Laspisa v. Citifinancial

REPORT-RECOMMENDATION and ORDER DANIEL J. STEWART, United States Magistrate Judge The Clerk has sent for review a civil Complaint filed by pro se Plaintiff John Laspisa. Dkt. No. 1, Compl. Plaintiff has not paid the filing fee, but instead submitted a Motion to Proceed In Forma Pauperis (“IFP”). Dkt. No. 2, IFP App. By separate Order, dated July 21, 2017, this Court granted Plaintiffs Application to Proceed IFP. Now, in accordance with 28 U.S.C. § 1915(e), the Court will sua sponte review the sufficiency of the Complaint. I. DISCUSSION A. Pleading Requirements Section 1915(e) of Title 28 of the United States Code directs that, when a plaintiff seeks to proceed in forma pauperis, “the court shall dismiss the case at any time if the court determines that ... the action or appeal (i) is frivolous or malicious; (ii) fails to state a claim on which relief may be granted; or (iii) seeks monetary relief against a defendant who is immune from such relief.” 28 U.S.C. § 1915(e)(2)(B). Thus, it is a court’s responsibility to determine that a plaintiff may properly maintain his complaint before permitting him to proceed further with his action. In reviewing a pro se complaint, this Court has a duty to show liberality toward pro se litigants, see Nance v. Kelly, 912 F.2d 605, 606 (2d Cir. 1990), and should exercise “extreme caution ... in ordering suá sponte dismissal of a pro se complaint before the adverse party has been served and both parties (but particularly the plaintiff) have had an opportunity to respond.” Anderson v. Coughlin, 700 F.2d 37, 41 (2d Cir. 1983) (emphasis in original) (Stations omitted). Therefore, a court should not dismiss a complaint if the plaintiff has stated “enough facts to state a claim to relief that is plausible on its face.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007). “A claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged.” Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) (citing Bell Atl. Corp. v. Twombly, 550 U.S. at 556, 127 S.Ct. 1955). Although the court should construe the factual allegations in the light most favorable to the plaintiff, “the tenet that a court must accept as true all of the [13] allegations contained in a complaint is inapplicable to legal conclusions.” Id. “Threadbare recitals of the elements of a cause of action, supported by mere conclu-sory statements, do not suffice.” Id. (citing Bell Atl. Corp. v. Twombly, 550 U.S. at 555, 127 S.Ct. 1955). “[W]here the well-pleaded facts do not permit the court to infer more than the mere possibility of misconduct, the complaint has alleged— but it has not ‘show[n]’-‘that the pleader is entitled to relief.’ ” Id. at 679, 129 S.Ct. 1937 (quoting Fed. R. Civ. P. 8(a)(2)). A pleading that only “tenders naked assertions devoid of further factual enhancement” will not suffice. Id. at 678 & 679, 129 S.Ct. 1937 (further citing Bell Atl. Corp. v. Twombly, 550 U.S. at 555, 127 S.Ct. 1955, for the proposition that Federal Rule of Civil Procedure 8 “demands more than an unadorned, the-defendant—unlawfully-harmed-me accusation”). Allegations that “are so vague as to fail to give the defendants adequate notice of the claims against them” are subject to dismissal. Sheehy v. Brown, 335 Fed.Appx. 102, 104 (2d Cir. 2009). Other pleading guidelines are found in the Federal Rules of Civil Procedure. Rule 8 of the Federal Rules of Civil Procedure provides that a pleading which sets forth a claim for relief shall contain, inter alia, “a short and plain statement of the claim showing that the pleader is entitled to relief.” See Fed. R. Civ. P. 8(a)(2). The purpose of this Rule “is to give fair notice of the claim being asserted so as to permit the adverse party the opportunity to file a responsive answer [and] prepare an adequate defense.” Hudson v. Artuz, 1998 WL 832708, at *1 (S.D.N.Y. Nov. 30, 1998) (quoting Powell v. Marine Midland Bank, 162 F.R.D. 15, 16 (N.D.N.Y. 1995) (McAvoy) (other citations omitted)). Rule 8 also provides that a pleading must contain: (1)a short and plain statement of the grounds for the court’s jurisdiction ...; (2) a short and plain statement of the claim showing that the pleader is enti-tied to relief; and (3) a demand for the relief sought, which may include relief'in the alternative or different types of relief. Fed. R. Civ. P. 8(a). , Moreover, Rule 10 of the Federal Rules of Civil Procedure provides, in part: . (b) Paragraphs; Separate Statements. A party must state its claims or defenses in numbered paragraphs, each limited as far as practicable to a