State ex rel. Coker-Garcia v. Blunt

LOWENSTEIN, Chief Judge. This case involves an interpretation of Missouri election laws as contained in Chapter 115 RSMo 1986, and comes to this writer after reassignment. The suit involves an appeal from the total denial by the trial court of a petition for writ of mandamus against the Missouri Secretary of State, the respondent. It was filed by several candidates and the Libertarian Party for inclusion of candidates on the ballot for the general election held November 3, 1992. The Libertarian party and the others involved, filed this appeal in our Supreme Court, which transferred it to this court on October 16. This court expedited the matter so that argument and submission of the case occurred Thursday, the 29th of Octo [83] ber. Due to the proximity of the election, the panel hearing the argument gave a decision from the bench. The panel affirmed the three issues which had been presented, the Libertarian candidates were not on the ballot. This matter was then transferred to the court en banc and this opinion followed. This appeal addressed three issues: 1) whether a new party which obtains the requisite number of petition signatures to be certified as a party for the entire state has to show an additional modicum of local support for its local, county or district candidates, 2) whether a new party candidate for state representative who files a declaration of candidacy in a district other than that of his residence and the formation petition also lists an incorrect district number, may he later be put on the ballot in the actual district of residence, and 3) whether a party may replace a candidate who dies within the statutorily allowed replacement period but who had not filed a statutorily required declaration of candidacy form. By far the most difficult issue for this court to address is the first mentioned: do local or district candidates of a newly certified state-wide party have to show a modicum of local support under Missouri’s statutory scheme for certifying new parties? The appellants, Laura Coker-Garcia and Anthony Garcia, were, respectively, the Libertarian candidates for sheriff and assessor of Boone County. The law as contained in § 115.315, RSMo 1986 is pertinent: 115.315. New political party, how formed. — 1. Any group of persons desiring to form a new political party throughout the state, or for any congressional district, state senate district, state representative district or circuit judge district, shall file a petition with the secretary of state. Any group of persons desiring to form a new party for any county shall file a petition with the election authority of the county. s¡c ⅝ * ⅜; ⅜ ⅝ 4. If the new party is to be formed for the entire state, the petition shall be signed by the number of registered voters in each of the several congressional districts which is equal to at least one percent of the total number of votes cast in the district for governor in the last gubernatorial election, or by the number of registered voters in each of one-half of the several congressional districts which is equal to at least two percent of the total number of votes cast in the district for governor at the last gubernatorial election. 5. If the new party is to be formed for any district or county, the petition shall be signed by the number of registered voters in the district or county which is equal to at least two percent of the total number of voters who voted at the last election for candidates for the office being sought. Under subsection 4, the Libertarian Party obtained adequate signatures on petitions for the Secretary of State to certify it as a state-wide party for the 1992 election. The party submitted to the Secretary of State the requisite number of signers in five of Missouri’s nine congressional districts. Those district boundaries are shown in the Appendix to the majority opinion. The respondent made a determination the Party had indeed satisfied subsection 4 and put on the ballot the state-wide candidates of the Libertarian Party (governor, etc.) and the names of those local candidates whose districts included the congressional districts from which the Libertarian had gathered petitions. In effect, the Secretary of State held the local candidates in the areas where petition signatures had hot been sought or obtained, would have to be examined to determine whether they should be on the ballot.1 [84] The circuit court judgment reviewed here stated: “Section 115.315.4 requires a candidate who is running throughout the state to demonstrate that he has support throughout the state. To that end, the statute calls for candidates for statewide office to obtain a number of signatures from all the state’s congressional districts, or a larger number of signatures from half of the districts”. In quoting from language in Libertarian Party v. Bond, 764 F.2d 538 (8th Cir.1985), the circuit court said the requirements of subsection 4 “ ‘further the states’ important interests in protecting the integrity of the political processes from frivolous ... candidacies, in insuring that their election processes are efficient, in avoiding voter confusion caused by an overcrowded ballot, and in avoiding the expense and burden of run-off elections” ’. The Libertarian effort to gather signatures under subsection 4 did