Van Fleet v. O'Neil

By the Court, Ducker, J.: This is a cross - appeal, and it will therefore be convenient to allude to the parties herein as they were designated in the lower court. Plaintiff is an attorney at law, and brought this action in the district court in Elko County to recover from the defendant the sum of $3,500 for legal services alleged to have been performed by plaintiff for the defendant at his request in the case of Mary Alice Capell and Charles S. Capell, complainants, against Wm. T. O’Neil, Richard C. O’Neil, and James P. O’Neil, defendants, in the District Court of the United States for the District of Nevada, in equity, and in the settlement thereof, and in the incorporation of O’Neil Bros., Incorporated. It is alleged in the complaint that the said services were reasonably worth the sum of $4,000, no part of which has been paid, except the sum of $500. The jury returned a verdict in favor of plaintiff for $3,500 and interest, as prayed for in the complaint. — 223 — Judgment was entered in accordance with the verdict. The defendant moved for a new trial, and in deciding this motion the lower court made and entered the following order, viz: “In decision on defendant’s motion for a new trial, court ordered that if the plaintiff, on or before December 31, 1919, file a remittitur in the amount of - one thousand dollars, a new trial will be refused, and the verdict to stand for the residue,' to wit, twenty-five hundred dollars; if the remittitur be not filed, court ordered that a new trial shall be granted.” From this order, and the judgment entered, defendant appeals. Plaintiff appeals from the order only. 1. We will first consider the case with reference to defendant’s appeal. Plaintiff was a witness in his own behalf, and in his testimony detailed at length his training and experience as an attorney, the legal services he claims to have rendered the defendant with reference to the matters alleged in the complaint, and also gave his opinion as to the value of such services. Defendant complains of the action of the court in refusing to allow plaintiff to answer questions on cross-examination as to whether, as an expert witness, he agreed with certain decisions of courts of other jurisdictions determining the reasonable value of attorney fees. A number of similar questions were asked, to which objections were sustained by the court. The following is a sample of the general nature of the questions ruled out: “Q. Do you agree with the court in the case of Carson v. Cockrell, reported in 56 S. E. 1034, where $500 was held to be a reasonable fee for prosecuting a hardly contested suit for damages, and judgment obtained of $4,000 in the supreme court after two trials in the lower court?” It has been held competent, upon cross-examination to test the learning and accuracy of a witness testifying as an expert and to determine the weight of his testimony, to read excerpts from standard authorities upon — 224 — the subject-matter involved, and asking him whether he agreed or disagreed with the authorities, and then comparing his opinion with that of the writer. This is the rule supported by some of the authorities cited by defendant; but it is obvious that it can have no application in the present case. Assuming that the plaintiff was testifying as an expert when he gave his opinion as to the value of his own services, the questions propounded could be competent only upon the theory that the answers would tend to test the knowledge of the witness concerning the subject-matter of his testimony. Now, it must be obvious that his opinion as to the correctness of the rulings of different courts on the reasonableness of attorney fees would serve no such purpose. What is a reasonable attorney fee in one case is no criterion for another. Each case rests on its own facts, and what is held reasonable in one jurisdiction may, under the same state of facts, be considered unreasonable in' another jurisdiction. Plaintiff, therefore, might have agreed or disagreed with the rulings in any or all of the cases embodied in the questions, and his disagreement or concurrence have furnished no test of his learning in the law concerning the subject-matter of his testimony. The objections were properly sustained. 2. Four attorneys of the local bar of Elko County, and one from Salt Lake City, Utah, testified on behalf of plaintiff, as expert witnesses on the question of the reasonable value of his services. No objection was taken to the qualifications of any of .these witnesses. A hypothetical question, which defendant claims was improper, was addressed to and answered by each of these witnesses. It is insisted that the questions were in some respects indefinite as to the extent of services and were leading in form. It' is also asserted that the questions were objectionable, because they assumed matters not in evidence and included statements of services for which the defendant was not liable. The questions are altogether too long to set out in this opinion, but, generally speaking, they include the extent of plaintiff’s — 225 — legal training and his experience as a practitioner, the general nature of the controversy, the interests involved, including the amount over and above that asserted by defendant to be due him, claimed to have been gained by the skill and diligence of plaintiff, and a statement of the legal services rendered the defendant. From a careful survey of the record we can say that the facts asserted in the question are sufficiently supported by evidence. Many of the facts assumed are based upon the plaintiff’s testimony, it is true, but were nevertheless relevant and competent to prove his theory of what constituted the facts of the. case. Whether they were really established by the evidence in the case was a question for the jury, and ultimately bearing upon the weight to be given the opinion of the expert witness, resting upon such assumed state of facts. 3. There is no merit in the objection that the question is indefinite in parts. It is general in the respects criticized, but not indefinite. The interrogatory, when first asked and answered over defendant’s objection, concluded as follows: “Assuming these to be facts, would a' fee charged by such attorney, in the amount of $4,000, be reasonable or unreasonable?” For this reason defendant insists that the interrogatory is leading. This part of the question was subsequently modified to read substantially thus: “Now, assuming the facts there to be true, what would you consider a reasonable fee for an attorney with the qualifications of the attorney in question for the services rendered ?” —and as so modified was propounded to and answered by the other attorneys who testified as witnesses for plaintiff. No further objection was made to the question on this ground. This branch of the question in its modified form was entirely proper, and, while in its original form it fnight have been considered leading iii that the incorporation of the amount claimed by plaintiff was more or less suggestive of the answer required, — 226 — we are not prepared to say that it was so improper in this respect as to warrant a reversal of the case. Some discretion must be used on this subject, and overnicety is not conducive to convenience or justice. McKeown v. Harvey, 40 Mich. 226. Moreover, as previously stated, the question was modified to meet the obj ection of counsel in this regard, and, as the record discloses, that, of the four expert witnesses for plaintiff, none placed the value of plaintiff’s services lower than that fixed by the first witness, and some -gave a higher valuation, the probability of prejudice to the defendant by the allowance of the interrogatory as first formed is so extremely remote that we conclude no injury resulted. 4. Counsel for defendant, on cross - examination, asked the following questions of Judge Mitchell, a witness for plaintiff, to which objections were sustained by the lower court: “Q. Judge Mitchell, what ordinarily would be the fee, the reasonable fee, for an attorney in attending the taking of a deposition for one afternoon?” “Q. Judge Mitchell, ordinarily what would be a reasonable fee per diem for an attorney in taking the deposition of a witness in ordinary cases?” The hypothetical question addressed to the witness contained a statement of services rendered in connection with the matter of taking a deposition of the parties to the suit in accordance with the procedure of the federal district court-. In these statements it was assumed that plaintiff attended said district court at a place far distant from his place of business, for the purpose of settling the matter of taking the deposition, and was away from his place of business for a day at least, and that thereafter, when the hearing of the deposition came on in a city far distant from his place of business, he attended such hearing to protect the interests of his client. It is contended that the questions were proper on cross-examination by reason of the foregoing direct — 227 — examination, and that the refusal -of the court to allow the questions was error. The questions had no reference to the taking of a deposition as referred to in the direct examination, and were too general to have elicited testimony that would have affected the witness’s answer to the hypothetical question. If the witness had been permitted to answer these questions, his testimony in this regard would have furnished no aid to the jury in testing the direct testimony of the witness, because the reasonableness of an attorney’s fee in attending to the taking of a deposition would vary as widely as the circumstances surrounding the situation might vary. What would be a reasonable fee in one case would be unreasonable in another. There was no error in the rulings on these questions. 