Barron-Aguilar v. Najera

[2] 3 UNITED STATES DISTRICT COURT 4 DISTRICT OF NEVADA 5 * * * 6 TITO BARRON-AGUILAR, Case No. 3:17-cv-00548-MMD-CLB 7 Petitioner, ORDER v. [8] HAROLD WICKHAM, et al., [9] Respondents. [10] 11 I. SUMMARY 12 This habeas matter is before the Court on Respondents’ motion to dismiss (ECF 13 No. 43 (“Motion”)).1 For the reasons discussed below, Respondents’ Motion is denied. 14 II. BACKGROUND2 15 Petitioner Tito Barron-Aguilar challenges a 2014 conviction and sentence imposed 16 by the Second Judicial District Court for Washoe County (“state court”). See State v. 17 Barron-Aguilar, Case No. CR14-0605 (Nev. Dist. Ct. 2014). Following a jury trial, 18 Petitioner was found guilty of: (1) four counts of unlawful sale of a controlled substance; 19 (2) three counts of trafficking in a controlled substance; and (3) one count of conspiracy 20 to violate the Uniform Controlled Substances Act. (ECF No. 21-3.) The state court entered 21 a judgment of conviction on October 15, 2014. The court sentenced Petitioner to 25 years 22 with parole eligibility after a minimum of 10 years for one trafficking count with an 23 aggregate of 24-84 months on two other counts, running consecutive to the trafficking 24 count, and 74-300 months on the remaining five counts, running concurrently to the 25 trafficking count. (ECF No. 23-11.) [26] 1The Court has reviewed Petitioner’s response (ECF No. 46) and Respondents’ 27 reply (ECF No. 56). 28 2This procedural history is derived from exhibits located at ECF Nos. 21, 22, 23, 1 Petitioner appealed and the Nevada Supreme Court affirmed the conviction on 2 direct appeal. (ECF No. 27-5.) Petitioner sought post-conviction relief in a pro se state 3 petition for writ of habeas corpus (ECF No. 27-8), which the state court denied. (ECF 4 No. 27-15.) The Nevada Supreme Court affirmed the denial of relief. (ECF No. 27-24.) 5 On September 8, 2017, Petitioner initiated this federal habeas proceeding pro se. (ECF 6 No. 1.) This Court appointed counsel on initial review and granted leave to amend the 7 petition. (ECF No. 4.) Petitioner filed a counseled first amended petition for writ of habeas 8 corpus (ECF No. 11 (“First Amended Petition”)) alleging five grounds for relief. 9 Petitioner acknowledged that Grounds C, D, and E of his First Amended Petition 10 were unexhausted. (Id. at 15, 18, 21.) Respondents moved to dismiss certain claims as 11 unexhausted. (ECF No. 19.) Petitioner responded by requesting a stay and abeyance to 12 exhaust his state remedies. (ECF No. 28.) The Court stayed this action pending 13 exhaustion of his claims in Nevada state courts and denied Respondents’ dismissal 14 motion without prejudice. (ECF No. 32.) 15 In June 2018, Petitioner filed a second state petition for writ of habeas corpus (ECF 16 No. 35-12 (“Second State Petition”)), asserting claims identical to Grounds B, C, D, and 17 E of the First Amended Petition. The Second State Petition was denied as untimely and 18 successive. (ECF No. 35-19.) The Nevada Supreme Court affirmed the denial of relief. 19 (ECF No. 35-30.) In July 2020, this Court granted Petitioner’s unopposed request to 20 reopen this case and set a schedule to complete briefing. (ECF Nos. 34, 36, 37.) The 21 Court instructed Petitioner to further amend his petition to update the procedural history 22 and statements of exhaustion to include the recent post-conviction proceedings in 23 Nevada state courts regarding the Second State Petition without supplementing or 24 altering the claims alleged in the First Amended Petition. (Id.) Petitioner timely filed a 25 second amended petition for writ of habeas corpus (ECF No. 38 (“Second Amended 26 Petition”)). 27 /// 28 /// 1 Respondents renew their motion to dismiss. Given the recent state proceedings in 2 Nevada state courts, Respondents argue Grounds B3, C, D, and E are procedurally 3 defaulted and/or barred. 4 III. DISCUSSION 5 Federal courts are barred from considering a state inmate’s habeas claim if the 6 state courts denied his or her claim based on an independent and adequate state 7 procedural rule. See Edwards v. Carpenter, 529 U.S. 446, 454-55 (2000). Nevada’s one8 year statute of limitation4 for post-conviction petitions and prohibition on second or 9 successive post-conviction petitions are independent and adequate state procedural 10 rules as applied in non-capital cases. See, e.g., Williams v. Filson, 908 F.3d 546, 580 (9th 11 Cir. 2018); Bargas v. Burns, 179 F.3d 1207, 1211-14 (9th Cir. 1999). Additionally, a 12 federal court may consider a claim procedurally defaulted where “it is clear that the state 13 court would hold the claim procedurally barred.” Sandgathe v. Maass, 314 F.3d 371 , 376 14 (9th Cir. 2002). When a petitioner “procedurally defaults” a federal claim, judicial review 15 is barred unless he or she can show either: (1) “cause for the default and actual prejudice 16 as a result of the alleged violation of federal law,” or (2) “that failure to consider the claims 17 will result in a fundamental miscarriage of justice.” Coleman v. Thompson, 501 U.S. 722 , 18 750 (1991); McQuiggin v. Perkins, 569 U.S. 383, 386 (2013) (stating that the miscarriage 19 of justice exception ensures “that federal constitutional errors do not result in the 20 incarceration of innocent persons.”). 