not include the ninth congressional district of which Boone County is a part. At the heart of this appeal is the following language from the judgment. “Section 115.315.5 is the corresponding section that requires candidates for county and district offices to demonstrate a ‘significant modicum’ of support in the relevant political jurisdiction. The law requires a candidate for Boone County office to demonstrate some level of support in Boone County. Relators’ (appellants) interpretation of the law would allow a new political party to obtain signatures equal to two percent of votes cast in the district for governor in the last gubernatorial election in one-half of the congressional districts in the state — in St. Louis, Kansas City and Springfield — and then run candidates for county office in the remaining congressional districts with no prior showing of support in those counties. Section 115.-315.5, as construed by the Secretary of State, does not constitute an undue burden upon the rights of candidates or voters”. The Court overrules the decision and the underlying legal rationale requiring local candidates of a newly formed statewide political party to demonstrate additional local support through petition signatures. The judgment contradicts the Constitution in the area of political party formation and does not withstand a reasonable interpretation of § 115.315. There is no reason for this court to defer to the Secretary of State’s interpretation of the statutes governing new political parties. That interpretation restricts the firmly imbedded constitutional right of citizens to organize new political parties and stifles the interplay of political ideas which emanate from new political parties. “For more than two decades, this Court has recognized the constitutional right of citizens to create and develop new political parties. The right derives from the First and Fourteenth Amendments and advances the constitutional interest of like minded voters to gather in pursuit of common political ends, thus enlarging the opportunities of all voters to express their own political preferences. See Anderson v. Celebrezze, 460 U.S. 780, 793-94 [103 S.Ct. 1564, 1572, 75 L.Ed.2d 547] (1983); Illinois State Bd. of Elections v. Socialist Workers Party, 440 U.S. 173, 184 [99 S.Ct. 983, 990, 59 L.Ed.2d 230] (1979); Williams v. Rhodes, 393 U.S. 23 [89 S.Ct. 5, 21 L.Ed.2d 24] (1968). To the degree that a State would thwart this interest by limiting the access of new parties to the ballot, we have called for the demonstration of a corresponding interest sufficiently weighty to justify the limitation, see Anderson, 460 U.S. at 789 [103 S.Ct. at 1570], and we have accordingly required any severe restriction to be narrowly draw to advance a state interest of compelling importance.” Norman v. Reed,—U.S.-,-, 112 S.Ct. 698, 705, 116 L.Ed.2d 711 (1992) (footnotes omitted). [85] Because state ballot restrictions endanger vital individual constitutional rights, “a State must establish that its classification is necessary to serve a compelling interest.” Illinois State Bd. of Elections v. Socialist Workers Party, 440 U.S. 173, 184, 99 S.Ct. 983, 990, 59 L.Ed.2d 230 (1979). The state has a legitimate interest in regulating the number of candidates on the ballot. The state can weed out the candidates who lack serious interest to avoid plurality results, Id. at 185, 99 S.Ct. at 990, by requiring “a significant modicum of support”, said the United States Supreme Court at pages 185-86 of Socialist Workers: “we have required that States adopt the least drastic means to achieve their ends ... The State’s interest in screening out frivolous candidates must be considered in light of the significant role that third parties have played in the political development of the Nation ... an election campaign is a means of disseminating ideas as well as attaining political office ... Over-broad restriction on ballot access jeopardize this form of political expression.” (citations omitted). Because this case involves the right of access to the ballot, this court reviews this judgment under “strict scrutiny” for justification that the state used “the least restrictive means” of protecting its interests. Id. at 186, 99 S.Ct. at 991. See also Libertarian Party v. Bond, 764 F.2d 538, 540-41. But see: Iowa Socialist Party v. Nelson, 909 F.2d 1175, 1177-78 (8th Cir. 1990) which states the appropriate review may be “a balancing approach”. The “strict scrutiny” test, however, is nothing new to examining Missouri ballot restrictions: Antonio v. Kirkpatrick, 453 F.Supp. 1161, 1164 (W.D.Mo.1978), where the ten-year residency requirement for State Auditor was struck down because of the real impact on the exercise of franchise. The court quoted from Dunn v. Blumstein, 405 U.S. 330, 355, 92 S.Ct. 995, 1009, 31 L.Ed.2d 274 (1972): Semantics aside, the question is resolved judicially by determining what is more important to our form of government; the rights protected by the state law in question or the rights infringed by it. McCarthy v. Kirkpatrick, 420 F.Supp. 366 (W.D.Mo.1976), relating to filing deadlines for an independent presidential candidate. Judge Hunter said where rights of this kind are at interest only a compelling state interest in the subject within a state’s constitutional power to regulate can