as to lack of service is relied upon by her only to the extent of showing that'for that reason the decree was erroneous and should not be now enforced. The old decree is claimed "by respondent to be erroneous for the further reason that upon the facts and the evidence adduced in that proceeding in 1858, the court.erred in holding that Kindmaka, and after him his heirs, was a trustee of the legal title for the benefit of Kalakaua. The contention of the respondent is that because of these two alleged errors last mentioned, to wit, the lack of service and upon the merits, the court should refuse to enforce the decree. It is not contended that the court must in all such case® re-examine the former proceedings but merely that it may; in its discretion, do so. Assuming that to be so, we decline to ré-try the old case. The guardian appeared and contested the complainant’s claim, presenting in opposition substantially the same views now sought to be urged by the respondent. The ward’s interests were not permitted to go by default but were, fully defended by counsel. The decree, — 663 — while not carried out by the execution of a conveyance, was in fact acquiesced in, as appears-by the bill by all concerned and complainant and his successors in interest from that time continuously until about January, 1900, held open, notorious and undisturbed possession of the land. Under the circumstances, and after a lapse, of forty-four years, we do not think that the court should examine into the merits of the former proceedings or refuse to enforce the decree for the reasons suggested. Kinney, Ballon & Median alian and II. A. Bigelow for the complainant. L. A. Dickey for the respondent. As to whether the bill of 1858 was a continuation, by revival of the proceedings instituted in 1856, or was the commencement of a, new and independent suit, we express no¡ opinion. The decree appealed from is reversed, and the cause remanded to the Circuit Judge for such further proceedings as may be proper.