Hakim Douglas v. Suffolk County District Attorney's Office

UNITED STATES DISTRICT COURT DISTRICT OF MASSACHUSETTS ) TYRON JAROME HAKIM DOUGLAS, ) ) Plaintiff, ) ) CIVIL ACTION v. ) NO. 24-40002-DHH ) SUFFOLK COUNTY DISTRICT ) ATTORNEY’S OFFICE, et al., ) ) Defendants. ) ) MEMORANDUM & ORDER January 5, 2024 Hennessy, M.J. Plaintiff Tyron Jarome Hakim Douglas, who is proceeding pro se, brings this action against the Suffolk County District Attorney’s Office (DA’s Office) and the William A. Hinton State Laboratory Institute (Hinton Drug Lab), in which he seeks (1) monetary damages for time spent in prison on four convictions that were later vacated; and (2) the overturning of an intact state criminal conviction. Douglas neither paid the filing fee nor filed a motion to proceed without prepayment of the filing fee. For the reasons stated below, the Court will order Douglas to resolve the filing fee and file an amended complaint. I. Filing Fee The fee for filing a non-habeas civil action in a federal district court is $405. This fee consists of a $350 statutory fee, see 28 U.S.C. § 1914 (a) and a $55 administrative fee. The filing fee is due at the commencement of the action. A federal court may, however, allow a person to proceed without prepayment of the filing upon a showing that the person does not have income or assets to pay the fee upfront. See 28 U.S.C. § 1915 (a). A plaintiff may seek leave to proceed without prepayment of the filing fee by filing a completed Application to Proceed in District Court Without Prepaying Fees or Costs (“Application”). When a prisoner seeks leave to proceed without prepayment of the filing fee, the Application must be accompanied by “a certified copy of the trust fund account statement (or institutional equivalent) . . . for the 6-month period immediately preceding the filing of the complaint or notice of appeal, obtained from the appropriate official of each prison at which the prisoner is or was confined.” 28 U.S.C. § 1915 (a)(2). If the court allows a prisoner plaintiff to proceed without prepayment of the filing fee, the $55 administrative fee is waived, but the prisoner must pay the $350 statutory filing fee over time, regardless of the duration and outcome of the lawsuit. See 28 U.S.C. § 1915 (b). Based on the information in the plaintiff’s six-month institutional statement, the court calculates and assesses an initial filing fee; subsequent payments are calculated by the institution’s treasurer based on the monthly income of the plaintiff. See 28 U.S.C. § 1915 (b)(1), (2). For purposes of resolution of the filing fee, a “prisoner” is defined as “any person incarcerated or detained in any facility who is accused of, convicted of, sentenced for, or adjudicated delinquent for, violations of criminal law or the terms and conditions of parole, probation, pretrial release, or diversionary program.” 28 U.S.C. § 1915 (h). Here, it is not clear whether Douglas is a “prisoner,” as the term is defined in 28 U.S.C. § 1915 (h). Douglas provides a mailing address for the Worcester Recovery Center, which is not operated by the Department of Correction. It is not clear from his complaint whether he is still serving a sentence for the conviction that he seeks to vacate. If Douglas is serving a criminal sentence, he is a “prisoner” for purposes of 28 U.S.C. § 1915 even though he is not confined in a correctional institution. Compare Gibson v. City Municipality of New York, 692 F.3d 198, 202 (2d Cir. 2012) (per curiam) (holding that pretrial detainee confined in a mental hospital pursuant to a temporary order of observation was a “prisoner” for purposes of 28 U.S.C. § 1915 (h)) and Kalinowski v. Bond, 358 F.3d 978, 979 (7th Cir. 2004) (holding that civilly committed person whose criminal proceedings were held in abeyance during treatment for mental illness was a “prisoner”) with Troville v. Venz, 303 F.3d 1256 (11th Cir. 2002) (holding that civilly committed person, who was not charged with a crime or serving a term of incarceration, was not a “prisoner”). If Douglas elects to proceed with this action, he must resolve the filing fee by (1) paying the $405 filing fee; or (2) filing a completed Application. If Douglas is a “prisoner,” as defined in 28 U.S.C. § 1915 (h), he must submit a six-month institutional account