Crutchfield v. United States

WILBUR, Circuit Judge. Appellant was indicted in two counts for violation of § 11 of the Selective Training and Service Act of 1940, 50 U.S.C.A. Appendix § 311. After trial before the court, a jury having been waived, he was found guilty on both counts and was sentenced to imprisonment for two years on each, the sentences to run concurrently. At the close of the government’s case, and again at the conclusion of all the evidence, appellant moved for dismissal of the indictment on the ground that the evidence was insufficient to sustain a conviction. Both motions were denied, and the denial of them is the only error assigned on this appeal from the judgment of conviction. There is no substantial conflict in the evidence. Appellant is a citizen of Canada, domiciled in Siskiyou County, California. He is twenty-five years old and has declared his intention to become a citizen of the United States. Since 1932 he has been an active member of Jehovah’s Witnesses, but before September 15, 1941, he did not devote his full time to the work of that group. Appellant registered with the Selective Service Board at Yreka, California, as required by § 2 of the Selective Service Act, 50 U.S.C.A. Appendix, § 302. In his questionnaire filed February 16, 1941, he stated as his occupation, mechanic and truck driver, as other business or work in which he was then engaged, “preaching the gospel of God’s Kingdom as one of Jehovah’s Witnesses,” and as other occupational experience, mining and saw milling. In the section of his questionnaire for ministers or students preparing for the ministry, he stated: “I do not customarily serve as a minister. I have been a minister of the [blank unfilled] since 1931. I have been formally ordained. * * * I am not a student preparing for the ministry in a theological or divinity school.” Space for particulars regarding the performance of the ordination ceremony was left blank. He claimed the exemption for conscientious objectors, as follows: “I claim the exemption provided by the Selective Training and Service Act of 1940 for conscientious objectors because I am conscientiously opposed, by reason of my religious training and belief, to the type or types of service checked below: “x Combatant military service. “x Noncombatant military service.” He filed in addition the “Special Form for Conscientious Objector,” in which he signed claim B, “I claim the exemption provided * * * for conscientious objectors, because I am conscientiously opposed by reason of my religious training and belief to participation in war in any form and to participation in any service which is under the direction of military authorities.” He attached to his questionnaire two letters to the draft board, amplifying his claims to be a minister and a conscientious objector. In one letter he sqys, in part: “I am a minister of the gospel. (not religion) * * * But I do — 172 — serve as the almighty god has commanded to do so in the Bible the following are found in Isa. 61:1, 2; 43:9-12, Math. 10:7; 12 Acts. 20:20; 1 Pet. 2:21; & 1 Cor. 9:16 in these scriptures I would like you to look into. * * * I have been a minister of Gods Kingdom (which isn’t a sect or denomination).” Referring to the statement that he had been formally ordained, he says: “Through Isa. 61:1, 2 on [and?] not by any man.” [The verses referred to are, “The spirit of the Lord God is upon me; because the Lord hath anointed me to preach good tidings unto the meek; he hath sent me to bind up the brokenhearted, to proclaim liberty to the captives, and the opening of the prison to them that are bound; To proclaim the acceptable year of the Lord and the day of vengeance of our God; to comfort all that mourn.”] He says, further, “There appears twice in this article (religious training) which I like to have to (belief and training) for I haven’t anything to. do with religion.” The other letter said in part, “Series I. Part B. Which’ I have signed my name to there appears the word ‘religious’ which I would liked to have marked out for I am a Christian and have not part in any religious organization on the earth. The bible condemns it in Gal. 1:13.” The local board placed appellant in class ÍV-E, the class for those conscientiously opposed to service under military control either as combatants or noncombatants. This was in effect a denial of his claim to be a minister. No appeal was taken from this classification, and appellant has never questioned that it was correct when made. On October 6, 1941, he wrote to the board, saying, “Now when I was classified I realized that it was the only class you could put me in under the circumstances which was class 4-E for which I appreciated very much.” The letter then proceeded to call attention to a ruling by General Hershey, Director of Selective Service, made June 12, 1941, (Opinion 14, Vol. III) holding that some members of Jehovah’s Witnesses, in view of their standing in the organization and the devotion of their whole time to the work, could properly be regarded as ministers and that those accredited as “pioneers” could be so classified if their names were included in the certified list of such persons furnished by the National Headquarters of the Selective Service System.1 Appellant claimed in his letter to have become a pioneer, and enclosed his “card of identification.” There was introduced in evidence a letter to appellant from the Watchtower Bible and Tract