Whitfield v. Nevada State Personnel

[2] 3 UNITED STATES DISTRICT COURT 4 DISTRICT OF NEVADA 5 * * * 6 MICHAEL WHITFIELD, Case No. 3:20-cv-00637-MMD-WGC 7 Plaintiff, ORDER v. [8] NEVADA STATE PERSONNEL, et al., [9] Defendants. [10] 11 I. SUMMARY 12 Pro se Plaintiff Michael Whitfield brings this action against Defendants for 13 employment discrimination. (ECF No. 12.) Before the Court are two motions to dismiss, 14 one filed by Defendants James Dzurenda, Nevada Department of Correction (“NDOC”), 15 Nevada State Personnel Commission, Nevada Department of Administration, and Lorna 16 Ward (collectively, “Original Defendants”) (ECF No. 13),1 and one filed by Defendant 17 Kevin Ranft (ECF No. 26).2 Defendants move to dismiss, in part, for insufficient service 18 of process under Federal Rule of Civil Procedure 12(b)(5).3 Also before the Court is 19 Whitfield’s motion to extend time of service (second request) (ECF No. 39), Original 20 Defendants’ motion for leave to file supplemental legal authority (ECF No. 29), and 21 Whitfield’s motion for leave to file supplemental legal authority (ECF No. 31). Because [22] 23 1Whitfield also added former Governor Brian Sandoval, Travis Roberts, Lisa Walsh, and Perry Russell as Defendants in the amended complaint. (ECF No. 12.) 24 Original Defendants’ motion to dismiss similarly seeks dismissal of these additional Defendants for failure to timely effectuate service of process. The Court grants the 25 request because no proof of service has been filed relating to these additional Defendants. [26] 2Defendant Kevin Ranft is a labor representative for the American Federation of 27 State, County, and Municipal Employees, Local 4041. (ECF No. 26 at 1, 3.) He is not employed by the State of Nevada. (Id.) [28] 3Whitfield filed responses to the motions to dismiss (ECF Nos. 16, 38), and Original 2 cause or excusable neglect, and as further explained below, the Court will grant the 3 motions to dismiss, deny Whitfield’s motion for extension of time, and deny the other 4 pending motions as moot. 5 II. BACKGROUND 6 The following allegations are adapted from the first amended complaint (“FAC”) 7 unless otherwise noted. (ECF No. 12.) 8 Whitfield sued Defendants for employment discrimination on the basis of race. (Id. 9 at 15-18.) In August 2017, Whitfield’s former partner obtained a three-year order of 10 protection against him in California. (ECF Nos. 12 at 3-4, 16 at 2.) The order of protection 11 prohibited Whitfield, who was an NDOC correctional officer at the time, from carrying a 12 firearm, which was a condition of his employment. (ECF No. 12 at 5, 8.) Whitfield alleges 13 that he was denied leave without pay, refused retraining for another position, and 14 wrongfully terminated on April 18, 2018. (Id. at 5-8.) Original Defendants contend that 15 Whitfield was terminated because he was unable to “resolve the restraining order and 16 complete his biannual firearm qualification requirements” for his position. (ECF No. 13 at 17 4.) 18 On November 13, 2020, Whitfield filed the initial complaint against Original 19 Defendants, with proof of service due on February 11, 2021. (ECF No. 1.) On March 2, 20 2021, the Court issued a notice of intent of dismiss under Fed. R. Civ. P. 4(m) because 21 Whitfield failed to file proof of service for Original Defendants and set the dismissal 22 deadline for April 1, 2021. (ECF No. 5.) Whitfield filed a declaration of service for the 23 Original Defendants on March 29, 2021.4 (ECF No. 6.) On April 9, 2021, Original 24 Defendants filed a motion to dismiss for, in part, insufficient service of process under Rule 25 12(b)(5). (ECF Nos. 7 at 16-18.) The Court granted Whitfield leave to amend his complaint 26 and denied the motion to dismiss as moot. (ECF No. 11.) [27] 4To date, Whitfield has not formally filed any other declaration of service. However, 28 he has provided some additional declarations as exhibits in his second motion to extend 2 and added former Governor Sandoval, Warden Perry Russell, Assistant Warden Lisa 3 Walsh, Lieutenant Travis Roberts, and labor representative Kevin Ranft as Defendants. 