single set of circumstances. A later pleading may refer by number to a paragraph in an earlier pleading. If doing so would promote clarity, each claim founded on a separate transaction or occurrence—and each defense other than a denial—must be stated in a separate count or defense. Fed. R. Civ. P. 10(b). The purpose of Rule 10 is to “provide an qasy mode of identification for referring to a particular paragraph in a prior pleading[.]” Sandler v. Capanna, 1992 WL 392597, at *3 (E.D. Pa. Dec. 17, 1992 (citing 5 C. Wright & A. Miller, Federal Practice and Procedure, § 1323 at 735 (1990)). • A complaint that fails to comply with these Rules presents too heavy a burden for the defendant in shaping a comprehensive defense, provides no meaningful basis for a court to assess the sufficiency of- a plaintiffs claims, and may properly be dismissed by the court. Gonzales v. Wing, 167 F.R.D. 352, 355 (N.D.N.Y. 1996) (McAvoy). As the Second Circuit has stated, “[w]hen a complaint does not comply with the requirement that it be short and plain, the Court has the power, on it’s own initiative, ... to dismiss the complaint.” Salahuddin v. Cuomo, 861 F.2d 40, 42 (2d Cir. 1988). “Dismissal, how [14] ever, is usually reserved for those cases in which the complaint is so confused, ambiguous, vague, or otherwise, unintelligble that its true substance, if any, is well disguised.” Hudson v. Artuz, 1998 WL 832708, at *2 (internal quotation marks and citation omitted). In those cases in which the court dismisses a pro se complaint for- failure to comply with these Rules, it should afford the plaintiff leave to amend the complaint to state a claim that is on its face nonfrivolous. See Simmons v. Abruzzo, 49 F.3d 83, 86-87 (2d Cir. 1995). B. Allegations Contained in Plaintiffs Complaint. Tn drafting his ' civil Complaint, Plaintiff appears to utilize a pro forma document,-- which is entitled “Complaint and Request for Injunction” See Compl. at p. 1. In filling out this document, however, Plaintiff fails to provide any facts by which this Court could assess whether or not he has stated a viable claim for relief. Furthermore, Plaintiffs responses to the questions are contradictory, incomplete, and, at times, incoherent. , In stating the basis for inyoking this Court’s jurisdiction, Plaintiff indicates that diversity of citizenship forms such basis, however, several times in the pleading he also refers to civil or constitutional violations. See Compl. at pp. 3, 4, & 5. While it appears that there exists a basis for diversity jurisdiction, pursuant to 28 U.S.C. § 1332, the references to constitutional rights causes some confusion in the absence of any stated facts by which the Court could assess, beyond jurisdiction, what the basis of Plaintiffs claims are. The references to constitutional rights is-also confusing in light of Plaintiffs references to mortgages and foreclosure throughout the pleading and on the Civil Cover Sheet. Instead of explaining, or even clearly stating, the dates and times of the events that are at issue in this lawsuit, Plaintiff states: “These events have especially taken place within the past few years, following the crises and debacles stemming from the Mortga'ge Meltdown disaster circa 2008. Cause(s) of action exist from divergent paths taken by both the mortgage note and the deed of trust.” Id. at p. 4. No where in the pleading does Plaintiff provide definite dates of occurrences of wrongdoing by which the Court could assess whether any viable claim has been stated during an applicable statute of limitations period. In response to a question seeking the “facts underlying” the claim, Plaintiff states: Plaintiffs Denial of Right to Due Process and constitutional rights per improper mortgage company procedures, both servicing through an independent broker/realtor, and otherwise, and including, but not limited to, improper noticing for mortgage note and deed activities. (I.e., Divergent paths for both stipulate relevant causes of action). This actions cites: Fraud, Negligence, and Misrepresentation attributed to Defendants’ multiple violations of ignoring proper loan procedures. Id. at p. 5. This is the extent of the allegations of fact provided by Plaintiff and leaves this Court baffled as to how the Defendant has violated any. .rights possessed by Plaintiff and what is the precise the nature of the lawsuit being brought. Lastly, because Plaintiff apparently,- seeks an immediate injunction of some sort from the Court, in response to, a question seeking to obtain information regarding irreparable injury, Plaintiff