Hankins v. People

Mr. Justice Walker delivered the opinion of the Court: The indictment in this case was for keeping a gaming house, contrary to the provisions of the statute. Section 127 of the Criminal Code is as follows: “Whoever keeps a gaming house, or in any building, booth, yard, garden, boat or float, by him or his agent used and occupied, procures, or permits any persons to frequent or come together to play for money or other valuable thing at any game, or keeps, or suffers to be kept, any tables or other apparatus for the purpose of playing at any game or sport for money or other valuable thing, or knowingly rents such place for such purpose, shall, on conviction, for the first offence, be fined not less than $100, and for the second offence be fined not less than $500, and be confined in the county jail not less than six months, and for the third-offence shall be fined not less than $500 and be imprisoned in the penitentiary not less than one year and not more than five years.” On being tried in the Criminal Court of Cook county, plaintiff in error was convicted, and fined $250. The case was removed to the Appellate Court for the First District, and the judgment was affirmed, and the record is brought to this court on error. Various objections are urged. It is first insisted, that under the statute the Criminal Court exceeded its jurisdiction by imposing a fine of more than $100. It is claimed that sum is the amount of the fine fixed by the statute, and the court is powerless to exceed that amount on such a conviction; -that under the canons of construction the section must be read as though it said $100, and no more; that such statutes must be strictly construed, and therefore no greater amount than that sum could be imposed. The doctrine of strict construction in cases of penalties has been long, and uniformly established in this court. Wilson v. Ohio and Mississippi R. R. Co. 64 Ill. 542, Edwards v. Hill, 11 id. 22, Erlinger v. Boneau, 51 id. 94, Chicago and Alton R. R. Co. v. The People, 67 id. 11, Chicago and Northwestern R. R. Co. v. Stanbro, 87 id. 195, Raplee v. Morgan, 2 Scam. 561, Chapman v. Wright, 20 id. 120, Freese v. Tripp, 70 id. 496, Albrecht v. The People, 78 id. 510, and many other cases not necessary to be referred to, as this is the doctrine of this court, independent of the reported eases of other courts. The doctrine is so elementary and well recognized that it does not need other authorities for its support. This court has, in two cases heretofore before us for decision, affirmed judgments for fines of more than $100 on convictions under this section. (See Robbins v. The People, 95 Ill. 175, and Stevens v. The People, 67 id. 587.) It is true in neither of those cases was the question under consideration presented or discussed, but they are referred to as showing this question is not so obvious as to have attracted the attention of counsel arguing those eases. Although the rule of strict construction obtains in this class of eases, it must not be so strict as to defeat the intention of the legislature. This is forbidden by the first section of the chapter entitled “Statutes.” It provides that “all general provisions, terms, phrases and expressions shall be liberally construed, in order that the true intent and meaning of the legislature may be fully carried into effect. ” This rule of construction is, in express terms, made applicable to all laws then or since in force. This provision requires a liberal construction to effectuate the purpose of the legislature, but it does not require' the court to bring cases of a like nature, not named in terms or by clear implication, into the statute, nor to give a narrow and restricted meaning to the language employed, but to fairly and reasonably cany out the intention of the legislature, as gathered from the entire provision or enactment. We are, then, required to determine, from the language of the section, whether it was the purpose of the legislature to limit the fine for a first offence to no more than $100. As a general rule, the exclusion of one subject or thing is the inclusion of all other things. When the legislature, in this ease, excluded the power of the court to impose a fine of less than $100, it, by implication, authorized the exercise of power to impose a fine for more than that sum. It fixed the minimum, but fixed no maximum. Had there been an intention to fix that sum as the limit, both as a minimum and maximum, it appears almost incredible that no language was employed to manifest the intention, especially so, when, in the same section, in fixing the penalty for a repetition of the same offence by confinement in the penitentiary, a minimum and a maximum were prescribed. It therefore appears that the fixing of a penalty for the first offence, in omitting to limit it to not more than $100, was not from inadvertence or mistake, but was, intentional, and if so, it must have been designed to authorize a fine of more than $100 for the first offence. It would, however, not be strained construction to say that for the first offence there is a limit. The legislature evidently regarded a second offence as graver than the first, because the minimum fine for it is fixed at $500, and imprisonment for not less than six months in the county jail. It is, then, reasonable to infer that it