Society, dated September IS, 1941, headed “Pioneer Appointment.” Except for the date and appellant’s name and address, which are typewritten, the entire letter is a printed form, including the facsimile script signature, “Watchtower B. & T. Society, Inc.” The letter informed appellant that “your application for pioneer service has been accepted and this letter constitutes your pioneer appointment.” Unless this is the “card of identification” to which appellant referred in his letter of October 6, there is no showing what the nature of that card was, or that the letter of “Pioneer Appointment” was submitted to the board at any time. — 173 — Appellant’s letter of October 6 requested the board to reopen his classification and put him in class IV-D, as an ordained minister. The board, by letter dated October 9, 1941, informed appellant that his request to reopen had been denied and added, “If you feel that the case deserves further consideration, you should discuss it with the government appeal agent. If he is convinced that the case should be reopened and files a request accordingly, the case will be reopened.” Following this suggestion, appellant consulted the appeal agent and on October 29 they went together to the local board. There was not a board meeting then in session, but appellant testified that a Mr. Fred Taylor (who appears from other testimony to have been a board member) said to the chairman, “Well as far as I am concerned I wouldn’t suggest the board give you five minutes time on any of the Jehovah Witnesses, for if you knew who were supporting them in the Middle West, in Illinois and Iowa, you wouldn’t have anything to do with them either,” and that in response to a question from appellant, Mr. Taylor said further that “they were affiliated with the Nazis and Fascists of the country.” This testimony by the appellant is cited in support of his claim that the board was biased. It is not shown that the board acted on Taylor’s statement, and the trial court may have disbelieved appellant’s testimony regarding it. The testimony of the clerk of the board, describing the same occasion, does not include any such remarks. This was, moreover, long after appellant’s original classification in which his claims were admittedly given full and fair consideration. On November 6, 1941, the appeal agent notified appellant that he had examined the matter of appellant’s classification and that he believed that the appellant was classified correctly and returned to appellant “certain documents” left with him. Appellant also received a postcard dated November 4, 1941 and signed by the appeal agent as a member of the local board, informing him that his classification had been affirmed by the Board of Appeal by a vote of 1 to 0. There is no other evidence that an appeal was taken and it can at least be inferred from the record that there had in fact been no appeal. Appellant argues that by these circumstances he, being ignorant of the proper procedure, was in effect misled into believing that an appeal had been taken so that he was deprived of his right to take an appeal. Whatever merit this contention might otherwise have is destroyed by the fact that the regulations, while providing for appeals from both original classifications and reclassifications, do not provide for any appeal from a refusal to reopen a classification. Appellant was not, therefore, by the circumstances complained of, deprived of any remedy to which he was entitled. The board, by written order of November 22, 1941, directed appellant to report on December 4, 1941, for assignment" to a Civilian Public Service Camp located at Cascade Locks, Hood River County, Oregon. Appellant appeared before the board at the appointed time but stated that he would not go to the camp to which he was assigned, giving as his reason that, “I was a minister.” On December 10, 1941 he was given “Notice of Suspected Delinquency,” directing him to report to the board by letter on or before December 15. On December 14 he received from the Watchtower Society a verified certificate, dated December 8, 1941, stating that he had become an ordained minister of that society on September 15, 1941. On December 15 he reported to the board in person, presenting this certificate and a written statement expounding his views. He again refused, on the ground that he was a minister, to go to the designated work camp. On March 18, 1942, appellant was indicted in two counts for these two refusals to report to work camp. A jury having been waived, he was tried by the court and found guilty on both counts. Appellant’s position, in the lower court and here, is that the undisputed evidence shows conclusively that he is a minister, exempt from the provisions of the Selective Service Act (except as to registration), that the local board acted arbitrarily and capriciously in refusing so to classify him, and that he has in consequence been deprived of due process of law. At the outset we are met with the question of whether or not such a claim may be submitted to the courts as a defense to a prosecution for disobedience of orders of the draft board. There is no statutory provision for review by the courts of the board’s action, either by appeal or application to review, as in the case of some administrative bodies. It follows that the power of review by the courts, if — 174 — it exists at all, is limited to a consideration of whether the board deprived appellant