4 (ECF No. 12.) Original Defendants filed a nearly identical motion to dismiss for, in part, 5 insufficient service under Rule 12(b)(5). (EF No. 13 at 17.) Whitfield filed a motion to 6 extend time of service on July 1, 2021, which United States Magistrate Judge William G. 7 Cobb denied because Whitfield failed to show good cause or excusable neglect for 8 untimely and improper service.5 (ECF Nos. 21, 25.) On August 26, 2021, Defendant Kevin 9 Ranft filed a motion to dismiss due, in part, to insufficient service.6 (ECF No. 26 at 7.) On 10 October 12, 2021, Whitfield filed a second motion to extend time for service, which is 11 pending before the Court. (ECF No. 39.) 12 III. LEGAL STANDARD 13 Federal Rule of Civil Procedure 12(b)(5) permits Defendants to move to dismiss 14 for insufficient service of process. Moreover, Rule 4(m) permits a court to dismiss a case 15 without prejudice “[i]f a defendant is not served within 90 days after the complaint is filed,” 16 unless “the plaintiff shows good cause for the failure.” See Fed. R. Civ. P. 4(m). When 17 service is challenged, the plaintiff bears the burden of establishing the validity of service 18 under Rule 4. See Brockmeyer v. May, 383 F.3d 798, 801 (9th Cir. 2004). A federal court 19 lacks personal jurisdiction over a defendant if service of process is insufficient. See Omni 20 Capital Int’l v. Rudolf Wolff & Co., 484 U.S. 97, 104 (1987). 21 Although Rule 4 is flexible and “should be liberally construed so long as a party 22 receives sufficient notice of the complaint,” “[n]either actual notice, nor simply naming the 23 person in the caption of the complaint, will subject defendants to personal jurisdiction if 24 service was not made in substantial compliance with Rule 4.” Crowley v. Bannister, 734 25 F.3d 967, 975 (9th Cir. 2013); Jackson v. Hayakawa, 682 F.2d 1344, 1347 (9th Cir. 1982) [26] 5Whitfield also filed a motion for service by publication, which Judge Cobb similarly 27 denied. (ECF Nos. 32, 37.) 28 6Original Defendants and Ranft also argued for dismissal for failure to state a claim 2 Issaquah Sch. Dist. No. 411, 470 F.3d 1288 , 1293 (9th Cir. 2006). If the plaintiff has failed 3 to substantially comply with Rule 4(m), there are “two avenues for relief” instead of 4 dismissal. Lemoge v. U.S., 587 F.3d 1188, 1198 (9th Cir. 2009). First, “the district court 5 must extend time for service upon a showing of good cause.” Id. Second, if there is no 6 good cause, “the district court may extend time for service upon a showing of excusable 7 neglect.” Id. 8 IV. DISCUSSION 9 The deadline to serve the Original Defendants was February 11, 2021, and the 10 deadline to serve the new Defendants named in the FAC was August 18, 2021.7 Both 11 deadlines have since expired. The Court now focuses its inquiry on whether Whitfield 12 substantially complied with Rule 4 and Nevada service rules by the deadlines. Because 13 Whitfield failed to substantially comply with the service rules, the Court next considers 14 whether Whitfield demonstrated good cause or excusable neglect for the insufficient 15 service. As Whitfield has failed to so show, the Court will grant Defendants’ motions to 16 dismiss. 17 A. Substantial Compliance with Service Rules 18 The Court first addresses whether Whitfield substantially complied with Federal 19 Rule of Civil Procedure (“FRCP”) 4 and Nevada Rule of Civil Procedure (“NRCP”) 4.2 for 20 Defendants that are state agencies, then for current and former state officers, and finally 21 for labor representative Ranft, since he filed a separation motion to dismiss. 22 1. State Agencies 23 Whitfield failed to substantially comply with the federal and state service rules for 24 the state agencies. Original Defendants argue that service of process was insufficient [25] 26 7The filing of an amended complaint does not restart the 90-day service period imposed by Rule 4(m), except “as to those defendants newly added in the amended 27 complaint.” Bolden v. City of Topeka, 441 F.3d 1129, 1148 (10th Cir. 2006). The deadline for service of Defendants named in the original complaint was February 11, 2021. (ECF 28 No. 1.) However, the Court, on its own, granted Whitfield an extension and gave him a 2 and individuals under FRCP 4 and NRCP 4.2. (ECF No. 13 at 18-20.) Whitfield counters 3 that service was sufficient because he served the Attorney General’s Office and alleges 4 that service on unauthorized agents had been acceptable in the past. (ECF Nos. 16 at 5 16-17, 39 at 2.) The Court agrees with Original Defendants. 