was not intended the fine for a first offence should be more than that of the second and greater offence. It would be unreasonable to suppose the legislature designed to confer power on the court to punish more severely for the lesser than it might for a greater offence. On this question of construction of the section under consideration we receive but little aid from adjudged eases. In the ease of Drake v. The State, 5 Texas App. 649, a defendant was indicted and tried for murder, and the jury found him guilty of murder in the second degree, and fixed i his term of service in the penitentiary for life. The statute provided that in such cases the person so convicted should be confined in the penitentiary not less than five years, without fixing a maximum limit. In the opinion of the court affirming the judgment it is said, it was urged that the punishment was too severe, but the court did not allow the objection. In the case of Childs v. The State, 2 Texas App. 36, a woman was convicted for murder in the second degree, and sentenced, on the verdict of the jury, to confinement in the penitentiary» for the period of sixty years, and the judgment was affirmed. Thus it seems that the power to extend punishment beyond and greatly above the minimum term fixed by the statute seemed so obvious to both counsel and court that no question was raised or discussed. The ease of Stinson v. Pond, 2 Curtis’ C. C. 502, is referred to as supporting the rule of construction contended for by plaintiff in error. That was an action of debt, to recover a penalty under an act of Congress, given for marking the word “patented” on unpatented manufactured articles. The statute prohibited such marking, under a penalty of not less than $100. Thus, it is seen, in that respect that statute was similar to the Texas and our statute. Judge Crams, in construing the statute, held that the penalty was limited to $100, and a recovery could not exceed that sum. We are unable to concur with-his conclusion, because it seems to us that under our act such was not the intention of the legislature. When, under our act, the fine is fixed above the minimum, it is subject to be reviewed. It is also urged, the power to define crime, and to prescribe the penalty for its punishment, is a legal and not a judicial function, and the court, therefore, has no power to impose a fine for a larger sum than that specified as the lowest amount by the statute. It is, no doubt, a legislative function to define crimes and misdemeanors, and prescribe the penalties, and it is equally true that courts can impose no punishment unless authorized in terms or by clear implication; but it does not follow that the legislature is powerless to authorize the court or the jury to exercise discretion, between prescribed limits. Such power has been conferred on all courts in administering the criminal law wherever the common law has obtained, and doubtless under all other systems, both ancient and modern. If such a discretion were not allowed, it would be impossible to even approximate justice. It would be to punish all offences falling under the same definition wfith precisely the same penaltjq regardless of the aggravating or extenuating circumstances of the case. It would defeat the constitutional provision that penalties shall be proportioned to the offence. Here the penalty was fixed by the General Assembly, between limits. In punishment short of the death penalty there is given a wide range between limits. Here is an offence against the public of most ruinous consequences; but it admits of degrees, and offenders should be punished according to the degree of the offence. In one case, a man, we will suppose, keeps a small gaming house, where occasionally a few persons meet and bet small sums. On the other hand, another person keeps a palatial concern, with all the allurements to attract persons to resort to it for the purpose of' gaming, and to which large numbers resort, and daily and nightly bet and lose their thousands, and its victims of ruin are hundreds for the one at the smaller concern. Shall both be punished by precisely the same penalty ? Justice forbids it; and it is too incredible for belief that the legislature ever so intended, and we would defeat the purposes of the formation of government if- we should so hold. The legislature may, constitutionally, confer the power on the courts or juries to proportion the punishment according to the circumstances in each ease, within limits that may be imposed by statute. It is likewise insisted that the court erred in sustaining the demurrer to the plea of autrefois convict. Although that plea and autrefois acquit have been used in our practice, they are useless under the provisions of our statute, and .the question has never been presented whether these defences may be made under the general -issue. The 432d section of the Criminal Code provides, that, “upon the arraignment of a prisoner, it shall be sufficient, without complying with any other form, to declare oralty, by himself or his counsel, that he is not guilty. ” This provision in terms dispenses with all other pleas and forms, and clearly permits all meritorious defences to be made under the plea of not guilty. The statute has dispensed with all others than that plea, unless it be pleas in abatement, etc. It renders unnecessary