5. Error is assigned in the refusal of the court to allow a number of questions asked on cross-examination of several of the attorneys, who testified for plaintiff, as to their participation in a meeting of the Bar Association of Elko County, held, it is asserted, for the purpose of appointing an attorney to defend plaintiff, who was then involved in some kind of trouble. One of these witnesses was also- asked if he did not volunteer to help the plaintiff .in the matter by serving as his attorney. It is argued that this line of cross-examination was proper, as showing a friendly feeling toward plaintiff, and thus bearing upon the credibility of the witnesses. The legal right of a party to impeach the impartiality of an adverse witness is elementary law. A witness may always be asked by the cross-examiner as to his state of mind for or against any of the parties, and he may be examined concerning matters which may evidence his bias or prejudice. But it appears that the facts which defendant tried to establish by the questions as indicating bias, if shown, would have been of doubtful probative value. Assuming that the witnesses interrogated in this respect had attended a meéting of the bar association held for the purpose of appointing — 228 — an attorney, to defend the plaintiff, and one of them had volunteered his services in this regard, it does not follow that these are such acts of friendliness between attorneys, who are members of the same local bar association, as would affect their credibility. Their action denoted that they reposed confidence in the plaintiff and considered him- innocent of whatever charges were pending against him, but that they might therefore favor him as a witness by inflating the value of his legal services in a civil suit entirely unrelated to the trouble in which he was involved, is a very doubtful inference to indulge. At the most, as the matter sought to be elicited by the questions would have had a tendency to prejudice the plaintiff before the jury, it was within the discretion of the court to rule out the entire inquiry. 6, 7. Exception was taken to the following instruction, offered by plaintiff and given by the court: “You are hereby instructed that it is very evident that the responsibility, the care, anxiety, and mental labor, is much greater in a case where the amount in controversy is large than where it is insignificant, although perhaps the same questions might be raised in each case, or the more difficult questions arise in the case where the amount was of slight consequence. Nor is this responsibility, care, and mental labor dependent alone upon the number of hours or days which may be given to the preparation or attention to the business in which the services were rendered. This responsibility and mental anxiety is not so imaginative and shadowy that it would not be considered in arriving at a proper compensation to be allowed in fixing the value of the services rendered. For example, it goes without saying that a larger amount is reasonable compensation for the same professional services where the amount at stake is $50,000 than where it is $50.” This instruction is taken almost literally from the well-reasoned opinion of the court in Eggleston et al. v. Boardman, 37 Mich. 14, concurred in by Chief Justice Cooley, in which the increased care and responsibility — 229 — arising from the real nature of the questions which an attorney was called on to investigate, and the amount in controversy, as elements to be regarded in determining the reasonable value of his legal services, were considered at length. The instruction correctly states the law in this respect. 6 C. J. 751; Ward v. Kohn, 58 Fed. 462-465, 7 C. C. A. 314; Quint v. Ophir Mining Co., 4 Nev. 304. We do not understand counsel for the defendant to challenge the correctness of .the instruction as abstract law. If we correctly apprehend his position, he insists that the evidence does not sustain plaintiff’s contentions that the amount in controversy was large, and that by his ability and fidelity to his client’s interests he secured a large amount for the defendant, by compromise, in excess of what the latter was at all times willing to accept as his just share of the property. From these premises counsel for defendant argues that the instruction was misleading and prejudicial, in that it must have led the jury to believe that the amount in. controversy was large, and the benefits resulting from plaintiff’s services great, contrary to the evidence. The assertion that there was no large amount in controversy in so far as the defendant was concerned, in the suit instituted by his sister and brother against himself and two brothers in the federal court, in which a receivership, accounting, determination of partnership interests, and dissolution of the partnership were asked, is based upon the claim that the defendant, in the answer filed by him, raised no issue regarding any amount, declined to contest, and exhibited a willingness to abide by any terms or settlement made by the sister and other brothers, so long as his claim to a one-fifth interest in the partnership property was recognized. We may concede that this construction may be placed upon the defendant’s answer in the dissolution suit, and that the other evidence in the case bears it out, but nevertheless we cannot say that the defendant did not stand to lose