statement and he must be willing to assume the financial obligation of paying the statutory $350 filing fee over a period of time. II. Review of the Complaint Federal law authorizes a federal court to dismiss an in forma pauperis complaint sua sponte if the claims therein are frivolous, malicious, fail to state a claim on which relief can be granted, or seek monetary relief against a defendant who is immune from such relief. See 28 U.S.C. § 1915 (e)(2)(B).1 Further, the Court may review the sufficiency of a complaint sua sponte. See Martinez-Rivera v. Sanchez Ramos, 498 F.3d 3, 7 (1st Cir. 2007); Fitzgerald v. First E. Seventh St. Tenants Corp., 221 F.3d 362, 363 (2d Cir. 2000) (per curiam). The Court liberally construes Douglas’s complaint because he is proceeding pro se. See Haines v. Kerner, 404 U.S. 519, 520-21 (1972). The present complaint is identical to the pleading Douglas filed in Douglas v. Suffolk County District Attorney, C.A. No. 23-40019-MRG (D. Mass.). Thus, the review of the pleading 1 The Court is also required to conduct a similar preliminary review of a complaint filed by a prisoner against a governmental entity or employee. See 28 U.S.C. § 1915A. at hand will yield the same result as did the District Judge’s review of the earlier-filed complaint.2 A. The Complaint According to Douglas, his convictions in four Massachusetts courts were vacated with prejudice based on the well-publicized misconduct at Hinton by former chemist Annie Dookhan. See, e.g., Bridgeman v. District Attorney for Suffolk Dist., 471 Mass. 464 (2015). Douglas seeks damages for the time he spent serving sentences of imprisonment and probation for these convictions. He also asks that an intact state court conviction be vacated, alleging that the “Drug Certificate” used against him in that case suffered the same defects and lack of reliability as did those signed by Dookhan. B. Eleventh Amendment Immunity Douglas’s claims against Hinton and the DA’s Office are not cognizable in this Court. The Eleventh Amendment of the United States Constitution generally is recognized as a bar to suits in federal courts against a State, its departments and its agencies, unless the State has consented to suit or Congress has overridden the State’s immunity. See Regents of the Univ. of Cal. v. Doe, 519 U.S. 425, 429 (1997); Kentucky v. Graham, 473 U.S. 159 , 167 n. 14 (1985); Alabama v. Pugh, 438 U.S. 781, 782 (1978) (per curiam); Hudson Sav. Bank v. Austin, 479 F.3d 102, 105-06 (1st Cir. 2007). The DA’s Office and the Massachusetts State Police (which 2 In an order dated May 8, 2023, District Judge Margaret R. Guzman conducted a preliminary review of the complaint Douglas v. Suffolk County District Attorney, C.A. No. 23-40019-MRG (D. Mass.) and found that it did not contain any cognizable claim. (ECF No. 5). Judge Guzman ordered Douglas to file an amended complaint and resolve the filing fee. Douglas responded to the order by moving to dismiss the case. (ECF No. 6). The Court construed the motion as a notice of voluntary dismissal and terminated the action. (ECF No. 7). operated the Hinton Drug Lab)3 are arms of the Commonwealth. The Court cannot discern any claim for relief against either defendant for which the Commonwealth of Massachusetts has waived its immunity or Congress has overridden it. Thus, Douglas has failed to state a claim upon which relief may be granted in a federal court against either defendant. Further a state is not a “person” under 42 U.S.C. § 1983 , the statute under which Douglas may bring an action for the violation of federal rights by a “person” acting under the color of state law. See Will v. Michigan Dep’t of State Police, 491 U.S. 58, 71 (1989). C. Court’s Lack of Jurisdiction to Vacate Douglas’s Intact Conviction In addition, the Court is without jurisdiction to vacate a criminal sentence in the context of a civil rights action. Under 28 U.S.C. § 1257 , the Supreme Court of the United States is the only federal court with jurisdiction to review a state court judgment. See 28 U.S.C. § 1257 ; Exxon Mobil Corp. v. Saudi Basic Indus. Corp., 544 U.S. 280, 292 (2005). One of the few exceptions to this rule is when a litigant files a petition in a federal district court for a writ of habeas corpus challenging the validity of a conviction. See 28 