justify limiting First Amendment freedoms. Id. at 372. In striking down time limitations on the filing of petitions, the court found the defendant Secretary of State “has failed to demonstrate a state interest sufficiently compelling to warrant an infringement by statute.” Id. at 374-75. Labor’s Educ. & Political Club-Indep. v. Danforth, 561 S.W.2d 339, 348 (Mo. banc 1977), where the state was held up to a strict scrutiny standard on an election law which came from the initiative process. The state could not show a compelling interest for restrictions in the election law. As said in Rhodes, 393 U.S. at 31-32, 89 S.Ct. at 11: “New parties struggling for their place must have the time and opportunity to organize in order to meet reasonable requirements for ballot position, just as the old parties have had in the past.” And again, the state must put forth compelling reasons where “unequal burdens on minority groups”, are proposed. In Socialist Workers, 440 U.S. at 173, 99 S.Ct. at 983, the Supreme Court found an equal protection violation where Illinois failed to adequately explain a discrepancy in signature requirements between candidates seeking different offices at different levels of government. See Gjersten v. Board of Election Comm’rs. for Chicago, 791 F.2d 472 (7th Cir.1986). The Court in Socialist Workers said no to a legal quirk which required a local candidate to get more signatures than one running statewide. The Secretary of State in the case at bar has presented no plausible argument why a party it certified statewide must now, for [86] two candidates for local office in Boone County (one Of 114 counties plus St. Louis City) must collect additional signatures. Satisfying the larger and more burdensome statewide requirement should preclude additional local signature requirements on county offices. The judgment here will not withstand equal protection scrutiny, for the purported reason of unclogging Missouri’s election machinery, Socialist Workers Party v. Secretary of State, 412 Mich. 571, 317 N.W.2d 1, 9 (1982), under either strict scrutiny or a balancing test, neither the Secretary of State’s or the trial court’s result should not stand. Boone County’s ballot would not have suffered by the inclusion of the two candidates. The evil to be protected against in Socialist Workers, 440 U.S. at 173, 99 S.Ct. at 983, is not present here. Even if this case involved no constitutional question and the court merely had to construe § 115.315, the result would be the same. The clear wording in the very first sentence of § 115.315.4 reads, “any group of persons desiring to form a new political party for the entire state,” (emphasis supplied). The statutory mechanism to gain statewide status for a new party is spelled out in subsection 4 (either 2% of the votes previously cast for governor in one-half of the congressional districts or 1% in all nine districts). Conversely, under subsection 5 if a “group of persons desiring to form a new party for any county,” it must under § 115.315.5 obtain signatures equal to 1% of the last vote for the “office being sought.” (Emphasis also supplied). This statute is concerned with a new political party and a showing of enough of an interest to put that party’s slate of candidates on the ballot either statewide or for a specific locality. In subsection 4 there is a legislatively mandated modicum of support the new party has to show statewide, as opposed to a separate and discrete statutory scheme for individual candidates under subsection 5, so it is not up for decision by the Secretary of State or any local election authority to demand a show of support for each and every local candidate of a party previously certified “for the entire state”. § 115.315.4. The pitfalls requiring local signatures of support for a local candidate running on a previously certified state-wide party ticket become apparent. If, when the petition gathering process begins, the new party wants to run candidates statewide as well as for local offices, the party must show a modicum of local support under § 115.315.5 as well as meet one of the certification options. Engrafting the state-wide options over the local requirements subsection 4 sets in motion a logistical nightmare. For example, in this case if a new state-wide party also wanted to run as a candidate for Boone County Prosecutor, then it could not, in meeting the statewide requirement of subsection 4 choose to bypass getting signatures in the ninth congressional district or for that matter in Boone County. The party would have to plan to get signatures equal to two percent of the last vote in the county for prosecutor under subsection 5 whether or not it chose either alternative under subsection 4. Such a dictated choice would easily thwart the sanctioned alternative of a new state-wide party to opt for the two percent in a majority of the congressional districts and, would as a practical matter, mandate at least obtaining one percent of the vote for governor in all nine districts. Even such a course would still not necessarily pass muster under the respondent’s interpretation as the possibility looms that one percent of the congressional vote in Boone County would not equal two percent for prosecutor. Yet still, this whole interpretation would imper-missibly impinge on the signature gathering