the plea of former conviction, and allows that defence to be made under the plea of not guilty, and being unnecessary it is not error to sustain a demurrer to such a plea or strike it from the files. "Without the plea the same evidence in defence may be given that could be if it was pleaded. By sustaining a demurrer to such a plea the accused can sustain no wrong, as he may still introduce any evidence he might under the plea. Curtiss v. Martin, 20 Ill. 557, City of Quincy v. Warfield, 25 id. 317, Manny v. Rixford, 44 id. 129, Wiggins Ferry Co. v. Blakeman, 54 id. 201, and McCord v. Mechanics’ National Bank, 84 id. 49, sustain this doctrine. Defendant, had he chosen to do so, could have introduced evidence of a former conviction of the same offence then being tried, if he had such evidence, and could have been acquitted. Had he offered such evidence, and it had been rejected, then there would have been error. It is urged that the circuit court did not have jurisdiction, because the section under which plaintiff in error was tried is repugnant to section 381 of the Criminal Code. It is this: “Original jurisdiction in all cases of misdemeanors, where the punishment is by fine only, and the fine does hot exceed $200, is conferred upon justices of the peace. ” There are at least two conclusive answers to this objection. First, there is no language employed to indicate that exclusive jurisdiction was intended to be conferred. But had there been such an intention, it 'would have been violative of section 12, of article 6, of the constitution. It has vested the circuit courts of the State with original jurisdiction of all causes in law and equity, and we find no other provision authorizing them to be divested of such jurisdiction. Other tribunals may be vested with concurrent, but not exclusive, jurisdiction, unless authorized by that instrument. (Myers v. The People, 67 Ill. 503.) This was a cause at law, and the legislature had no power, if it had so desired, to deprive the circuit court of original jurisdiction in this class of cases. Again, we have seen the penalty under this section is not limited to $200. It is next urged, that the legislature having conferred power on the city of Chicago to suppress gaming houses, and it having assumed the power, and passed ordinances for the purpose, the court had no jurisdiction to try the case; that when a proceeding was had under the city ordinance, the judgment for the breach of the ordinance was an end of the case, and there was no power to prosecute under the general law for this offence. That the legislature may rightfulty declare the same act to be two offences, and to be punished as such, has long been the settled law of this State. In the case of Freeland v. The People, 16 Ill. 380, it was held that where one was tried and convicted for an assault and battery, when indicted with others for a riot, in committing the act for which he had been convicted, that conviction was no bar to the prosecution for the riot, as the act committed included two offences. In Severin v. The People, 37 Ill. 414, it was held that for an assault with a deadly weapon the offender might be convicted of an assault and battery, and when indicted for an assault with a deadly weapon he could not plead the conviction for the assault and battery in bar of the indictment, because the same act contained both offences. In Skidmore v. Bricker, 77 Ill. 164, it was held that the prosecution and fining a part of the persons indicted for an assault and battery, is no bar to a prosecution for riot, growing out of the same transaction. In Wragg v. Penn Township, 94 Ill. 12, this court held that the legislature had power to give two actions for the same act in obstructing a road,—one for a penalty to the township, to be expended on the roads, and the other by indictment,—that the act was thus made two offences, one against the township, and the other against the people, and that both could recover by different proceedings. Thus it is seen the doctrine is established in this jurisdiction. These are subsequent cases, and overrule the doctrine of Berry v. The People, 36 Ill. 223. The delegation of power to the city to suppress gaming houses, and its exercise, is, at most, concurrent, to a limited extent. No one will contend that the legislature intended to, or did, confer the power on the city to punish the third offence with imprisonment in the penitentiary. The limit of the fine a city or village can impose under the general act of Incorporation is $200, and the imprisonment not m¿re than six months, hence it can not be inferred, under any circumstances, the city has jurisdiction to impose the penalty for the second and third offences prescribed by this section. When jurisdiction was conferred on the city, it was to enable it to define and punish the keeping a gaming house as an offence against the city and its inhabitants, and not to yield the power of the State to the municipality. The judgment of the Appellate Court is affirmed. Judgment affirmed. Separate opinion by Mr. Justice Scholfield : I concur in affirming this judgment, but I do not concur in what is said in the opinion of Mr. Justice Walker on behalf of a majority of the court, in regard to the plea of autrefois convict. At common law there were four kinds of special pleas in bar which go to the