21 To demonstrate cause, the petitioner must show that some external and objective 22 factor impeded his or her efforts to comply with the procedural rule. See Maples v. 23 Thomas, 565 U.S. 266, 280-81 (2012). Ignorance or inadvertence does not establish 24 cause. See Murray v. Carrier, 477 U.S. 478, 486-87 (1986). To show prejudice, a 25 petitioner must prove not merely that the error created a possibility of prejudice, but that [26] 27 3Respondents, however, withdrew their request to dismiss Ground B as procedurally barred after Petitioner filed his opposition. (ECF No. 56 at 2.) [28] 1 the error worked to his or her actual and substantial disadvantage, infecting the entire 2 proceeding with constitutional error. See Carrier, 477 U.S. at 494 ; Bradford v. Davis, 923 3 F.3d 599, 613 (9th Cir. 2019). To demonstrate a fundamental miscarriage of justice, a 4 petitioner must show that the constitutional error complained of probably resulted in the 5 conviction of an innocent person. See Boyd v. Thompson, 147 F.3d 1124, 1127 (9th Cir. 6 1998). This is a narrow exception, and it is reserved for extraordinary cases only. See 7 Sawyer v. Whitley, 505 U.S. 333, 340 (1992). 8 A. Ground C 9 In Ground C, Petitioner alleges that he was denied due process of law and a fair 10 trial under the Fifth, Sixth, and Fourteenth Amendments where the State of Nevada failed 11 to disclose, or correct, information about the benefit the confidential informant received 12 because of his cooperation with the State, and where the State failed to disclose the 13 confidential informant’s criminal record. (ECF No. 38 at 20.) For this claim, Petitioner 14 relies on Brady v. Maryland, 373 U.S. 83, 87 (1963) and Napue v. Illinois, 360 U.S. 264 15 (1959). Respondents argue that Ground C is procedurally barred because the Nevada 16 Supreme Court held that Petitioner’s Second State Petition was untimely and successive. 17 (ECF No. 43 at 7.) 18 Relying on Cooper v. Neven, 641 F. 3d 322, 332 (9th Cir. 2011), Petitioner argues 19 the Nevada Supreme Court’s procedural holding was not independent of federal law, 20 therefore, Ground C is not barred. (ECF No. 46 at 11-12.) Petitioner asserts that the 21 court’s state procedural default analysis was interwoven with federal law because it 22 considered the merits of Petitioner’s Brady claim, and the Brady analysis controlled the 23 outcome of whether Petitioner established good cause and prejudice to overcome the 24 state procedural bar to relief. (Id.) Respondents argue that the court’s conclusion that 25 Petitioner’s Second State Petition was untimely was not based on federal law and that 26 the court applied Brady solely to determine Petitioner did not establish good cause or 27 actual prejudice. (ECF No. 56 at 2-3.) Respondents further argue that Cooper is “bad law” 28 /// 1 because “a procedural default determination is separate from and independent of the 2 good cause and actual [sic] determination analysis.” (Id. at 3.) 3 A state procedural rule constitutes an “independent” bar if it is not interwoven with 4 federal law or dependent upon a federal constitutional ruling. See Ake v. Oklahoma, 470 5 U.S. 68, 75 (1985); La Crosse v. Kernan, 244 F.3d 702, 704 (9th Cir. 2001). “A state law 6 ground is so interwoven if ‘the state has made application of the procedural bar depend 7 on an antecedent ruling on federal law [such as] the determination of whether federal 8 constitutional error has been committed.’” Park v. California, 202 F.3d 1146, 1152 (9th 9 Cir. 2000) (quoting Ake, 470 U.S. at 75). Here, the Nevada Supreme Court affirmed that 10 Petitioner’s Second State Petition was untimely and successive. (Ex. 51.) However, in 11 ruling that Petitioner did not establish cause and prejudice to excuse the procedural bar, 12 the state court considered two of the three elements of the federal Brady claim. (Id.) 13 Accordingly, as the Ninth Circuit Court of Appeals held in Cooper, under these 14 circumstances, the Nevada Supreme Court’s decision did not rest on an independent and 15 adequate state ground and does not bar federal habeas review. See Cooper, 641 F. 3d 16 at 333. Respondents’ request to dismiss Ground C as procedurally barred is denied. 17 A. Grounds D and E 18 In Ground D, Petitioner alleges that his counsel rendered ineffective assistance 19 because trial counsel failed to object to jury instructions that allowed Petitioner to receive 20 a higher mandatory sentence when the requisite element was not found by the jury 21 beyond a reasonable doubt. (ECF No. 38 at 24.) In Ground E, Petitioner alleges that 22 counsel rendered ineffective assistance due to counsel’s deficient handling of the 23 confidential informant. (Id. at 28.) Respondents contend dismissal is warranted because 24 the Nevada Supreme Court applied state procedural bars when the court affirmed denial 25 of Petitioner’s Second State Petition. (ECF No. 43 at 7-8.) 