6 FRCP 4(j)(2) provides that a state government must be served by “(A) delivering a 7 copy of the summons and of the complaint to its chief executive officer; or (B) serving a 8 copy of each in the manner prescribed by that state’s law for serving a summons or like 9 process on such a defendant.” Under NRCP 4.2(d)(1), the plaintiff must serve the state 10 and its public entities by “delivering a copy of the summons and complaint to: (A) the 11 Attorney General, or a person designated by the Attorney General to receive service of 12 process, at the Office of the Attorney General in Carson City; and (B) the person serving 13 in the office of administrative head of the named public entity, or an agent designated by 14 the administrative head to receive service of process.” 15 For the Nevada State Personnel Commission (“Commission”), Whitfield filed a 16 declaration of service showing that a copy of the original complaint was left with Karen 17 Rutledge at the AG’s Office on March 19, 2021. (ECF No. 6 at 1.) The Court finds that 18 service was insufficient for the following reasons. First, Whitfield failed to serve a copy of 19 the summons on the AG or the Commission,8 as required by FRCP 4(j)(2)(A) and NRCP 20 4.2(d)(1). See Omni Capital Int’l, 484 U.S. at 104 (noting that “[b]efore a federal court may 21 exercise personal jurisdiction over a defendant, the procedural requirement of service of 22 summons must be satisfied”). Second, Whitfield did not serve the chief executive officer, 23 administrative head of the Commission, or an agent designated by the administrative [24] 25 8In their motion to dismiss, Original Defendants initially assert that Whitfield delivered a copy of both the summons and complaint. (ECF No. 13 at 18-19.) However, 26 they later corrected this statement in their response to Whitfield’s motion to extend service and stated that “none of the declarations of service provided by [Whitfield] show that a 27 summons was also served with a copy of the complaint or amended complaint.” (ECF No. 40 at 4.) Since Whitfield’s declarations only show delivery of the complaint or FAC, the 28 Court construes Original Defendants’ initial statement as an error. 2 No. 13 at 18.) Finally, Whitfield failed to provide any proof that he served a copy of the 3 FAC, as required by Local Rule 15-1(b). See LR 15-1(b) (stating that “[i]f the court grants 4 leave to file an amended pleading, and unless the court orders otherwise, the moving 5 party must then file and serve the amended pleading”). Thus, Whitfield did not 6 substantially comply with state and federal service rules for the Commission. 7 For the Nevada Department of Administration (“Department”), Whitfield filed a 8 declaration of service showing that a copy of the original complaint was left with Process 9 Specialist Brandy on March 19, 2021. (ECF No. 6-1 at 1.) Whitfield also provided a 10 declaration9 showing that a copy of the FAC was left with Sandie Guyer at the AG’s Office 11 on May 28, 2021 . (ECF No. 39 at 8.) The Court finds that service was insufficient for the 12 following reasons. First, the declarations do not show that the AG and Department were 13 served with the summons. (ECF Nos. 6-1 at 1, 39 at 8.) See FRCP 4(j)(2); NRCP 14 4.2(d)(1). Second, for the original complaint, Whitfield never served the AG’s Office, and 15 it is unclear whether Brandy was authorized by the Department’s administrative head to 16 receive service. (ECF Nos. 6-1 at 1, 13 at 18-19.) See NRCP 4.2(d)(1). Since the filing of 17 an amended complaint does not toll or restart the 90-day service deadline under Rule 18 4(m), the Court finds that Whitfield failed to properly serve the Department by the April 1, 19 2021, deadline. See Bolden, 441 F.3d at 1148 . 20 Even if the Court were to consider Whitfield’s declaration of service for the FAC, it 21 finds that service was also insufficient. First, Whitfield failed to provide a declaration that 22 the Department’s administrative head or chief executive officer was served. See FRCP 23 4(j)(2)(A); NRCP 4.2(d)(1)(B). Second, it is unclear whether Sandie Guyer at the AG’s 24 Office was authorized by the Department’s administrative head to accept service, or if 25 she was only a designated agent of the AG. (ECF Nos. 39 at 8, 40 at 4.) See NRCP 26 4.2(d)(1)(B). [27] 9Whitfield failed to separately file the declarations of service for the FAC with the 28 Court, and instead attached them as exhibits in his second motion for extension of 2 original complaint was left with Administrative Assistant Joel Hightower on March 19, 3 2021. (ECF No. 6-2 at 1.) Whitfield also provided a declaration showing that a copy of the 4 FAC was left with Katie Collins at the AG’s Office on June 1, 2021. (ECF No. 39 at 7.) 