of his constitutional right to due process, that is, a fair hearing after notice. Two of our Circuit Courts of Appeals have held that the question of due process in making the order of induction or assignment cannot be raised in defense to a charge of violating the order, and that such a claim may only be raised by petition for release from custody upon writ of habeas corpus. That is to say, the claimant of the exemption can only raise the question after he has complied with the order by surrendering to the custody of the designated custodian and then invoking the power of the court to release him from unlawful restraint. United States v. Grieme, 3 Cir., 128 F.2d 811; United States v. Bowles, 3 Cir., 131 F.2d 818, decided Nov. 10, 1942; Fletcher v. United States, 5 Cir., 129 F.2d 262; Mangum v. United States, 5 Cir., 131 F.2d 435, decided Nov. 30, 1942; Haberman v. United States, 131 F.2d 1018, 5 Cir., decided Dec. 11, 1942. The Eighth Circuit Court of Appeals, on March 10, 1942, held in Johnson v. United States, 126 F.2d 242, 247, that the question of due process could not be raised as a defense to a criminal charge of disobedience if the defendant had not availed himself of his right to appeal from the classification decision or from a reclassification. ' In that regard the court said, “Courts' can prevent arbitrary action of such agencies from being effective. But a registrant cannot come to a court for such relief until he has exhausted all available and sufficient administrative remedies for such arbitrary action. Appellant has not availed himself of such corrective administrative relief. He has no standing in a court to complain and the court cannot examine the arbitrariness of his classification by the local board.” The Sixth Circuit Court of Appeals, on June 29, 1942 in Rase v. United States, 129 F.2d 204, without discussing the power of the trial court to consider the defense of denial of due process in the board’s classification, assumed the existence of such power, but held that there was no lack of due process and affirmed a judgment of conviction. In the case at bar it is unnecessary to determine the power of the court in a situation where due process has not been accorded by the draft board. At the trial it was shown by the prosecution that appellant’s name was not on the official certified list of pioneers referred to in General Hershey’s ruling set out in note 1, ante. This in itself would suffice to justify the action of the local board. Appellant has not shown that he is entitled to the exemption provided for ministers, or that the local board denied him due process, either in his original classification or in denying his request for reconsideration. The evidence in this regard sustains the judgment. At the time this case was argued, the court had under consideration an appeal from sentence in a similar case, Hopper v. United States, 9 Cir., 142 F.2d 167, No. 10,110, in which it was claimed that the indictment failed to state an offense. In view of that fact the court, at the hearing in the instant case, directed appellant’s attention to certain deficiencies in the indictment against him and briefs were filed on that question after the argument. The indictment was in the following terms: “In the October, 1941 term of said Division of said District Court, the Grand Jurors thereof on their oaths present: That Harvey Ward Crutchfield the defendant here, being a male citizen of the United States of the age of twenty-five years and under the duty to present himself for, and submit to registration under the provisions of the Act of Congress approved September 16, 1940, known as the ‘Selective Training and Service Act of 1940’ and thereafter to comply with the rules and regulations of said Act, did, on or about the 4th day of December, 1941, at the City of Yreka, County of Siskiyou, in the Northern Division of the Northern District of California, and within the jurisdiction of this court, wilfully, knowingly and feloniously fail and neglect to perform such duty, in that he, the said defendant, did then and there refuse and fail to report for induction, and refused and failed to go to a Civilian Works Camp of National Importance, as directed, (50 U.S.C.A. Appendix, § 311)”. The second count was identical, save that it designated December 15, 1941, as the date of the offense. The suggestion is that this indictment failed to state an offense because it did not state that appellant had been so classified as to be subject to assignment to a civilian works camp, or that he was ordered to report to such a camp by any person authorized to make the order, or that the camp designated had been actually established. In the briefs on this question, the — 175 — government relies largely upon the rule that a verdict cures all formal defects in an indictment and that 28 U.S.C.A. § 391 and 18 U.S.C.A. § 556, prohibit reversal for formal defects, whereas appellant asserts that failure to state an offense is necessarily fatal to the validity of the entire proceedings. Since this case was argued, the Hopper case has been decided (December 18, 1942), and similar defects in that indictment were held to be fatal. If that decision is correct, this indictment is likewise fatally defective and the verdict or, in this case, the judgment of the court, did not cure the error. In the Hopper case, however, timely objection was made in the trial court to the sufficiency of the