merits of the indictment, and give a reason why the prisoner ought noi io answer it at all, nor put himself upon b trial for the crime alleged. They were, a former acquittal, a former conviction, a former attainder, and a pardon. (4 Blaekstone’s Com, (Sharswood’s ed.) 334, *335.) And in cases of felony the rule was, that he who pleaded these pleas should also plead over not guilty to the felony, for if the pleas were adjudged against him, he should then be tried upon the issue of not guilty. (2 Hale’s Pleas of the Crown, 354, *255; 4 Blackstone’s Com. (Sharswood’s ed.) 337,'*388.) And former acquittal or conviction must be pleaded, and evidence of either was not admissible under the gener-,1 issue. Archbold’s Criminal Pleading, (13th ed.) 117, seq.; State v. Barnes, 32 Maine, 534; Commonwealth v. Merrill, 8 Allen, 545. The question has not heretofore been directly passed upon by this coui t vhether evidence of former acquittal or former conviction , <y be given in evidence under the general issue, but there is reason why it should not be. As has been seen, these jjíprecede, in point of time, the plea of not guilty, and s/e-ii to avoid answering the indictment at all, and, if mahijtti.iited, dispense with any answer to it. Not guilty puts in iis'nii. simply the allegations in the indictment, and under it tbi.- question is whether the defendant is guilty as charged. It be, therefore, held, both issues can not rightly be submitted to the jury at the same time; but on this point there is not entire uniformity in the practice in the different States. In all cases, however, the issue on autrefois convict or autrefois acquit must be first disposed of, for until it is disposed of it can not be known whether the defendant is required to make answer to the indictment. Wharton says (1 Grim, paw, 7th ed. sec. 530 a): “And ip this country; .in cases where not guilty has been pleaded simultaneously with autrefois acquit, the same course, ” alluding to the English practice, “has been followed, and the plea of not guilty stricken off until the special plea is disposed of. In such case, after determining the special plea "against the defendant, the present practice in the United States is to enter simply a judgment of respondeat ouster in all cases in which the special plea is not equivalent to the general issue. This, which is technically the correct practice, is not, however, always pursued. A short cut is often taken to the same result by directing, when special pleas and the general issue are filed simultaneously, or are found together on the record before trial, that the special jileas should be tried first, and if they are fopnd against the defendant, then the general issue. But‘under any circumstances it is error to try the special plead and the general issue simultaneously. The special jilea must always be disposed of before the general issue is tried.” See, also, 1 Bishop’s Grim. Procedure, secs. 435-338; Commonwealth v. Merrill, supra. With all due respect for my brethren, I can not think the section of the statute referred to in the opinion o'f the majority of the court (Const, sec. 4, div. 2, Rev. Sta% 1874, p. 410,) has the slightest reference to special pleas i» bar, which go, not to the question of the guilt or innocence o'f the defendant under the indictment, but simply to whether he is bound to make answer to the indictment. This sectiori is but a substantial reenactment of the common law rule. T\he plea of not guilty there was interposed ore temas, and take\n down by the clerk, and this constituted the issue between the Crown and the prisoner, and. under it the prosecution were not only required to prove every fact essential to establish the guilt of the prisoner, but the jury were required to take notice of any defensive matter, and give their verdict accordingly. (4 Blackstone’s Com. (Sharswood’s ed.) 337, *338; 1 Archbold’s Grim." Practice and Pleading, (6th ed.) 109, *110; 1 Wharton’s Grim. Law, (7th ed.) sec. 530; 1 Bishop’s Grim. Procedure, sec. 466.) By section 8 of the same division of the Criminal Code, it is expressly provided that “all trials for criminal offences shall he conducted according to the course of the common law, except when this act points out a different mode. ” And so, it would follow, the act not pointing out that special pleas in bar are unnecessary, or that the defences ■which were thereby interposed at common law are now to be interposed in a different way, autrefois acquit and autrefois convict must still be specially pleaded. But, again, the phraseology of the section quoted in the opinion of the majority of the court is a literal transcript of section 171 of the Criminal Code of 1833. (See Bev. Stat. 1833, p. 212.) And the decisions of this court, therefore, made since 1833, were all made under, and, we must assume, with knowledge of and with reference to, the law as laid down in that section. In Gerard v. The People, 3 Scam. 362, (decided in 1842,) there was a plea of autrefois acquit. It was demurred to, and the demurrer was sustained by the circuit court. The only question discussed or passed upon in this court was, whether the demurrer was properly sustained to the plea. This court affirmed the judgment of the circuit court, upon the ground that the record pleaded showed that the judgment had been arrested. In Durham v. The