5 This service, too, was insufficient for the following reasons. First, the record does not 6 show that the NDOC or AG was served with the summons. (ECF Nos. 6-2 at 1, 39 at 7.) 7 See FRCP 4(j)(2); NRCP 4.2(d)(1). Second, as to the original complaint, Whitfield did not 8 serve the AG’s Office, and according to Original Defendants, Joel Hightower is a 9 correctional officer, not an administrative assistant, and he is not authorized to accept 10 service on the NDOC’s behalf. (ECF No. 13 at 19.) See NRCP 4.2(d)(1). Whitfield 11 therefore failed to properly serve the NDOC by the April 1, 2021, deadline. See Bolden, [12] 441 F.3d at 1148 . 13 Even if the Court were to consider Whitfield’s second declaration for the FAC, it 14 finds that service was insufficient as well. First, Whitfield fails to provide a declaration that 15 the NDOC’s administrative head or chief executive officer was served. See FRCP 16 4(j)(2)(A); NRCP 4.2(d)(1)(B). Next, it is unclear whether Katie Collins at the AG’s Office 17 was authorized by the NDOC administrative head to accept service, or if she was only a 18 designated agent of the AG. (ECF Nos. 39 at 7, 40 at 4.) See NRCP 4.2(d)(1)(B). 19 Accordingly, Whitfield’s service of the Commission, Department, and NDOC did 20 not substantially comply with federal or state service rules. 21 2. State Officials 22 Similarly, Whitfield’s service of the individual State Defendants also failed to 23 substantially comply with federal and state service rules. The Court first addresses 24 compliance of service for the Original State Defendants, and then addresses service for 25 the new State Defendants, who were added to the FAC. 26 Under FRCP 4(e), an individual must be served pursuant to the state law “where 27 the district court is located or where service is made” or by “delivering a copy of the 28 summons and of the complaint to the individual personally[,]” “leaving a copy of each at 2 discretion who resides there[,]” or “delivering a copy of each to an agent authorized by 3 appointment or by law to receive service of process.” NRCP 4.2(d)(2) requires a current 4 or former state officer who is sued in their official or individual capacity “for an act or 5 omission relating to his or her public duties or employment” to be served by “delivering a 6 copy of the summons and complaint to: (A) the Attorney General, or a person designated 7 by the Attorney General to receive service of process, at the Office of the Attorney 8 General in Carson City; and (B) the current or former public officer or employee, or an 9 agent designated by him or her to receive service of process.” 10 For Ward, Whitfield filed a declaration showing that a copy of the original complaint 11 was left with Process Specialist Brandy on March 19, 2021. (ECF No. 6-1 at 1.) Whitfield 12 also provided a declaration showing that a copy of the FAC was left with Sandie Guyer at 13 the AG’s Office on May 28, 2021 . (ECF No. 39 at 8.) The Court finds that service was 14 insufficient for the following reasons. First, Whitfield failed to show that Ward or the AG 15 was served with the summons. See FRCP 4(e); NRCP 4.2(d)(2). Second, for the original 16 complaint, Whitfield failed to show that Ward was personally served or that Brandy was 17 authorized to accept service on her behalf. (ECF No. 13 at 19.) See FRCP 4(e)(2); NRCP 18 4.2(d)(2)(B). Moreover, Whitfield never served the AG with the original complaint, which 19 is required under Nevada rules. (Id.) See NRCP 4.2(d)(2)(A). Whitfield therefore did not 20 sufficiently serve Ward by the April 1, 2021, deadline. See Bolden, 441 F.3d at 1148 . 21 Even if the Court were to consider Whitfield’s second declaration for the FAC, it 22 finds that service was also insufficient. First, Whitfield failed to show that Ward was 23 personally served with the FAC. (ECF No. 40 at 4.) See FRCP 4(e)(2); NRCP 4.2(d)(2)(B). 24 Second, it is unclear whether Sandie Guyer at the AG’s Office was specifically authorized 25 by Ward to accept service on her behalf, or if Guyer was only a designated agent of the 26 AG. (ECF No. 39 at 8.) See FRCP 4(e)(2)(C); NRCP 4.2(d)(2)(B). 