indictment, which was not done in the case at bar. There is another rule to be considered with regard to defects in pleading or evidence which are not brought to the attention of the trial court. This court is an appellate court with the function of considering and rectifying errors of the trial court. Defects in pleadings or evidence which were not presented to the trial court, and on which it has consequently not ruled, present no error to be assigned as such on appeal. Miller v. United States, 57 App.D.C. 228, 19 F.2d 702, 704; Hutchinson v. Fidelity Inv. Ass’n, 4 Cir., 106 F.2d 431, 436, 133 A.L.R. 1061. However, this court has, by rule 2(d) of its rules for criminal appeals, reserved to itself power to consider plain error not assigned. A similar rule of the Seventh Circuit Court of Appeals, Cub Fork Coal Co. v. Fairmount Glass Works, 59 F.2d 539, was approved by the Supreme Court in Fairmount Glass Works v. Cub Fork Coal Co., 287 U.S. 474, 480, 53 S.Ct. 252, 77 L.Ed. 439. Even under such a rule the error is usually pointed out by the aggrieved party, and the power of the court to consider it is invoked. This power of the court is always discretionary, and a fortiori is that true when the question is raised for the first time by the court sua sponte. This discretionary power has been occasionally exercised by the Supreme Court, but its limits appear not to have been very clearly defined. Certainly its exercise should be in the furtherance of sound public policy. The Supreme Court, in United States v. Atkinson, 297 U.S. 157, 160, 56 S.Ct. 391, 392, 80 L.Ed. 555, stated the applicable rule as follows: "In exceptional circumstances, especially in criminal cases, appellate courts, in the public interest, may, of their own motion, notice errors to which no exception has been taken, if the errors are obvious, or if they otherwise seriously affect the fairness, integrity, or public reputation of judicial proceedings. See New York Central R. Co. v. Johnson, 279 U.S. 310, 318, 49 S.Ct. 300, 73 L.Ed. 706; Brasfield v. United States, 272 U.S. 448, 450, 47 S.Ct. 135, 71 L.Ed. 345.” In Kinard v. United States, 69 App.D.C. 322, 101 F.2d 246, 247, Justice Miller, speaking for the Court of Appeals for the District of Columbia, after quoting from United States v. Atkinson, supra, stated: “The purpose of such an exercise of discretion is to insure justice, not to thwart it.” In Hormel v. Helvering, 312 U.S. 552, 556, 61 S.Ct. 719, 721, 85 L.Ed. 1037, the Supreme Court, speaking through Justice Black, said: “Ordinarily an appellate court does not give consideration to issues not raised below. For our procedural scheme contemplates that parties shall come to issue in the trial forum vested with authority to determine questions of fact. This is essential in order that parties may have the opportunity to offer all the evidence they believe relevant to the issues which the trial tribunal is alone competent to decide; it is equally essential in order that litigants may not be surprised on appeal by final decision there of issues upon which they have had no opportunity to introduce evidence. And the basic reasons which support this general principle applicable to trial courts make it equally desirable that parties should have an opportunity to offer evidence on the general issues involved in the less formal proceedings before administrative agencies entrusted with the responsibility of fact finding. * * * “Rules of practice and procedure are devised to promote the ends of justice, not to defeat them. A rigid and undeviating judicially declared practice under which courts of review would invariably and under all circumstances decline to consider all questions which had not previously been specifically urged would be out of harmony with this policy. Orderly rules of procedure do not require sacrifice of the rules of fundamental justice. An examination of the cases relied upon by petitioner discloses that this Court, in following in some cases the general principle sought to be invoked here by petitioner, has been — 176 — careful to point out the circumstances justifying application of the practice in the particular case.” The opinion then proceeds, to consider a number of cases in which the courts have noted plain errors unassigned and cases in which they have refused to do so. Recently the Supreme Court, in United States v. Classic, 313 U.S. 299, 61 S.Ct. 1031, 85 L.Ed. 1368, declined to consider a constitutional question raised for the first time in the government’s brief on appeal. Cf. Kane v. United States, 8 Cir., 120 F.2d 990, 992. If the error is of such a nature that the sentence coul4 be successfully attacked collaterally, as in habeas corpus proceedings, then the error is plain and should be noticed by this court, because if it proceeded to affirm judgment and sentence notwithstanding such error its action would be equally void and subject to collateral attack. If the judgment and sentence will not be subject to such collateral attack, and if the indictment has in fact put the defendant on notice of the offense with which he was charged and will suffice to protect him from being again put in jeopardy for the same offense, then we should decline to notice, on our own motion, error not assigned. To do so would serve no useful purpose. The sufficiency of the facts alleged in an indictment is a question for the trial court to determine. In Knewel v. Egan, 268 U.S. 442, 446, 45 S.Ct. 522, 