states: , Defendants’ claim estate or interest in the real properly described in this Complaint adverse to that of Plaintiff, and absent a valid trustee’s deed, now set [15] forth as an Absentee Trustee’s Deed, as the existence of any valid trustee’s deed which could benefit Defendants would be null and void, and in favor of Plaintiff, thereby effecting the necessary cancellation of said deed as Defendants’ claims are without any merit. Later compensation therefore is moot, and will only injure plaintiff further. Id. It seems this same paragraph is real-leged by Plaintiff in the section seeking the type of relief sought by this action. Indeed, based upon my review of the Complaint, it is not clear why Plaintiff has sought relief from this Court and what such relief would be. In this state, it would be far too great of a burden for a defendant to respond to this pleading. Because in its current form the Complaint is not acceptable, it should be dismissed.1 However, in light of his pro se status, prior to outright dismissal, it is my recommendation that the Plaintiff be given an opportunity to amend his Complaint in order to comply with the basic pleading requirements set forth above. Should Plaintiff be directed by the District Judge to file an amended complaint, I offer the following guidance. Any such amended complaint, which shall supersede and replace in its entirety the previous Complaint filed by Plaintiff, must contain a caption that clearly identifies, by name, each individual/entity that Plaintiff is suing in the present lawsuit and must bear the case number assigned to this action. Plaintiff must also clearly state the nature of the suit and the basis for this Court’s jurisdiction. The body of Plaintiffs amended complaint must contain sequentially numbered paragraphs containing only one act of misconduct per paragraph. Thus, if Plaintiff claims that his civil and/or constitutional rights were violated by more than one Defendant, or on more than one occasion, he should include a corresponding number of paragraphs in his amended complaint for each such allegation, with each paragraph specifying (i) the alleged act of misconduct; (ii) the date on which such misconduct occurred; (iii) the names of each and every individual who participated in such misconduct; (iv) where appropriate, the location where the alleged misconduct occurred; and, (v) the nexus between such misconduct and Plaintiffs civil and/or constitutional rights. Plaintiffs amended complaint shall also assert claims against each and every Defendant named in such complaint; any Defendant not named in such pleading shall not be a Defendant in the instant action. Plaintiff is further cautioned that no portion of any prior complaint shall be incorporated into his amended complaint by reference. II. CONCLUSION WHEREFORE, for the reasons stated herein, it is hereby RECOMMENDED that Plaintiffs Complaint be (dismissed, pursuant to 28 U.S.C. § 1915 for failure.to state a claim, and his request for injunctive relief should be denied, however, in light of his pro se status, it is further RECOMMENDED, that prior to dismissing Plaintiffs Complaint in its entirety, Plaintiff be provided an opportunity to amend his Complaint to correct the format and properly present the facts which would support his claim for entitlement to relief; and it'is further ORDERED, that the Clerk' of the Court serve a copy of this Repori>-Reeommenda [16] tion and Order, by certified mail, return receipt requested, upon the Plaintiff. Pursüant to 28 U.S.C. § 636(b)(1), the parties have fourteen (14)2 days within which to file written objections to the foregoing report. Such objections shall be filed with the Clerk of the Court. FAILURE TO OBJECT TO THIS REPORT WITHIN FOURTEEN (14) DAYS WILL PRECLUDE APPELLATE REVIEW. Roldan v. Racette, 984 F.2d 85, 89 (2d Cir. 1993) (citing Small v. Sec’y of Health and Human Servs., 892 F.2d 15 (2d Cir. 1989)); see also 28 U.S.C. § 636(b)(1); Fed. R. Civ. P. 72 & 6(a). Footnotes [1] Similarly, any request for injunctive relief should be denied, [2] If you are proceeding pro se and are served with this Order by mail, three additional days will he added to the fourteen-day period, meaning that you have seventeen days from the date the order was mailed to you to serve and file objections. FED. R, CIV. P. 6(d), If the last day of that prescribed period falls on a Saturday, Sunday, or legal holiday, then the deadline is extended until the end of the next day that is not a Saturday, Sunday, or legal holiday. FED. R. CIV. P. 6(a)(1)(C).