27 For Dzurenda, Whitfield filed a declaration showing that a copy of the original 28 complaint was left with Administrative Assistant Joel Hightower on March 19, 2021. (ECF 2 was left with Katie Collins of the AG’s Office on June 1, 2021. (ECF No. 39 at 7.) The 3 Court finds that service was insufficient for the following reasons. First, the declarations 4 do not indicate that Dzurenda or the AG was served with the summons. See FRCP 4(e); 5 NRCP 4.2(d)(2). Second, as to the original complaint, Whitfield fails to show that 6 Dzurenda was personally served, and according to Original Defendants, Hightower was 7 not authorized to accept service on Dzurenda’s behalf. (ECF No. 13 at 19.) See FRCP 8 4(e)(2); NRCP 4.2(d)(2)(B). Whitfield also never served the AG with the original complaint 9 for Dzurenda, as required by NRCP 4.2(d)(2)(A). Hence, Whitfield did not properly serve 10 Dzurenda by the April 1, 2021, deadline. See Bolden, 441 F.3d at 1148 . 11 Even if the Court were to consider Whitfield’s second declaration for the FAC, it 12 finds that service was insufficient as well. First, Whitfield failed to show that Dzurenda 13 was personally served with the FAC. (ECF No. 40 at 4.) See FRCP 4(e)(2); NRCP 14 4.2(d)(2)(B). Next, it is unclear whether Katie Collins of the AG’s Office was specifically 15 authorized by Dzurenda to accept service on his behalf, or if she was merely the 16 designated agent of the AG, who is representing Dzurenda in this lawsuit. (ECF No. 39 17 at 7.) See FRCP 4(e)(2)(C); NRCP 4.2(d)(2)(B). 18 Finally, Original Defendants argue that Whitfield has not tried to serve Defendants 19 Sandoval, Russell, Walsh, and Roberts, who were added to the FAC, at all. (ECF Nos. 20 13 at 3, 40 at 4.) To date, Whitfield has not filed proof of service for any of these 21 Defendants, and it is unclear whether he even attempted to serve them at all. Whitfield 22 provided an activity report from the messenger service he used, which he said showed 23 “his efforts to serve the defendants by the Reno Messenger Service.” (ECF No. 39 at 2.) 24 The report appears to contain a list with addresses for Sandoval, Russell, Walsh, and 25 Roberts. (Id. at 15.) However, it is unclear from the report itself whether service was 26 actually attempted at those addresses, and Whitfield fails to provide further explanation 27 or clarification about the report in his motion. (Id. at 2, 15.) He also does not assert that 28 he actually completed service for these new State Defendants. (Id. at 2-3.) Having 2 Russell, Walsh, and Roberts by the August 18, 2021, deadline.10 3 The Court is not persuaded by Whitfield’s arguments that service was sufficient 4 because the AG had been served, and service on unauthorized employees was 5 permissible in the past. (ECF Nos. 16 at 16-17, 39 at 2.) As explained above, simply 6 serving the AG for some Defendants or serving an unauthorized employee is insufficient 7 and does not substantially comply with federal and state service rules. See Jackson, 682 8 F.2d at 1347 (noting that “[n]either actual notice, nor simply naming the person in the 9 caption of the complaint, will subject defendants to personal jurisdiction if service was not 10 made in substantial compliance with Rule 4”). 11 3. Kevin Ranft 12 Because Defendant Ranft was not served with a summons, the Court will grant his 13 motion to dismiss. See Omni Capital Int’l, 484 U.S. at 104 . Ranft acknowledges, and 14 Whitfield’s declaration shows, that Ranft was personally served with the FAC on May 27 , 15 2021—before the August 18, 2021, deadline. (ECF Nos. 26 at 2, 26-1 at 2, 39 at 9.) 16 However, the record supports that Ranft was not served with a summons, as is required 17 by FRCP 4(e)(2) and NRCP 4.2(a). (ECF No. 39 at 9.) Whitfield therefore failed to 18 substantially comply with federal and state service rules for Ranft. 