People, 4 Scam. 172, demurrer was sustained by the circuit court to a plea of autrefois acquit. The only question there discussed or passed upon in this court was, whether the demurrer to the plea was properly sustained. This court reversed the judgment of the circuit court, upon the ground that the plea presented a good defence, and that the circuit court therefore erred in sustaining a demurrer to it. In McQuoid v. The People, 3 Gilm. 76, the sole question for this court was, whether the circuit court erred in sustaining a demurrer to a plea of autrefois acquit, and the judgment was here affirmed, upon the ground that the plea was insufficient, in not showing that the offences in the two indictments constituted one and the same identical offence. In Freeland v. The People, 16 Ill. 380, the sole question was, whether the circuit court erred in sustaining a demurrer to a plea of autrefois convict. In that case the court entered into an elaborate examination of common law decisions, English and American, and, resting its decision purely on the common law doctrine applicable to special pleas in bar in criminal cases, affirmed the judgment of the circuit court, on the ground that the allegations were not sufficient to make a good plea of autrefois convict. In Phillips v. The People, 55 Ill. 430, it was held within the discretion of the trial court to allow or refuse the plea of not guilty to be withdrawn, and a special plea, setting up a former conviction in a foreign State, to be filed. In Bedee v. The People, 73 Ill. 320, there was a plea of autrefois convict, to which it was replied the former judgment was arrested. A demurrer to that replication was overruled, and that ruling we affirmed. In none of these cases was it intimated the matter of the special plea could be given in evidence under the general issue. In all of them the practice pursued, and the reasonings in the opinions of the court, are inconsistent with that idea. And in Durham v. The People, the ruling seems to me expressly and diametrically in opposition to what it is here. Even if it be conceded that this defence may be given in evidence under the general issue, this unbroken current of decisions, covering a period of near forty years, certainly firmly establishes the practice that the defence may be presented, and its sufficiency tested, by special plea. Parties indicted could not anticipate a change in "this practice, and could not, therefore, be expected to conform to such change by offering evidence to prove a defence held inadmissible on a demurrer to a special plea. They are justified in assuming, when the circuit court has sustained a demurrer to their pleas, that this court will, on error, reexamine the questions raised by such demurrers. In the present case, however, I am of opinion the plea was defective, and the demurrer was properly sustained to it by the circuit court. I do not think that it is sufficiently shown by the record recited, and by averments in the plea, that both indictments are for one and the same identical offence, which is indispensable in such a plea. (McQuoid v. The People, supra.) All the authorities are to the effect that in such a plea the record of acquittal or conviction must be recited. (2 Hale’s Pleas of the Crown, 254, 255; 1 Bishop’s Grim. Procedure, sec. 580.) And the first or former acquittal or conviction must have been regular. (Commonwealth v. Peters, 12 Metc. 387; State v. Odell, 4 Blackf. 156; State v. Payne, 4 Mo. 376; Dunn v. State, 2 Pike, 229; Rector v. State, 1 English, 187; Rex v. Bowman, 6 Carr. & Payne, 337.) It must show a conviction by verdict. 2 Hale’s Pleas of the Crown, 246. In McKinney v. The People, 2 Gilm. 540, this court said: “In a criminal case, after the caption stating the time and place of holding the court, the record should consist of the indictment, properly indorsed, as found by the grand jury ; the arraignment of the accused, his plea, the impanelling of the traverse jury, their verdict, and the judgment of the court. ” It is the verdict of acquittal or conviction that forms a bar to a subsequent prosecution for the same offence, although no judgment may have been entered upon it. (Brennan et al. v. The People, 15 Ill. 517.) The record of conviction here set out shows no impanelling of a jury, and no verdict by a jury. There can be no inference that there is any other record, because it was the duty of the pleader to set out the record, and this he assumes to do. The constitution and the statute require that the guilt or the innocence of the accused must be determined by the verdict of a jury, ^,nd a court assuming, against the will of the prisoner, to convict, without the intervention of a traverse jury, would be acting without jurisdiction, and its acts would he void. Work v. The State, 1 Ohio St. 296; Cancemi v. The People, 18 N. Y. 128. The defendant may undoubtedly waive the right to a trial by jury. He may plead guilty, or he may, at least in misdemeanors, waive a jury, and let the issues be tried by the court. But this is exceptional, and the record should show the waiver. The record here shows no such waiver, and there can be no presumption of the existence of that which should, but does not, appear of record. The plea fails, therefore, to show a valid conviction. Mr. Justice Mulkey : I concur with my brother Scholeield.