26 Petitioner argues that he can demonstrate good cause and prejudice to excuse 27 procedural default under Martinez v. Ryan, 566 U.S. 1 (2012), because he did not have 28 counsel during his initial post-conviction proceedings. (ECF No. 46 at 13.) Respondents 1 request that the Martinez analysis be deferred to the answer. (ECF No. 56 at 3.) 2 Respondents did not provide a substantive response to Petitioner’s cause and prejudice 3 arguments. 4 “Generally, post-conviction counsel’s ineffectiveness does not qualify as cause to 5 excuse a procedural default.” Ramirez v. Ryan, 937 F.3d 1230, 1241 (9th Cir. 2019) (citing 6 Coleman, 501 U.S. at 754-55 ). However, in Martinez, the United States Supreme Court 7 created a narrow exception to the general rule that errors of post-conviction counsel 8 cannot provide cause for a procedural default. Id. at 16-17. The United States Supreme 9 Court held that the absence or inadequate assistance of counsel in an initial review 10 collateral proceeding may be relied upon to establish cause excusing the procedural 11 default of a claim of ineffective assistance of trial counsel. Id. at 9. 12 The Nevada Supreme Court does not recognize Martinez as cause to overcome a 13 state procedural bar under Nevada state law. See Brown v. McDaniel, 130 Nev. 565 , 331 14 P.3d 867, 875 (Nev. 2014). Therefore, a Nevada habeas petitioner who relies upon 15 Martinez—and only Martinez—as a basis for overcoming a state procedural bar on an 16 unexhausted claim can successfully argue that the state courts would hold the claim 17 procedurally barred, but that he or she nonetheless has a potentially viable cause and 18 prejudice argument under federal law that would not be recognized by the state courts 19 when applying the state procedural bars. 20 To establish cause and prejudice for a trial-level ineffective-assistance-of-counsel 21 (“IAC”) claim under Martinez, a petitioner must show that: 22 (1) post-conviction counsel performed deficiently; (2) there was a reasonable probability that, absent the deficient performance, the 23 result of the post-conviction proceedings would have been different, and (3) the underlying ineffective-assistance-of-trial24 counsel claim is a substantial one, which is to say that the prisoner must demonstrate that the claim has some merit. [25] 26 Ramirez, 937 F.3d at 1242 (internal quotations omitted). The Martinez test relies on 27 Strickland v. Washington, 466 U.S. 668 (1984), for its first and second “cause” prongs. 28 Id. at 1241. Notably, a federal district court’s determination of the second prong—whether 1 there was a reasonable probability that the result of the post-conviction proceedings 2 would be different—“is necessarily connected to the strength of the argument that trial 3 counsel’s assistance was ineffective.” Id. (quoting Clabourne v. Ryan, 745 F.3d 362 , 377 4 (9th Cir. 2014)). The third “prejudice” prong directs courts to assess the merits of the 5 underlying trial-level IAC claim. Ramirez, 937 F.3d at 1241 . A procedural default will not 6 be excused if the underlying IAC claim “is insubstantial,” i.e., it lacks merit or is “wholly 7 without factual support.” Id. (quoting Martinez, 566 U.S. at 14-16 ). 8 This Court finds that the cause-and-prejudice analysis of Grounds D and E is 9 necessarily connected to the merits of the claims themselves and will defer a 10 determination on both questions until a merits determination. Accordingly, Respondents’ 11 Motion is therefore denied without prejudice on those grounds. Respondents may renew 12 their procedural default arguments in their answer. 13 IV. CONCLUSION 14 It is therefore ordered that Respondents’ motion to dismiss (ECF No. 43) is denied 15 as follows: 16 1. Respondents’ request to dismiss Ground C as procedurally barred is 17 denied. 18 2. Respondents’ request to dismiss Grounds D and E is denied without 19 prejudice. A decision on whether Petitioner can demonstrate cause and 20 prejudice under Martinez as to Grounds D and E is deferred until after the 21 parties have answered and replied. 22 It is further ordered that Respondents shall file an answer to the Second Amended 23 Petition (ECF No. 38) within 60 days of entry of this order. The answer must include 24 substantive arguments on the merits as to each surviving claim, in addition to raising any 25 procedural defenses authorized by this order. In filing the answer, Respondents must 26 comply with the requirements of Rule 5 of the Rules Governing Section 2254 Cases in 27 the United States District Courts. 28 /// 1 It is further ordered that Petitioner will have 60 days following service of the answer 2 || to file and serve a reply brief. 3 DATED THIS 29" Day of June 2021. 4 — ASnr 6 aIRANBAAM, DU 7 CHIEF UNITED STATES DISTRICT JUDGE