19 Alternatively, Ranft argues that dismissal is appropriate under Rule 12(b)(6) 20 because Whitfield’s amended complaint “fails to state any claims against [him] that 21 present cognizable legal theories.” (ECF No. 26 at 4.) In the FAC, Whitfield’s only 22 allegations against Ranft were that he “was ineffective as union counsel because of 23 inaction and ignorance” and “should have advised [Whitfield] of his inexperience before 24 becoming [Whitfield’s] representative.” (ECF No. 12 at 11.) Whitfield does not provide any 25 additional facts or details in the FAC to support these allegations. (Id.) He also does not [26] 27 10In denying the motion for extension of time to serve Original Defendants on August 4, 2021, Judge Cobb pointed out the approaching deadline for service of process 28 on the additional Defendants—August 18, 2021—and that Whitfield had not moved to 2 14-19, 26 at 2.) Even as liberally construed, in light of Whitfield’s pro se status, the vague 3 and conclusory statements in the FAC against Ranft do not rise “above the speculative” 4 or contain sufficient factual matter to “state a claim to relief that is plausible on its face.” 5 Bell Atlanta Corp. v. Twombly, 550 U.S. 544, 555 (2007); Ashcroft v. Iqbal, 556 U.S. 662 , 6 678 (2009). Hence, even if service on Ranft substantially complied with state and federal 7 rules, the Court finds that dismissal of Ranft is still proper under FRCP 12(b)(6). 8 B. Good Cause or Excusable Neglect 9 Because Whitfield did not substantially comply with FRCP 4 and NRCP 4.2, the 10 Court will evaluate whether Whitfield has demonstrated good cause to warrant an 11 extension of service time. See Lemoge, 587 F.3d at 1198 . The Ninth Circuit has held that 12 “[a]t a minimum, good cause means excusable neglect.” Boudette v. Barnette, 923 F.2d 13 754, 756 (9th Cir. 1991) (quotations omitted). See also Lemoge, 587 F.3d at 1198 n.3 14 (noting that “[g]ood cause to avoid dismissal may be demonstrated by establishing, at 15 minimum, excusable neglect”). However, “[i]n addition to excusable neglect, a plaintiff 16 may be required to show the following factors to bring the excuse to the level of good 17 cause: (a) the party to be served personally received actual notice of the lawsuit; (b) the 18 defendant would suffer no prejudice; and (c) plaintiff would be severely prejudiced if his 19 complaint were dismissed.” Lemoge, 587 F.3d at 1198 n.3 (quotation omitted). As 20 explained below, because Whitfield has not made the threshold showing of excusable 21 neglect, the Court will not engage in this analysis. 22 When evaluating whether neglect is excusable, the Court must consider at least 23 four factors “(1) the danger of prejudice to the opposing party; (2) the length of the delay 24 and its potential impact on the proceedings; (3) the reason for the delay; and (4) whether 25 the movant acted in good faith.” Id. at 1192 (citations omitted). 26 While the record does not suggest that Whitfield acted with anything less than good 27 faith, the other three factors weigh against a finding of excusable neglect. For the first 28 factor, the Court finds that prejudice to Defendants is significant. The issue of service has 2 evidence may become stale, and witnesses may be harder to locate. See Lovelady v. Las 3 Vegas Metro. Police Dep’t, 649 F. App’x 358, 359 (9th Cir. 2016) (noting that 4 “[u]nnecessary delay inherently increases the risk that witnesses' memories will fade and 5 evidence will become stale”) (citation and quotation omitted). Moreover, it is dubious 6 whether all Defendants have actual notice of the lawsuit since, as explained above, 7 service was either insufficient or non-existent. Thus, Defendants cannot properly defend 8 themselves against Whitfield’s allegations. 9 As to the second factor, the length of delay here has been substantial. Whitfield 10 filed his initial complaint on November 13, 2020, and his FAC on May 20, 2021 ; service 11 was due for the Original Defendants on February 11, 2021, and for the new Defendants 12 on August 18, 2021. (ECF Nos. 1, 12.) To date, more than a year after Whitfield initiated 13 the action, no Defendants have been properly served, if served at all. The significant delay 14 not only hinders the progress of litigation, but also strains the Court’s finite resources. 