or gain a large amount in the result of the litigation. — 230 — The partnership property was extensive and valuable, consisting of ranch properties and equipment, water rights, cattle, horses, and sheep. In the compromise that was finally effected, their interests were fixed on the basis of a $600,000 valuation for the entire property. True, the evidence shows that none of the litigants at any time disputed the defendant’s claim to a one-fifth interest, but the evidence also discloses that one of the brothers in the dissolution suit, Wm. T. O’Neil, was very determined in his opposition to'the claims of the complainants. It appears that the partnership was a going and prosperous business, which had been successfully managed for many years. The complainants asked in their suit that this property be sold and the copartnership debts and liabilities be paid and discharged, and the surplus divided among the several partners. In the compromise settlement defendant’s interest was determined to be a one-fourth interest, which, on the basis of the $600,000 valuation, was equivalent to a gain of $30,000 in excess of his claim of a one-fifth interest. Consequently it is quite probable that, if the litigation among the brothers and sister'had gone to a final determination, and the copartnership property sold under the order of the court, the defendant would have suffered considerable financial loss. Under such circumstances, appearing in the evidence or fairly deducible from the facts proved, the instruction was applicable, and, in our opinion, could not have misled the jury. 8. Exceptions were taken by the defendant to the action of the court in refusing to give to the jury two instructions prepared by defendant. The first instruction, offered by the defendant and refused by the court, reads as follows: “The court instructs the jury that if an attorney, who through inadvertence or mistake devotes time or does work which is entirely useless, he cannot recover any remuneration therefor.” As appears by the endorsement thereon, the trial • court refused this proposed instruction because he — 231 — considered it not pertinent. The ruling is correct. There is no evidence in the record tending to show that the plaintiff, in rendering the legal services claimed by him, did any useless work through inadvertence or mistake or otherwise. Plaintiff testified that he was employed by defendant to protect his interests in the partnership controversy, and that he made the trips to Carson City, Wells, and Salt Lake City in furtherance of this employment, and to circumstances tending to show that the services rendered in connection with these trips served the interests of - his client. The evidence of the defendant in respect to these trips is to the effect that they were made without authority, but in no wise tends to show that the services thus rendered were without benefit to him, or that they were unskilfully performed. The case of Leo v. Leyser, 36 Misc. Rep. 549, 73 N. Y. Supp. 941, and Buckler v. Robinson (Ky.) 96 S. W. 1110, cited by counsel for defendant have no application. The facts are different. In the former case it appears that all services rendered the client were entirely useless on account of the inadvertence or inexperience of the attorney. And in the case of Buckler v. Robinson, the court declared that the attorney could not recover from his client because the suit he instituted was wholly unnecessary and useless to her. The second instruction, offered by the defendant and refused by the court, reads as follows: “The court instructs the jury that if an attorney, contrary to express instructions of his client, spends time and makes efforts to compromise the client’s case, the attorney cannot recover any compensation for the time so spent or efforts so made, regardless of whether a compromise settlement is effected through the efforts of the attorney or not. An attorney at law is without any authority to compromise his client’s case, unless he is specially authorized by his client.” This instruction was also indorsed by the trial judge as not pertinent. The .evidence shows without conflict — 232 — that the defendant was at all times extremely anxious to settle the controversy without litigation; that he devoted his efforts to bring about the compromise that was finally effected, and sanctioned it. As soon as negotiations looking to this end were commenced in Salt Lake City between the brothers and sister and their attorneys and his counsel, he came to Salt Lake City, and he and his attorney, who had preceded him there for the purpose of attending the taking of W. T. O’Neil’s deposition in the cause, participated actively in all the negotiations which led to the compromise. It nowhere appears that he expressly instructed the plaintiff to spend no time or make no effort to compromise the case. Inasmuch as he was present, participating in the negotiations, and knew that his attorney was present and actively engaged in bringing about a desired compromise, and made no effort to deter him, the necessary implication