524, 69 L.Ed. 1036, the court said: “It is fundamental that a court upon which is conferred jurisdiction to try an offense has jurisdiction to determine whether or not that offense is charged or proved. Otherwise every judgment of conviction would be subject to collateral attack and review on habeas corpus on the ground that no offense was charged or proved. It has been uniformly held by this court that the sufficiency of an indictment cannot be reviewed in habeas corpus proceedings,” citing nine cases. Cf. Goldsmith v. Sanford, 5 Cir., 132 F.2d 126, decided December 11, 1942, and Welch v. Hudspeth, 10 Cir., 132 F.2d 434, decided December 22, 1942. It follows that the sufficiency of the indictment could not be attacked in any collateral proceedings. As pointed out above, the defects in the indictment are the failure to allege that the appellant was classified in class IV-E (conscientious objectors assignable to civilian work camps) or at all, and the failure to allege that the board had ordered appellant to report to such a camp duly established for that purpose. The record shows, however, that these things were in fact done, and were known to appellant to have been done. Their omission from the indictment in no way prejudiced his defense. The indictment indicated the nature and date of the offenses charged; this was sufficient to enable appellant to prepare his defense, and is sufficient to prevent another conviction for violation of the same orders. The indictment might well have been vulnerable to attack in the trial court, but in the absence of such attack and assignment of error we find no occasion for now exercising our discretion to notice its defects. It is clear that appellant will refuse to obey any order of the board or of any human authority to go anywhere or do anything that would interfere wdth his avowed intention to give his whole time to the preaching of the doctrines of his sect. While this is manifest in various ways in the testimony, we quote some of the evidence in the margin.2 So far as the appellant is concerned he has deliberately challenged the right of the government to interfere with his liberty. He invokes the directions of Divine authority as supreme and expresses a willingness to suffer bonds and even death. His offense against the law is a continuous one deliberately so intended and expressed not only to the board and its members but also to the trial court and at no time disavowed before this court. His claim is that the law has exempted him from service in that he is a minister. That claim has not been sustained by the board charged with the duty of administering the law. The evidence shows that appellant is guilty of the crime of disobedience denounced by the statute, and he has failed to sustain the burden of proving his af — 177 — firmative defense of denial of due process. There is no reason to believe that a trial on an amended indictment would result in appellant’s favor. Under these circumstances, and where, as here, the indictment is sufficient to advise appellant of the offense intended and enable him to prepare his defense, is sufficient to prevent his being again convicted of the same offense, and is not subject to collateral attack, this court will not exercise its discretionary power to consider on its own motion the sufficiency of the indictment. Judgment affirmed. Footnotes [1] “2. The unusual character of organization of Jehovah’s Witnesses renders comparisons with recognized churches and religious organizations difficult. Certain members of Jehovah’s Witnesses, by reason of the time which they devote, the dedication of their lives which they have made, the attitude of other Jehovah’s Witnesses towards them, and the record kept of them and their work, places them in a position where they may be recognized as having a standing in 'relation to the organization and the other members of Jehovah’s Witnesses, similar to that occupied by regular or duly ordained ministers of other religions. * * * “4. The members of Jehovah’s Witnesses who devote their time to the work of teaching the tenets of their religion and in the converting of others to their belief, and who enjoy the esteem of other Jehovah’s Witnesses, and are each individually recorded as ‘pioneers’ by the Watch Tower Bible and Tract Society, Inc., at its executive offices in Brooklyn, New York, are in a position where they may be recognized as having a standing, in relation to the organization and to the other members of Jehovah’s Witnesses, similar to that occupied by regular or duly ordained ministers in other religions, and such persons who spend all or a substantial part of their time in the work of Jehovah’s Witnesses, as set forth above, come within the purview of Section 5(d) of the Selective Training and Service Act of 1940 [50 U.S.C.A. Appendix, § 305(d)] and may be classified in Class IV-D, provided that the names of such persons appear on the certified list of such persons transmitted to State Directors of Selective Service by National Headquarters of the Selective Service System.” [2] “The camp to which I was directed to report by the local Draft Board is operated by a religious group or church organization, and my beliefs are opposed to any such organization and I could not conscientiously live at a camp under the auspices of a religious group. However, my main objection to reporting to the , camp was that it would interfere with my work as a witness.”.