15 As to the third factor, the Court finds that Whitfield’s reasons for the delay are 16 unpersuasive. To start, Whitfield maintains that the process server did not know who 17 could accept service and it was the receptionist’s job to contact the appropriate personnel 18 for service.11 (ECF Nos. 16 at 16, 39 at 2.) The Court finds the arguments unpersuasive 19 for the following reasons. First, it is Whitfield’s responsibility, not Defendants’, to ensure 20 that the summons, issued by the Clerk, and the complaint are properly and timely served 21 on Defendants. The federal and state service rules clearly state it is Whitfield’s 22 responsibility to “furnish the necessary copies to the person who makes service.” FRCP 23 4(c)(1); see also NRCP 4(b). [25] 26 11Whitfield also alleges that the process server tried to serve “the Chief Executive Officer” but was directed to the AG’s Office. (ECF No. 16 at 16.) This argument fails 27 because Whitfield does not provide any additional details or affidavits regarding when those service attempts were made, the addresses used, the names of the individuals who 28 referred the process server to the AG’s office, and the names of the chief executive 2 service is likewise unconvincing. See Bonner v. Leon, Case No. 2:13-cv-01858-APG3 VCF, 2013 WL 6693649 , at *2 (D. Nev. Dec. 17, 2013) (stating that good cause is “more 4 than simple inadvertence, mistake of counsel, or ignorance of the rules”). In April 2021, 5 Original Defendants provided Whitfield with clear and specific instructions on how to 6 properly effectuate service and who he needed to serve in their first motion to dismiss. 7 (ECF No. 7 at 16-18.) Original Defendants clearly outlined this information again in their 8 second motion to dismiss, filed in June 2021. (ECF No. 13 at 17-20.) Moreover, Judge 9 Cobb’s order denying Whitfield’s first motion for extension of service also provided him 10 with a clear roadmap for service. (ECF No. 25 at 4-5.) Original Defendants and Judge 11 Cobb further highlighted the apparent deficiencies in Whitfield’s prior service attempts. 12 (ECF Nos. 7 at 16-18, 13 at 17-20, 25 at 5-6.) Thus, Whitfield was properly informed of 13 the appropriate service procedures on multiple occasions. 14 Despite prior warnings, including a notice of intent to dismiss from the Court in 15 March 2021, Whitfield waited until July 1, 2021 (almost five months past the February 11, 16 2021, deadline) to file his first motion for extension of service for the Original Defendants, 17 and until October 12, 2021 (almost two months after the August 18, 2021, deadline) to 18 file his second motion for extension. (ECF Nos. 5, 21, 39.) To date, more than a year after 19 he initiated this lawsuit in November 2020, Whitfield has failed to cure the deficiencies in 20 service and has not filed any proof or declarations of service for at least four Defendants. 21 See Colen v. U.S., 368 F. App’x 837, 838 (9th Cir. 2010) (finding that the lower court “did 22 not abuse its discretion by dismissing the action, without prejudice[,] after warning [pro se 23 plaintiff] to comply with Federal Rule of Civil Procedure 4(m) and timely serve defendants, 24 providing him an opportunity to demonstrate good cause when he failed to do so, and 25 properly weighing the pertinent factors for dismissal”). 26 Next, Whitfield argues that he had difficulty locating the addresses of current and 27 former state officers, who retired or left their positions. (ECF No. 39 at 2.) While the Court 28 is not unsympathetic to Whitfield’s situation, the Court remains unpersuaded by 2 for Defendants Sandoval, Walsh, Russell, and Roberts, and has failed to provide the 3 Court with the specific steps he took, if any at all, to serve these individuals. (ECF Nos. 4 13 at 3, 40 at 4.) Second, Original Defendants previously notified Whitfield of the possible 5 whereabouts of some Defendants. For instance, in their motion to dismiss, Original 6 Defendants revealed that Dzurenda no longer worked for the NDOC and lived in New 7 York. (ECF No. 13 at 19.) They even disclosed that Dzurenda was the current Sheriff of 8 Nassau County in New York. (ECF No. 34 at 7.) To date, Whitfield has not presented any 9 documentation that he attempted to personally serve Dzurenda in New York. Original 10 Defendants also disclosed that Sandoval was the current President of the University of 11 Nevada. (Id.) To date, Whitfield has failed to provide any declarations or proof of service 12 for Sandoval. Thus, Whitfield failed to show that he was diligent in attempting to locate 13 and serve Defendants—and his neglect is therefore not “excusable.” See Bonner, 2013 14 WL 6693649 , at *2 (noting that good cause is generally “equated with diligence”). 