is that he sanctioned the activities of the attorney in this regard. True, the defendant testified that he instructed the plaintiff not to go to Salt Lake City (which is denied by the plaintiff, who asserts that defendant told him he might go) ; but this conflicting evidence is on the point of plaintiff’s authority to go to Salt Lake City to be present at the taking of Wm. T. O’Neil’s deposition. The defendant’s testimony in this respect does not prove or tend to prove that he expressly or impliedly directed plaintiff to take no steps to effect a compromise. We do not lose sight of the generally recognized rule, stated in the proposed instruction and affirmed by the authorities, quoted by counsel for defendant, that an attorney at law is without any authority to compromise his client’s case, unless he is specially authorized by his client; but we find a lack of evidence to invoke its operation. The instruction was properly refused. Insufficiency of the evidence to justify the verdict, and that said verdict is against law, are also specified .in the assignment of errors, as well as the conditional order of the court on the motion for a new trial reducing — 233 — the amount of the verdict and judgment. Under the assignment of error relating to the insufficiency of the evidence, we deem it unnecessary to enter into an exhaustive review of the evidence, which would only unnecessarily extend this opinion. We have reviewed it carefully, and find substantial evidence to justify the verdict for plaintiff and in the amount found. We cannot therefore disturb it. 9. We come now to a consideration of the plaintiff’s appeal. If this were an action for the recovery of damages for breach of contract or tort, and the proper ground of excessive damages has been interposed, the court under the findings made by it in its opinion, advancing reasons for the conditional order, would not have been justified in ordering a remission of a portion of the amount of the verdict, with the alternative of granting a new trial. A new trial may be ordered on the ground of excessive damages, only when such damages appear to have been given under the influence of passion or prejudice. Rev. Laws, 5320, subd. 5. The court, in its opinion, finds that there is nothing to indicate that the verdict was not an honest one, or that it was the result of prej udice or passion. Therefore, under the statute, the motion for a new trial would have been properly denied if this were a damage case. “A verdict should not be disturbed on the ground of excessive damages, unless the amount is so excessive as to indicate passion or prejudice.” Hayne, New Trial and Appeal (Rev. Ed.) vol. 1, p. 448. 10,11. A verdict cannot be reduced on this ground unless a new trial is proper for the same reason. But we are persuaded that the exaction, by which plaintiff is required to remit a portion of the amount found by the jury as his compensation, or submit to a new trial, is not a matter within the discretion of the trial court in a case of this kind. The discretion which a trial court has to order a plaintiff to remit a portion of the amount of a verdict deemed excessive, as a condition for refusing a new trial, is, with one exception, limited to damage — 234 — cases by well-settled rules of practice. 20 R. C. L. 315. The exception to this rule is found in cases where by mistake or other cause the verdict is clearly excessive under the evidence, and the excess capable of being ascertained by the court without encroaching upon the province of the jury; in other words, where the excess appears as a matter of law. See Gillespie v. Jones, 47 Cal. 259; Dunning v. Crofutt, 81 Conn. 101, 70 Atl. 630, 14 Ann. Cas. 337. Defendant concedes that this is not an action, for the recovery of damages, and it is plain that the facts do not bring it within the well-defined exception to the rule by which a trial court can exercise its discretion, and reduce a verdict from the amount found by the jury, as a condition for refusing a new trial.. It is an action to recover compensation for legal services, upon an implied promise to pay the reasonable value of such services, and the issue was clearly defined by the pleadings. It was exclusively the jury's function to determine this issue under the instructions of the court in accordance with the weight of the evidence. 12. The motion for a new trial was not made, and of necessity could not have been made, upon the ground of excessive damages, but, as to this point, was made upon the ground of insufficiency of the evidence to justify' the verdict. The court, by the nature of the case, as well as the ground of the motion, was confined to one of two things. It could either grant a new trial or deny it. -It could not, by" the conditional order made, virtually substitute its opinion as to what plaintiff’s services were reasonably worth for the judgment of the jury. It is ordered that the conditional order granting a new trial be reversed, and the verdict of the jury and the judgment, so far as they are affected by said conditional order, restored.