process within a congressional district. The appendix to this opinion, the boundary map of the nine congressional districts is reprinted from page 71 of the Official Manual of the State of Missouri 1991-92. The map shows, for example, Boone County makes up only a part of a twenty-two county congressional district, which extends from the Iowa border through most of Franklin County. To require a new party to get signatures to qualify state-wide and then go into each county or local race [87] to get additional or more geographically diverse signatories would indeed lead to an unwarranted burden on a new party to run statewide and local candidates. As stated earlier, the method adopted by the respondent of reading subsections 4 and 5 together to create a sufficient showing of support for local candidates of a state-wide party would be burdensome, excessive and almost totally incapable of ascertainment. This is exactly what is decried in the language of American Party of Texas v. White, 415 U.S. 767, 783, 94 S.Ct. 1296, 1307, 39 L.Ed.2d 744 (1974): Of course, what is demanded may not be so excessive or impractical as to be in reality a mere device to always, or almost always, exclude parties with significant support from the ballot. The Constitution requires that access to the electorate be real, not “merely theoretical.” Jenness v. Fortson, 403 U.S. 431, 439, 91 S.Ct. 1970, 1974, 29 L.Ed.2d 554 (1971). If the new party has satisfied the greater and more onerous burden of qualifying state-wide there is no legitimate reason, and certainly no statutory language to require the new party’s local candidates to further satisfy the local requirements for a purely local party. If the same construction here applied to the established major parties, there could be certain areas of the state each would have difficulty establishing much local support. The decision to leave Coker-Garcia and Garcia off the Boone County ballot was incorrect. This court’s pronouncement after argument was incorrect, and although nothing can now be done as to these candidates, the law should be set straight for future cases. The next issue relates to Libertarian candidate Harry Moffett who petitioned the court to require his name be on the ballot for the general assembly in the district he resided, the 149th district. The problem in allowing any relief is twofold. In the Petition for Formation of the Party, as required by § 115.315.2(4), the “office for which each candidate is to be nominated”, must be on the petition. The petition circulated by the Libertarian Party had Moffett listed as a candidate for the 144th district. Additionally, any candidate from a new political party formed through submission of petitions must also submit “a declaration of candidacy for each candidate to be nominated by the petition”. Section 115.327 RSMo, 1986. Likewise, Moffett’s declaration of candidacy listed incorrectly, the 144th district. The trial court was correct in denying relief on this point. The Libertarian candidate for governor, Ogden Scoville, died without ever having filed a declaration of candidacy as required under § 115.327. In this suit appellants sought to mandamus the Secretary of State to substitute the name of Joan Dow for Scoville. Scoville’s death occurred in the time frame of § 115.363.2(1) RSMo which allows a party nominating a candidate for the general election to select another nominee if the person nominated dies on or before nine in the morning on the second Monday prior to the election. Although dealing with presidential electors, Manifold v. Blunt, 863 F.2d 1368, 1375 (8th Cir.1988), cert, denied 493 U.S. 893, 110 S.Ct. 242, 107 L.Ed.2d 192 (1989), applies here. The court held these types of declarations are in the state’s interest to assure the candidate is qualified to serve and voter’s vote is therefore meaningful. A person who does not file such a declaration of a candidacy is not legally qualified as a candidate Id. Scoville then never became a candidate for governor, having failed to file the declaration of candidacy. The Libertarians had no candidate to replace. The circuit court’s decision to deny Dow to replace Scoville as the new party candidate was correct. The point is denied. The circuit court judgment is reversed as to Coker-Garcia and Garcia, but is in all other respects affirmed. Two-thirds of the costs are assessed against the appellants. No cost may be asserted against the state, Anheuser-Busch, Inc. v. Mo. Commission on Human Rights, 682 S.W.2d 828, 834 (Mo.App.1984). SHANGLER, TURNAGE, ULRICH, BRECKENRIDGE, SPINDEN and SMART, JJ., concur. [88] [[Image here]] Footnotes [1] Although the Secretary of State left the matter of local candidates’ eligibility up to local election officials, the purport of his ruling was to require a local candidate to be able to show two percent petition signatures on the Libertarian petitions before the local candidate could be certified. In the case at bar, there would be no reason for a Boone County election official to search for the necessary petition signers as the Libertarian state-wide petitions either were not circulated in the congressional district in which Boone County lies, or the party did not elect to [84] obtain signatures in Boone County to meet the two percent for the larger area of the congressional district.