15 Finally, Whitfield argues that Defendants have “made it difficult for [him] to achieve 16 affective service” and suggests defense counsel may be hindering service. (ECF Nos. 38 17 at 4, 39 at 3.) The record does not support that Defendants are intentionally impeding 18 Whitfield from effectuating service. In fact, as explained above, Original Defendants have 19 provided Whitfield with clear steps to effectuate proper service in their motions to dismiss 20 and explained the alleged deficiencies in service to him. (ECF Nos. 7 at 16-18, 13 at 1721 20.) Even given the leniency allotted to pro se litigants, the Court finds that Whitfield’s 22 reasons for delay or insufficiency of service are unpersuasive. As explained above, 23 Whitfield has been given ample notice and allotted more than enough time to correct the 24 deficiencies in service, but to date, has not. 25 In sum, because the prejudice to Defendants is significant, the length of delay 26 substantial, with an adverse impact on the litigation proceedings, and Whitfield’s 27 reasonings for the delay unpersuasive, the Court finds that Whitfield failed to demonstrate [28] 2 minimum showing of excusable neglect, the Court likewise finds that Whitfield has not 3 demonstrated good cause and an extension of service is not warranted here. See id. at 4 1198 n.3; Boudette, 923 F.2d at 756 . The Court must therefore dismiss the case without 5 prejudice. See U.S. v. 2,164 Watches, More or Less Bearing a Registered Trademark of 6 Guess?, Inc., 366 F.3d 767, 772 (9th Cir. 2004) (citation omitted) (stating “[i]f the court 7 declines to extend the time for service of process, the court shall dismiss the suit without 8 prejudice”). 9 C. Service by Publication 10 In his second motion for extension of service, Whitfield alternatively requests 11 service by publication in the Reno Gazette Journal and the “Carson City Appeal” if the 12 Court denied his motion. (ECF No. 39 at 3.) The Federal Rules of Civil Procedure 13 generally allows for service in the manner prescribed by state law. See FRCP 4(e)(1); 14 FRCP 4(j)(2). However, Whitfield failed to show that traditional service methods are 15 impracticable and has not complied with the specific requirements and formalities that 16 accompany a motion for service by publication in Nevada.13 See NRCP 4.4(c). The Court 17 therefore denies Whitfield’s request. 18 V. CONCLUSION 19 The Court notes that the parties made several arguments and cited to several 20 cases not discussed above. The Court has reviewed these arguments and cases and [21] 22 12Even if the Court found excusable neglect, dismissal would still be appropriate because Whitfield cannot show the additional three Lemoge factors that “bring the excuse 23 to the level of good cause.” Lemoge, 587 F.3d at 1198 n.3. As explained above, the prejudice to Defendants is great, and there is significant doubt as to whether all 24 Defendants received actual notice since service has been either insufficient or completely non-existent. While Whitfield will likely suffer some prejudice if this case is dismissed, he 25 may refile his lawsuit since dismissal is without prejudice. Hence, even upon a finding of excusable neglect, the excuse would not rise to the level of good cause and dismissal is 26 still proper. See id. 27 13The Court notes that Judge Cobb previously cautioned Whitfield “that seeking leave to serve by publication under Fed. R. Civ. P 4(e)(1) and its counterpart Nevada 28 Rules, i.e., Nev. R. Civ. P. 4(e)(1)(i) and (iii) require more than just making a motion for 1 || determines that they do not warrant discussion as they do not affect the outcome of the 2 || motions before the Court. 3 It is therefore ordered that the Motion to Dismiss (ECF No. 13) the Amended 4 || Complaint (ECF No. 12) by Defendants Dzurenda, Nevada Department of Corrections, 5 || Nevada State Personnel, Nevada Department of Administration, and Ward is granted. 6 It is further ordered that the Motion to Dismiss (ECF No. 26) by Defendant Ranft is 7 || granted. 8 It is further ordered that Whitfield’s Motion to Extend Time for Service (Second 9 || Request) (ECF No. 39) is denied. 10 It is further ordered that Defendants’ Motion for Leave to File Supplemental Legal 11 || Authority (ECF No. 29) is denied as moot. 12 It is further ordered that Whitfield’s Motion for Leave to File Supplemental Legal 13 || Authority (ECF No. 31) is denied as moot. 14 It is further ordered that this case is dismissed without prejudice. 15 The Clerk of Court is directed to enter judgment accordingly and close this case. 16 DATED THIS 18" Day of January 2022. 17 ———~ 18 {Sh 19 MIRANDA M. DU CHIEF UNITED STATES DISTRICT JUDGE