U.S.C. § 2254 ; Mandel v. Town of Orleans, 326 F.3d 267, 271 (1st Cir. 2003). A litigant must exhaust state court remedies prior to seeking habeas relief in this Court. See 28 U.S.C. § 2254 (b). In the absence of any suggestion that Douglas has exhausted available state court remedies to challenge the validity of his conviction, the Court declines to construe his complaint as a habeas petition. D. Claims under 42 U.S.C. § 1983 Douglas seeks relief under 42 U.S.C. § 1983 (§ 1983), which provides that any “person,” acting under the color of state law, who “subjects, or causes to be subjected, any citizen of the 3 See Committee for Public Counsel Servs. v. Attorney General, 48 Mass. 700 , 972 (2018) (stating that “[t]he State police took over operation of the [Hinton Drug Lab] in July, 2012, and oversaw the lab until its closure on January 18, 2013.”). United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured.” 42 U.S.C. § 1983 . As noted above, a state is not a “person” for purposes of this statute. Notwithstanding, Douglas may pursue claims under § 1983 against an individual who was directly involved in the violation of a constitutional right. It is well-established that ‘only those individuals who participated in the conduct that deprived the plaintiff of his rights can be held liable.’” Velez-Rivera v. Agosto-Alicea, 437 F.3d 146 , 156 (1st Cir. 2006) (quoting CeperoRivera v. Fagundo, 414 F.3d 124, 129 (1st Cir. 2005)). In § 1983 cases, ‘supervisors are not automatically liable for the misconduct of those under their command. A plaintiff must show an affirmative link between the subordinate officer and the supervisor, whether through direct participation or through conduct that amounts to condonation or tacit authorization.’” Id. (quoting Carmona v. Toledo, 215 F.3d 124, 132 (1st Cir. 2000)).4 If Douglas wishes to pursue a claim under § 1983, he may do so by filing an amended complaint against any individual acting under color of state law who was directly involved in the violation of his federal rights. In the amended complaint, Douglas must identify the alleged misconduct of each defendant, providing sufficient factual allegations which, treated as true, reasonably imply that the defendant is liable to him. E. Claims under 42 U.S.C. § 1981 Douglas invokes 42 U.S.C. § 1981 as a basis for his lawsuit. This statute provides: All persons within the jurisdiction of the United States shall have the same right in every State and Territory to make and enforce contracts, to sue, be parties, give evidence, and to the full and equal benefit of all laws and proceedings for the 4 The Court notes that prosecutors are entitled to absolute immunity for claims arising out of conduct “intimately associated with the judicial phase of the criminal process.” Imbler v. Pachtman, 424 U.S. 409, 430 (1976). security of persons and property as is enjoyed by white citizens, and shall be subject to like punishment, pains, penalties, taxes, licenses, and exactions of every kind, and to no other. 42 U.S.C. § 1981 . As this statute was meant to ensure racial equality, a claim under § 1981 requires an allegation of racial discrimination, see Fantini v. Salem State College, 557 F.3d 22, 33-34 (1st Cir. 2009). Thus, this statute does not appear to be factually applicable to Douglas’s claims, as currently pled. III. Order In accordance with the foregoing, the Court hereby orders: 1. If Douglas wishes to pursue this action, he must, within thirty-five (35) days of the date of this order, pay the $405 filing fee or file a completed Application. If Douglas is a pretrial detainee or is serving a criminal sentence (even if not confined in a correctional facility), he must clearly state that fact in his Application and he must include a six-month institutional account statement with his Application. Failure to comply with this order within twenty-eight (28) days may result in dismissal of this action by a District Judge. 2. If Douglas wishes to pursue this action, he may file an amended complaint to cure the above-identified pleading deficiencies. Failure to comply with this order within twenty-eight (28) days of the date of this order may result in dismissal of this action by a District Judge. So Ordered. /s/ David H. Hennessy David H. Hennessy United States Magistrate Judge